0001127602-12-027324.txt : 20120928
0001127602-12-027324.hdr.sgml : 20120928
20120928130031
ACCESSION NUMBER: 0001127602-12-027324
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120926
FILED AS OF DATE: 20120928
DATE AS OF CHANGE: 20120928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KERLEY GREGORY D
CENTRAL INDEX KEY: 0001103813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08246
FILM NUMBER: 121115647
MAIL ADDRESS:
STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTHWESTERN ENERGY CO
CENTRAL INDEX KEY: 0000007332
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 710205415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST
STREET 2: SUITE 125
CITY: HOUSTON
STATE: TX
ZIP: 77032
BUSINESS PHONE: 2816184700
MAIL ADDRESS:
STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST
STREET 2: SUITE 125
CITY: HOUSTON
STATE: TX
ZIP: 77032
FORMER COMPANY:
FORMER CONFORMED NAME: ARKANSAS WESTERN GAS CO
DATE OF NAME CHANGE: 19790917
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-09-26
0000007332
SOUTHWESTERN ENERGY CO
SWN
0001103813
KERLEY GREGORY D
SUITE 125
2350 N. SAM HOUSTON PARKWAY EAST
HOUSTON
TX
77032
1
1
Executive Vice President & CFO
Common Stock
2012-09-26
4
J
0
165000
0
A
165000
I
by Charitable Remainder Trust #2; Greg D. Kerley, Trustee
Common Stock
2012-09-26
4
J
0
165000
0
D
953744
I
by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock
2012-09-26
4
J
0
165000
0
A
165000
I
by Charitable Remainder Trust #3; Greg D. Kerley, Trustee
Common Stock
2012-09-26
4
J
0
165000
0
D
788744
I
by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock
2012-09-26
4
S
0
15250
33.3121
D
149750
I
by Charitable Remainder Trust #2; Greg D. Kerley, Trustee
Common Stock
2012-09-26
4
S
0
15250
33.312
D
149750
I
by Charitable Remainder Trust #3; Greg D. Kerley, Trustee
Common Stock
2012-09-26
4
M
0
216718
2.6425
A
1005462
I
by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock
2012-09-26
4
S
0
216718
33.2982
D
788744
I
by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock
2012-09-27
5
G
0
E
150000
0
A
150000
I
by KEH Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock
2012-09-27
5
G
0
E
150000
0
D
638744
I
by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock
2012-09-27
5
G
0
E
150000
0
A
151475
I
By PAK Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock
2012-09-27
5
G
0
E
150000
0
D
488744
I
by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock
86828
D
Common Stock
25720.2535
I
By 401(k) Plan
Common Stock
1994
I
By JGH Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock
1475
I
By TMH Irrevocable Trust; Greg D. Kerley, Grantor
Stock Options (Right to Buy)
2.645
2012-09-26
4
M
0
216718
0
D
2004-12-10
2013-12-10
Common Stock
216718
0
D
On September 26, 2012, the reporting person transferred 165,000 shares of Southwestern Energy Company stock into the Kerley Charitable Remainder Trust #2 ("Kerley CRT #2"). The reporting person is the Trustee of the Kerley CRT #2 and will retain indirect beneficial ownership of the shares.
On September 26, 2012, the reporting person transferred 165,000 shares of Southwestern Energy Company stock into the Kerley Charitable Remainder Trust #3 ("Kerley CRT #3"). The reporting person is the Trustee of the Kerley CRT #2 and will retain indirect beneficial ownership of the shares.
This transaction was executed in multiple trades at prices ranging from $33.06 to $33.665. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $33.07 to $33.67. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
On September 27, 2012, the reporting person gifted shares of Southwestern Energy Company stock to the Katie E. Henson Irrevocable Trust (the "KEH Irrevocable Trust"). The reporting person is the Grantor of the KEH Trust and will retain indirect beneficial ownership of the gifted shares.
On September 27, 2012, the reporting person gifted shares of Southwestern Energy Company stock to the Paige A. Kerley Irrevocable Trust (the "PAK Irrevocable Trust"). The reporting person is the Grantor of the PAK Trust and will retain indirect beneficial ownership of the gifted shares.
/s/ Melissa D. McCarty, Attorney-in-fact for Mr. Kerley
2012-09-28