-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DJxPk3yClkwGTIvLzCMnKShQPB6Q7crMwH/Sbi0AtfzzmT33mC1uSDihK37CJy8p spLY/wey5uSsYyJoJbLffA== 0001127602-09-025103.txt : 20091214 0001127602-09-025103.hdr.sgml : 20091214 20091214171854 ACCESSION NUMBER: 0001127602-09-025103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091210 FILED AS OF DATE: 20091214 DATE AS OF CHANGE: 20091214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHARLAU CHARLES E CENTRAL INDEX KEY: 0001103811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08246 FILM NUMBER: 091239703 MAIL ADDRESS: STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWESTERN ENERGY CO CENTRAL INDEX KEY: 0000007332 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 710205415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST STREET 2: SUITE 125 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 2816184700 MAIL ADDRESS: STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST STREET 2: SUITE 125 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: ARKANSAS WESTERN GAS CO DATE OF NAME CHANGE: 19790917 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-12-10 0000007332 SOUTHWESTERN ENERGY CO SWN 0001103811 SCHARLAU CHARLES E SUITE 125 2350 N. SAM HOUSTON PARKWAY EAST HOUSTON TX 77032 1 Common Stock 2009-08-31 5 J 0 E 167614 0 D 883958 D Common Stock 2009-08-31 5 J 0 E 167614 0 A 167614 I by Charles Scharlau GRAT; Charles Scharlau, Trustee Common Stock 2009-08-31 5 J 0 E 523794 0 D 360164 D Common Stock 2009-08-31 5 J 0 E 523794 0 A 523794 I by Family LLC Common Stock 2009-12-10 4 A 0 2010 0 A 362174 D Common Stock 8000 I By Spouse Stock Options (Right to Buy) 40.73 2009-12-10 4 A 0 3960 0 A 2010-12-10 2016-12-10 Common Stock 3960 3960 D Stock Options (Right to Buy) 1.22 2001-12-31 2010-12-31 Common Stock 64000 64000 D Stock Options (Right to Buy) 1.365 2002-12-31 2011-12-31 Common Stock 64000 64000 D Stock Options (Right to Buy) 1.47 2003-12-31 2012-12-31 Common Stock 64000 64000 D Stock Options (Right to Buy) 3.10 2004-12-31 2013-12-31 Common Stock 64000 64000 D Stock Options (Right to Buy) 6.225 2005-12-09 2011-12-09 Common Stock 13760 13760 D Stock Options (Right to Buy) 17.97 2006-12-13 2012-12-13 Common Stock 5500 5500 D Stock Options (Right to Buy) 20.335 2007-12-11 2013-12-11 Common Stock 6000 6000 D Stock Options (Right to Buy) 27.18 2008-12-13 2014-12-13 Common Stock 6000 6000 D Stock Options (Right to Buy) 30.68 2009-12-11 2015-12-11 Common Stock 5270 5270 D On August 31, 2009, 167,614 shares were transferred into the Charles Scharlau 2009 Retained Annuity Trust ("Charles Scharlau GRAT"). The reporting person will remain the Trustee for the GRAT account, and will continue to have indirect beneficial ownership of the stock. On August 31, 2009, the reporting person transferred 523,794 shares of Southwestern Energy Company stock into a Family LLC. The reporting person controls the LLC and therefore, has indirect beneficial ownership of the transferred shares. Restricted stock and nonqualified stock options granted in consideration of services as a director. Nonqualified stock options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65, or a change in control. /s/ Melissa D. McCarty, Attorney-in-fact for Mr. Scharlau 2009-12-14 -----END PRIVACY-ENHANCED MESSAGE-----