-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TJeu9Jbb8hD16+XgWWXCtg2qX1iXxJWrC/n0rAqWdKisLvJfI2wGJyHOgjki5fZF qLIE0IStlY7m/t7ReRF2jg== 0000950135-99-000611.txt : 19990212 0000950135-99-000611.hdr.sgml : 19990212 ACCESSION NUMBER: 0000950135-99-000611 CONFORMED SUBMISSION TYPE: SC 13G CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER GROUP INC CENTRAL INDEX KEY: 0000733060 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 135657669 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-31076 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 60 STATE ST STREET 2: 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 BUSINESS PHONE: 8008211239 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COGAN JOHN F JR CENTRAL INDEX KEY: 0000790438 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 MAIL ADDRESS: STREET 1: C/O PIONEER GROUP INC STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 SC 13G 1 THE PIONEER GROUP, INC. 1 CUSIP NO. 723684 10 6 SCHEDULE 13G Page 1 of 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ________)* The Pioneer Group, Inc. (Name of Issuer) Common Stock, $.10 par value per share (Title of Class of Securities) 723684 10 6 (CUSIP Number) Check the following box if a fee is being paid with this statement |X|. A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1: and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. This information is the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) 2 - ------------------------- ------------------------- CUSIP No. 723684 10 6 SCHEDULE 13G Page 2 of 4 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) John F. Cogan, Jr. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY [ ] - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 817,529 NUMBER OF ---------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 96,717 EACH ---------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH 587,529 ---------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 326,717 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 914,246 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.8% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - ------------------------- ------------------------- CUSIP No. 723684 10 6 SCHEDULE 13G Page 3 of 4 Pages - -------------------------------------------------------------------------------- Item 1 - ------ (a) The Pioneer Group, Inc. (b) 60 State Street Boston, Massachusetts 02109 Item 2 - ------ (a) John F. Cogan, Jr. (b) 60 State Street Boston, Massachusetts 02109 (c) Mr. Cogan is a United States citizen (d) Common Stock, $.10 par value (e) 723684106 Item 3 - ------ Not Applicable. Item 4 - ------ (a) See item 9 on page 2 for information with respect to the Reporting Person's beneficial ownership.* - ------------------------------- * Of the shares beneficially owned by the Reporting Person, 879,502 were either acquired solely for investment purposes during 1979 or as a result of subsequent stock dividends. Mr. Cogan initially obtained shares of the issuer in respect of a distribution of the issuer's stock by its parent, Pioneer Western Corporation, and in exchange for shares of Pioneer Western Corporation that he owned prior to the date of such distribution. The balance of 34,744 shares reported in item 9 on page 2 were acquired by trusts of which Mr. Cogan serves as a trustee. While through inadvertence no Schedule 13G was ever filed, the Reporting Person's record and beneficial ownership of the issuer's shares has been reported in the issuer's proxy statements in every year since 1980. Moreover, the Reporting Person has filed all related Forms 4 under Section 16(a) since the issuer's Form 10 registration became effective in 1980. 4 - ------------------------- ------------------------- CUSIP No. 723684 10 6 SCHEDULE 13G Page 4 of 4 Pages - -------------------------------------------------------------------------------- (b) See item 11 on page 2 for information with respect to the percentage of the class of securities owned beneficially by the Reporting Person. (c) See items 5 to 8 on page 2 for information with respect to the voting and dispositive authority of the Reporting Person. Item 5 - ------ Not Applicable. Item 6 - ------ Not Applicable. Item 7 - ------ Not Applicable. Item 8 - ------ Not Applicable. Item 9 - ------ Not Applicable. Item 10 - ------- Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 13, 1992 /s/ John F. Cogan, Jr. -------------------------------- John F. Cogan, Jr. -----END PRIVACY-ENHANCED MESSAGE-----