-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NbOQ2mqb0JEASpTvb+d9ripP5m83A+PtDL1ffiW+P5uaSL3pCgA/+8wijIBXqd+q LmBlgQWlw/jA/Vci3PIvmA== 0000899140-97-000186.txt : 19970222 0000899140-97-000186.hdr.sgml : 19970222 ACCESSION NUMBER: 0000899140-97-000186 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NYSE GROUP MEMBERS: FOREIGN & COLONIAL MANAGEMENT LTD /ADV GROUP MEMBERS: HYPO FOREIGN & COLONIAL MANAGEMENT LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPSURE HOLDINGS CORP CENTRAL INDEX KEY: 0000073313 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 341010356 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47011 FILM NUMBER: 97531422 BUSINESS ADDRESS: STREET 1: 2 N RIVERSIDE PLZ STE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128791900 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOREIGN & COLONIAL MANAGEMENT LTD /ADV CENTRAL INDEX KEY: 0000911913 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8TH FLOOR EXCHANGE HOUSE STREET 2: PRIMROSE ST CITY: LONDON ENGLAND EC2A STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: FOREIGN & COLONIAL MANAGEMENT LTD /ADV DATE OF NAME CHANGE: 19950203 SC 13G/A 1 ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response.....14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Capsure Holdings Corp. (Name of Issuer) Common Stock, par value $.05 (Title of Class of Securities) 140673104 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages 1 - ------------------------- ------------------------- CUSIP No. 140673104 13G Page 2 of 6 Pages -------------- ---- --- - ------------------------- ------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Foreign & Colonial Management Limited - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 545,000 OWNED BY ------ ---------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH ------ ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 545,000 - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 545,000 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.5% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA, CO - ---------- --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 2 - ------------------------ -------------------------- CUSIP No. 140673104 13G Page 3 of 6 Pages -------------- --- --- - ------------------------ -------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hypo Foreign & Colonial Management (Holdings) Limited - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER 545,000 ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY ------ ---------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH ------ ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 545,000 - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 545,000 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.5% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC, CO - ---------- --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 Item 1(a). Name of Issuer: Capsure Holdings Corp. Item 1(b). Address of Issuer's Principal Executive Offices: Two North Riverside Plaza Chicago, Illinois 60606 Item 2. (a) Name of Person(s) Filing: ------------------------ Foreign & Colonial Management Limited ("F&C Limited") and Hypo Foreign & Colonial Management (Holdings) Limited ("F&C Holdings" and, together with F&C Limited, the "Reporting Entities"). (b) Address of Principal Business Office or, if none, Residence: ------------------------------------------------ The address of the principal business office of each of the Reporting Entities is Exchange House, Primrose Street, London EC2A 2NY, England. (c) Citizenship: ----------- Each of the Reporting Entities is a corporation organized under the laws of the United Kingdom. (d) Title of Class of Securities: ---------------------------- Common Stock, par value $.05 per share ("Common Stock"). (e) CUSIP Number ------------ 140673104. Item 3. - ------- (e) As of the date hereof, F&C Limited is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 ("Advisers Act"). (g) F&C Holdings is a Parent Holding Company, in accordance with ss. 240.13d-1(b)(ii)(G) under the Securities Exchange Act of 1934 ("Exchange Act") (Note: See Item 7). 4 Item 4. Ownership --------- (a) 545,000 shares comprised of Common Stock (b) 3.5% (c) (i) none (ii) 545,000 (iii) none (iv) 545,000 Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Dividends received from, and any proceeds from the sale of, Common Stock, if any, by F&C Limited are allocated by F&C Limited to the applicable accounts of its clients and are distributed or retained in accordance with F&C Limited's investment management agreements with those clients. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: F&C Holdings currently owns 100% of the outstanding capital stock of F&C Limited. F&C Limited is filing pursuant to Rule 13d-1(b)(1)(i)(E) under the Exchange Act as an Investment Adviser registered under Section 203 of the Advisers Act. A Joint Filing Agreement was executed to this effect on February 3, 1995 and was filed as Exhibit I to Schedule 13G filed for the Reporting of Entities on February 9, 1995 which is herein incorporated by reference. Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable 5 Item 10. Certification: ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 10, 1997 FOREIGN & COLONIAL MANAGEMENT LIMITED By: /s/ Andrew C. Barker Name: Andrew C. Barker Title: Director HYPO FOREIGN & COLONIAL MANAGEMENT (HOLDINGS) LIMITED By: /s/ Rob. G. Donkin Name: Rob. G. Donkin Title: Secretary 6 -----END PRIVACY-ENHANCED MESSAGE-----