0001127602-12-033291.txt : 20121210
0001127602-12-033291.hdr.sgml : 20121210
20121210133909
ACCESSION NUMBER: 0001127602-12-033291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121206
FILED AS OF DATE: 20121210
DATE AS OF CHANGE: 20121210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHARLAU CHARLES E
CENTRAL INDEX KEY: 0001103811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08246
FILM NUMBER: 121252599
MAIL ADDRESS:
STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTHWESTERN ENERGY CO
CENTRAL INDEX KEY: 0000007332
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 710205415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST
STREET 2: SUITE 125
CITY: HOUSTON
STATE: TX
ZIP: 77032
BUSINESS PHONE: 2816184700
MAIL ADDRESS:
STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST
STREET 2: SUITE 125
CITY: HOUSTON
STATE: TX
ZIP: 77032
FORMER COMPANY:
FORMER CONFORMED NAME: ARKANSAS WESTERN GAS CO
DATE OF NAME CHANGE: 19790917
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-12-06
0000007332
SOUTHWESTERN ENERGY CO
SWN
0001103811
SCHARLAU CHARLES E
SUITE 125
2350 N. SAM HOUSTON PARKWAY EAST
HOUSTON
TX
77032
1
Common Stock
2012-02-01
5
J
0
E
100000
0
A
100000
I
Charles Scharlau 2012 GRAT; Charles Scharlau, Trustee
Common Stock
2012-02-01
5
J
0
E
100000
0
D
430669
D
Common Stock
2012-06-24
5
W
0
E
8000
0
D
0
I
By Spouse
Common Stock
2012-06-24
5
W
0
E
8000
0
A
8000
I
by Charles E. Scharlau III Trust, Charles Scharlau, Trustee
Common Stock
2012-11-26
5
J
0
E
19300
0
D
50379
I
by Charles Scharlau 2010 GRAT; Charles Scharlau, Trustee
Common Stock
2012-11-26
5
J
0
E
19300
0
A
449969
D
Common Stock
2012-12-06
4
A
0
2400
0
A
452369
D
Common Stock
523794
I
by Family LLC
Stock Options (Right to Buy)
34.50
2012-12-06
4
A
0
4870
0
A
2013-12-06
2019-12-06
Common Stock
4870
4870
D
Stock Options (Right to Buy)
36.87
2012-12-08
2018-12-08
Common Stock
4450
4450
D
Stock Options (Right to Buy)
36.22
2011-12-09
2017-12-09
Common Stock
4550
4550
D
Stock Options (Right to Buy)
40.73
2010-12-10
2016-12-10
Common Stock
3960
3960
D
Stock Options (Right to Buy)
30.68
2009-12-11
2015-12-11
Common Stock
5270
5270
D
Stock Options (Right to Buy)
27.18
2008-12-13
2014-12-13
Common Stock
6000
6000
D
Stock Options (Right to Buy)
20.335
2007-12-11
2013-12-11
Common Stock
6000
6000
D
On February 1, 2012, 100,000 shares of stock were transferred into a 2012 Grantor Retained Annuity Trust ("2012 GRAT") for the reporting person. The reporting person is the Trustee for the 2012 GRAT, and has indirect beneficial ownership of the stock.
On November 26, 2012, 19,300 shares of stock were transferred out of the Charles Scharlau 2010 Grantor Retained Annuity Trust ("Charles Scharlau 2010 GRAT") and registered in the name of the reporting person. Therefore, the reporting person now has direct beneficial ownership of the stock.
Restricted stock and nonqualified stock options granted in consideration of services as a director.
Nonqualified stock options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65, or a change in control.
/s/ Melissa D. McCarty, Attorney-in-fact for Mr. Scharlau
2012-12-10