0001420506-18-000937.txt : 20181113 0001420506-18-000937.hdr.sgml : 20181113 20181113154753 ACCESSION NUMBER: 0001420506-18-000937 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARS Investment Partners, LLC CENTRAL INDEX KEY: 0000733020 IRS NUMBER: 132684582 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00858 FILM NUMBER: 181177718 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 2126879800 BUSINESS PHONE: 2126879800 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10110 FORMER COMPANY: FORMER CONFORMED NAME: A.R. Schmeidler & Co., Inc. DATE OF NAME CHANGE: 20150706 FORMER COMPANY: FORMER CONFORMED NAME: SCHMEIDLER A R & CO INC DATE OF NAME CHANGE: 19990329 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000733020 XXXXXXXX 09-30-2018 09-30-2018 false ARS Investment Partners, LLC

500 Fifth Avenue New York NY 10110

13F HOLDINGS REPORT 028-00858 N Kristen Niebuhr 212.931.5722 Kristen Niebuhr, Chief Compliance Officer New York NY 11-13-2018 0 117 645536 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ARS INVESTMENT PARTNERS, LLC ABBVIE INC COM 00287y109 22554 238466 SH SOLE 0 0 238466 ADVANCED MICRO DEVICES INC COM 007903107 3900 126250 SH SOLE 0 0 126250 ALBANY INTL CORP CL A 012348108 1116 14040 SH SOLE 13000 0 1040 ALPHABET INC CAP STK CL A 02079k305 25079 20777 SH SOLE 0 0 20777 ALPHABET INC CAP STK CL C 02079k107 4116 3449 SH SOLE 0 0 3449 ALPS ETF TR ALERIAN MLP 00162q866 2085 195204 SH SOLE 0 0 195204 AMAZON COM INC COM 023135106 23924 11944 SH SOLE 0 0 11944 AMERICAN ELEC PWR INC COM 025537101 14678 207076 SH SOLE 0 0 207076 AMERIGAS PARTNERS L P UNIT L P INT 030975106 774 19600 SH SOLE 0 0 19600 ANADARKO PETE CORP COM 032511107 22725 337119 SH SOLE 0 0 337119 APPLE INC COM 037833100 44983 199270 SH SOLE 0 0 199270 APPLIED MATLS INC COM 038222105 701 18131 SH SOLE 0 0 18131 ASML HOLDING N V N Y REGISTRY SHS n07059210 1708 9083 SH SOLE 0 0 9083 ASTRONICS CORP COM 046433108 888 20407 SH SOLE 18968 0 1439 AT&T INC COM 00206r102 2821 84014 SH SOLE 0 0 84014 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 1077 16890 SH SOLE 13200 0 3690 BIOGEN INC COM 09062x103 270 764 SH SOLE 0 0 764 BIOHAVEN PHARMACTL HLDG CO L COM g11196105 15604 415555 SH SOLE 0 0 415555 BLACKBERRY LTD COM 09228f103 751 66000 SH SOLE 0 0 66000 BOINGO WIRELESS INC COM 09739c102 1114 31910 SH SOLE 25125 0 6785 BRISTOL MYERS SQUIBB CO COM 110122108 12609 203101 SH SOLE 0 0 203101 BROADCOM INC COM 11135f101 901 3650 SH SOLE 0 0 3650 CANADIAN NATL RY CO COM 136375102 1567 17447 SH SOLE 0 0 17447 CELCUITY INC COM 15102k100 1380 47974 SH SOLE 34329 0 13645 CELGENE CORP COM 151020104 12093 135137 SH SOLE 0 0 135137 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 9215 877624 SH SOLE 819453 0 58171 CHEVRON CORP NEW COM 166764100 4014 32825 SH SOLE 0 0 32825 CHUBB LIMITED COM h1467j104 2305 17251 SH SOLE 0 0 17251 CLARUS CORP NEW COM 18270p109 835 75595 SH SOLE 75595 0 0 CLEVELAND CLIFFS INC COM 