-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JujszZnRM3y/VnpA/dqPjQhDTDtwFUxpLxCNkuceNT6EZa0JFaCZ8XbWNoBJmKNA hNiw9UGXA97uIVkRoG4tTA== 0000950135-99-000612.txt : 19990212 0000950135-99-000612.hdr.sgml : 19990212 ACCESSION NUMBER: 0000950135-99-000612 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER GROUP INC CENTRAL INDEX KEY: 0000733060 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 135657669 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-31076 FILM NUMBER: 99529875 BUSINESS ADDRESS: STREET 1: 60 STATE ST STREET 2: 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 BUSINESS PHONE: 8008211239 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COGAN JOHN F JR CENTRAL INDEX KEY: 0000790438 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 MAIL ADDRESS: STREET 1: C/O PIONEER GROUP INC STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 SC 13G/A 1 THE PIONEER GROUP 1 CUSIP NO. 723684 10 6 SCHEDULE 13G Page 1 of 5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. 1)(1) The Pioneer Group, Inc. (Name of Issuer) Common Stock, $.10 par value per share (Title of Class of Securities) 723684 10 6 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) 2 CUSIP NO. 723684 10 6 SCHEDULE 13G Page 2 of 5 pages ----------- -- -- - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS John F. Cogan, Jr. - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] Not Applicable - ------------------------------------------------------------------------------- (3) SEC USE ONLY [ ] - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER 3,772,989 NUMBER OF SHARES --------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY EACH 74,340 REPORTING PERSON WITH --------------------------------------------------------- (7) SOLE DISPOSITIVE POWER 2,895,793 --------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 74,340 - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,847,329 - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.4% (1) - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- (1) Based upon 26,134,103 shares of Common Stock outstanding as of December 31, 1998 plus 533,000 shares subject to outstanding options held by the Reporting Person that are exercisable within 60 days of December 31, 1998. * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 5 pages 3 CUSIP NO. 723684 10 6 SCHEDULE 13G Page 3 of 5 ----------- -- -- ITEM 1(a). NAME OF ISSUER: The Pioneer Group, Inc., a Delaware corporation (the "Company") ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 60 State Street Boston, Massachusetts 02109 ITEM 2(a). NAME OF PERSON FILING: John F. Cogan, Jr. (the "Reporting Person") ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 60 State Street Boston, Massachusetts 02109 ITEM 2(c). CITIZENSHIP: United States ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.10 par value per share, of The Pioneer Group, Inc. ITEM 2(e). CUSIP NUMBER: 723684 10 6 ITEM 3. STATEMENT FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) OR (C) Not Applicable. ITEM 4. OWNERSHIP. (a) The Reporting Person beneficially owns 3,847,329 shares of the Company's Common Stock, consisting of 2,067,379 shares held directly, 533,000 shares subject to outstanding options held by the Reporting Person that are exercisable within 60 days of December 31, 1998, and 1,246,950 shares held by Trusts of which Mr. Cogan serves as trustee. (b) The 3,847,329 shares of Common Stock beneficially owned by the Reporting Person constitutes 14.4% of the Company's Common Stock as of December 31, 1998, based upon 26,134,103 shares of Common Stock outstanding as of December 31, 1998 plus 533,000 shares subject to outstanding options held by the Reporting Person that are exercisable within 60 days of December 31, 1998. (c) The Reporting Person has sole voting power with respect to 3,772,989 of the shares of Common Stock beneficially owned, sole dispositive power with respect to 2,895,793 of the shares of Common Stock beneficially owned and shared voting and investment power with respect to 74,340 shares of the Common Stock beneficially owned. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. Page 3 of 5 pages 4 CUSIP NO. 723684 10 6 SCHEDULE 13G Page 4 of 5 ----------- -- -- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATIONS. Not Applicable. Page 4 of 5 pages 5 CUSIP NO. 723684 10 6 SCHEDULE 13G Page 5 of 5 ----------- -- -- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 8, 1999 /s/ John F. Cogan, Jr. ---------------------- John F. Cogan, Jr. Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----