-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QxpOtbpqDYR+C3OUeXXuW2yn5kzgIqwt8uu3ilK1EmetEukyssKDJo5p5blrrmtv xavA4P6yqkXjGVQWXZDu7A== 0000950135-00-000779.txt : 20000215 0000950135-00-000779.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950135-00-000779 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER GROUP INC CENTRAL INDEX KEY: 0000733060 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 135657669 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-31076 FILM NUMBER: 541420 BUSINESS ADDRESS: STREET 1: 60 STATE ST STREET 2: 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 BUSINESS PHONE: 8008211239 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COGAN JOHN F JR CENTRAL INDEX KEY: 0000790438 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 MAIL ADDRESS: STREET 1: C/O PIONEER GROUP INC STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 SC 13G/A 1 THE PIONEER GROUP, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d- 1(b), (c), and (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 2)* The Pioneer Group, Inc. ------------------------------------------------------- (Name of Issuer) Common Stock, $.10 par value per share ------------------------------------------------------- (Title of Class of Securities) 723684 10 6 ------------------------------------------------------- (CUSIP Number) December 31, 1999 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 723684 10 6 PAGE 2 OF 5 ----------- -- -- SCHEDULE 13G - -------------------------------------------------------------------------------- (1). Name of Reporting Person John F. Cogan, Jr. I.R.S. Identification Number of Above Person (Entities Only) Not Applicable - -------------------------------------------------------------------------------- (2). Check the Appropriate Box if a Member of a Group Not Applicable - -------------------------------------------------------------------------------- (3). SEC Use Only - -------------------------------------------------------------------------------- (4). Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned By Each Reporting Person With: (5). Sole Voting Power 3,576,244 - -------------------------------------------------------------------------------- (6). Shared Voting Power 72,858 - -------------------------------------------------------------------------------- (7). Sole Dispositive Power 3,612,202 - -------------------------------------------------------------------------------- (8). Shared Dispositive Power 36,900 - -------------------------------------------------------------------------------- (9). Aggregate Amount Beneficially Owned by Reporting Person 3,649,102 - -------------------------------------------------------------------------------- (10). Check Box if the Aggregate Amount in Row 9 Excludes Certain Shares Not Applicable - -------------------------------------------------------------------------------- (11). Percent of Class Represented by Amount in Row 9 13.6% (1) - -------------------------------------------------------------------------------- (12). Type of Reporting Person IN - -------------------------------------------------------------------------------- (1) Based upon 26,481,179 shares of Common Stock outstanding as of December 31, 1999 plus 307,000 shares subject to options held by the Reporting Person that are exercisable within 60 days of December 31, 1999. 3 CUSIP NO. 723684 10 6 PAGE 3 OF 5 ----------- -- -- SCHEDULE 13G Item 1(a). NAME OF ISSUER: The Pioneer Group, Inc., a Delaware corporation (the "Company") Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 60 State Street Boston, Massachusetts 02109 Item 2(a). NAME OF PERSON FILING: John F. Cogan, Jr. Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: c/o The Pioneer Group, Inc. 60 State Street Boston, MA 02109 Item 2(c). CITIZENSHIP: United States of America Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.10 par value per share Item 2(e). CUSIP NUMBER: 723684 10 6 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable Item 4. OWNERSHIP: (a) The Reporting Person beneficially owns 3,649,102 shares of the Company's Common Stock, consisting of 2,038,294 shares held directly, 307,000 shares subject to outstanding 4 CUSIP NO. 723684 10 6 PAGE 4 OF 5 ----------- -- -- options held by the Reporting Person that are exercisable within 60 days of December 31, 1998, 1,267,850 shares held by Trusts on behalf of which the Reporting Person serves as trustee, and 35,958 shares held indirectly for the benefit of the Reporting Person pursuant to the Company's deferred compensation plan. (b) The 3,649,102 shares of Common Stock beneficially owned by the Reporting Person constitute 13.6% of the Company's Common Stock as of December 31, 1998, based upon 26,481,179 shares of Common Stock outstanding as of December 31, 1999 plus 307,000 shares subject to outstanding options held by the Reporting Person that are exercisable within 60 days of December 31, 1999. (c) The Reporting Person has sole voting power with respect to 3,576,244 of the shares of Common Stock beneficially owned, sole dispositive power with respect to 3,612,202 of the shares of Common Stock beneficially owned, shared voting power with respect to 72,858 of the shares of Common Stock beneficially owned and shared investment power with respect to 36,900 shares of Common Stock beneficially owned. Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable Item 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable Item 10. CERTIFICATIONS: Not Applicable 5 CUSIP NO. 723684 10 6 PAGE 5 OF 5 ----------- -- -- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ John F. Cogan, Jr. Date: February 11, 2000 John F. Cogan, Jr. -----END PRIVACY-ENHANCED MESSAGE-----