185899101 494 39000 SH SOLE 0 0 39000 COHERENT INC COM 192479103 3961 23004 SH SOLE 0 0 23004 COHU INC COM 192576106 877 34945 SH SOLE 26000 0 8945 COLGATE PALMOLIVE CO COM 194162103 2126 31752 SH SOLE 0 0 31752 CORREVIO PHARMA CORP COM 22026v105 1121 278940 SH SOLE 276640 0 2300 CYNERGISTEK INC COM 23258p105 1783 463180 SH SOLE 397957 0 65223 CYPRESS SEMICONDUCTOR CORP COM 232806109 22138 1527837 SH SOLE 0 0 1527837 DEVON ENERGY CORP NEW COM 25179m103 5164 129298 SH SOLE 0 0 129298 DOWDUPONT INC COM 26078j100 2249 34967 SH SOLE 0 0 34967 DUKE ENERGY CORP NEW COM NEW 26441c204 1075 13431 SH SOLE 0 0 13431 EASTSIDE DISTILLING INC COM PAR 277802302 2216 270238 SH SOLE 241623 0 28615 EBIX INC COM NEW 278715206 8573 108313 SH SOLE 0 0 108313 ENTERPRISE PRODS PARTNERS L COM 293792107 5038 175349 SH SOLE 0 0 175349 EXXON MOBIL CORP COM 30231g102 420 4944 SH SOLE 0 0 4944 FACEBOOK INC CL A 30303m102 665 4043 SH SOLE 0 0 4043 GALLAGHER ARTHUR J & CO COM 363576109 10330 138775 SH SOLE 0 0 138775 GENERAL DYNAMICS CORP COM 369550108 996 4866 SH SOLE 0 0 4866 GENERAL MTRS CO COM 37045v100 2996 88983 SH SOLE 0 0 88983 GP STRATEGIES CORP COM 36225v104 1228 72888 SH SOLE 58499 0 14389 HARVARD BIOSCIENCE INC COM 416906105 1721 327752 SH SOLE 276597 0 51155 INTERNATIONAL BUSINESS MACHS COM 459200101 25037 165579 SH SOLE 0 0 165579 INTERXION HOLDING N.V SHS n47279109 17644 262173 SH SOLE 0 0 262173 INVESCO EXCHNG TRADED FD TR FTSE RAFI ASIA 46138e750 592 10850 SH SOLE 0 0 10850 ISHARES INC MSCI JPN ETF NEW 46434g822 731 12135 SH SOLE 0 0 12135 ISHARES INC MSCI MEXICO ETF 464286822 1133 22120 SH SOLE 0 0 22120 ISHARES TR COHEN STEER REIT 464287564 665 6642 SH SOLE 0 0 6642 ISHARES TR MORTGE REL ETF 46435g342 344 7897 SH SOLE 0 0 7897 ISHARES TR MSCI ACWI EX US 464288240 2573 53953 SH SOLE 0 0 53953 ISHARES TR NASDAQ BIOTECH 464287556 288 2362 SH SOLE 0 0 2362 ISHARES TR RUS 1000 GRW ETF 464287614 217 1393 SH SOLE 0 0 1393 ISHARES TR SELECT DIVID ETF 464287168 1228 12311 SH SOLE 0 0 12311 ISHARES TR US AER DEF ETF 464288760 296 1369 SH SOLE 0 0 1369 ISHARES TR U.S. CNSM SV ETF 464287580 334 1577 SH SOLE 0 0 1577 JOHNSON & JOHNSON COM 478160104 2651 19190 SH SOLE 0 0 19190 KELLOGG CO COM 487836108 9584 136876 SH SOLE 0 0 136876 KRAFT HEINZ CO COM 500754106 446 8098 SH SOLE 0 0 8098 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077b207 1762 119234 SH SOLE 95659 0 23575 LAM RESEARCH CORP COM 512807108 7078 46658 SH SOLE 0 0 46658 MACQUARIE INFRASTRUCTURE COR COM 55608b105 648 14055 SH SOLE 9235 0 4820 MARATHON PETE CORP COM 56585a102 15770 197199 SH SOLE 0 0 197199 MARSH & MCLENNAN COS INC COM 571748102 7294 88179 SH SOLE 0 0 88179 MDC PARTNERS INC CL A SUB VTG 552697104 357 86060 SH SOLE 0 0 86060 MERCK & CO INC COM 58933y105 7875 111005 SH SOLE 0 0 111005 MICRON TECHNOLOGY INC COM 595112103 18181 401965 SH SOLE 0 0 401965 MITCHAM INDS INC COM 606501104 1272 306541 SH SOLE 303641 0 2900 MONDELEZ INTL INC CL A 609207105 2027 47187 SH SOLE 0 0 47187 NORFOLK SOUTHERN CORP COM 655844108 3033 16804 SH SOLE 0 0 16804 NORTHROP GRUMMAN CORP COM 666807102 7343 23138 SH SOLE 0 0 23138 NOVARTIS A G SPONSORED ADR 66987v109 207 2400 SH SOLE 0 0 2400 NUCOR CORP COM 670346105 7902 124538 SH SOLE 0 0 124538 PEPSICO INC COM 713448108 4993 44657 SH SOLE 0 0 44657 PHILLIPS 66 COM 718546104 21762 193063 SH SOLE 0 0 193063 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 1758 34375 SH SOLE 0 0 34375 READING INTERNATIONAL INC CL A 755408101 2404 152158 SH SOLE 132789 0 19369 RED LION HOTELS CORP COM 756764106 2537 202983 SH SOLE 166114 0 36869 ROGERS CORP COM 775133101 1621 11000 SH SOLE 9250 0 1750 SEAGATE TECHNOLOGY PLC SHS g7945m107 5813 122774 SH SOLE 0 0 122774 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 1899 16199 SH SOLE 0 0 16199 SELECT SECTOR SPDR TR SBI CONS STPLS 81369y308 2266 42013 SH SOLE 0 0 42013 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 3250 117848 SH SOLE 0 0 117848 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 3319 34879 SH SOLE 0 0 34879 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 2306 29414 SH SOLE 0 0 29414 SELECT SECTOR SPDR TR ENERGY 81369y506 1843 24329 SH SOLE 0 0 24329 SELECT SECTOR SPDR TR COMMUNICATION 81369y852 2327 47491 SH SOLE 0 0 47491 SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 5018 66612 SH SOLE 0 0 66612 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 609 11560 SH SOLE 0 0 11560 SILICOM LTD ORD m84116108 1912 47130 SH SOLE 40120 0 7010 SPDR GOLD TRUST GOLD SHS 78463v107 1198 10620 SH SOLE 0 0 10620 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463x848 1037 27766 SH SOLE 0 0 27766 SPDR S&P 500 ETF TR TR UNIT 78462f103 20811 71585 SH SOLE 0 0 71585 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467y107 1895 5156 SH SOLE 0 0 5156 SPDR SERIES TRUST S&P 600 SML CAP 78464a813 2453 32502 SH SOLE 0 0 32502 SPDR SERIES TRUST S&P OILGAS EXP 78464a730 544 12557 SH SOLE 0 0 12557 SPDR SERIES TRUST S&P PHARMAC 78464a722 288 5927 SH SOLE 0 0 5927 T MOBILE US INC COM 872590104 19261 274448 SH SOLE 0 0 274448 TELENAV INC COM 879455103 1019 201846 SH SOLE 160865 0 40981 THERMO FISHER SCIENTIFIC INC COM 883556102 808 3311 SH SOLE 0 0 3311 UNION PAC CORP COM 907818108 1125 6910 SH SOLE 0 0 6910 UNIVERSAL DISPLAY CORP COM 91347p105 27722 235129 SH SOLE 0 0 235129 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189f676 327 3074 SH SOLE 0 0 3074 VISA INC COM CL A 92826c839 328 2185 SH SOLE 0 0 2185 VISTEON CORP COM NEW 92839u206 8100 87195 SH SOLE 0 0 87195 VOLT INFORMATION SCIENCES IN COM 928703107 4367 1134305 SH SOLE 1019317 0 114988 WESTERN DIGITAL CORP COM 958102105 17716 302638 SH SOLE 0 0 302638 WEYERHAEUSER CO COM 962166104 1055 32685 SH SOLE 0 0 32685 XCEL BRANDS INC COM NEW 98400m101 1551 659903 SH SOLE 619415 0 40488 XCEL ENERGY INC COM 98389b100 3386 71715 SH SOLE 0 0 71715 ZSCALER INC COM 98980g102 9438 231437 SH SOLE 0 0 231437