-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TxNH25r/zCFVeKmVmyFOXJIaIpuhQm908+6xZJLWUWroczs8Y8JpB2HJp0R0hB9B z8hi+rtJBOQLGLCFh3mbGQ== 0001085146-02-000212.txt : 20021212 0001085146-02-000212.hdr.sgml : 20021212 20021212105050 ACCESSION NUMBER: 0001085146-02-000212 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021212 EFFECTIVENESS DATE: 20021212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEISS PECK & GREER LLC CENTRAL INDEX KEY: 0000732926 IRS NUMBER: 132649199 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00014 FILM NUMBER: 02855313 BUSINESS ADDRESS: STREET 1: ONE NEW YORK PLZ STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129089558 MAIL ADDRESS: STREET 1: ONE NEW YORK PLAZA STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: WEISS PECK & GREER DATE OF NAME CHANGE: 19940302 13F-HR/A 1 wpg3qa1a.txt WEISS PECK & GREER - AMENDMENT #1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weiss Peck & Greer LLC Address: One New York Plaza New York, NY 10004 13F File Number: 28-00014 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Kloby Title: Chief Compliance Officer Phone: 212-908-0620 Signature, Place, and Date of Signing: /s/ Robert Kloby New York, NY December 12, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 691 Form13F Information Table Value Total: $1,542,764 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-06437 Atlantic Investment Management, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 5302 48217 SH SOLE 48217 0 0 A B Watley Group Inc COMMON 000788109 11 106791 SH SOLE 106791 0 0 AT&T WIRELESS SVCS INC COM 00209A106 7233 1755517 SH SOLE 1755517 0 0 ACTIVISION INC NEW COM NEW 004930202 443 18502 SH SOLE 18502 0 0 ACTUATE CORP COM 00508B102 158 166322 SH SOLE 166322 0 0 Acxiom CNVBND 005125AB5 2147 2000000 PRN SOLE 2000000 0 0 ACXIOM CORP COM 005125109 389 27450 SH SOLE 27450 0 0 ADAPTEC INC COM 00651F108 48 10800 SH SOLE 10800 0 0 ADOLOR CORP COM 00724X102 451 32200 SH SOLE 32200 0 0 Advanced Switching Comm Inc COMMON 00757V106 176 154000 SH SOLE 154000 0 0 AEGON N V ORD AMER REG 007924103 167 17746 SH SOLE 17746 0 0 AEROPOSTALE COM 007865108 796 51700 SH SOLE 51700 0 0 AFFILIATED COMPUTER SERVICES CL A 008190100 829 19475 SH SOLE 19475 0 0 AFFILIATED MANAGERS GROUP COM 008252108 465 10425 SH SOLE 10425 0 0 AG SVCS AMER INC COM 001250109 3809 316100 SH SOLE 316100 0 0 AGCO CORP COM 001084102 755 32550 SH SOLE 32550 0 0 AGILENT TECHNOLOGIES INC DBCV 3.000% 12/0 00846UAB7 2039 2500000 PRN SOLE 2500000 0 0 AGL RES INC COM 001204106 641 29000 SH SOLE 29000 0 0 ALKERMES INC COM 01642T108 3037 384900 SH SOLE 384900 0 0 ALLEGHENY ENERGY INC PUT 017361956 500 25000 SH PUT SOLE 0 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 794 114700 SH SOLE 114700 0 0 ALLETE INC COM 018522102 464 21500 SH SOLE 21500 0 0 ALLIANCE GAMING CORP COM NEW 01859P609 468 30300 SH SOLE 30300 0 0 ALLIED CAP CORP NEW COM 01903Q108 225 10300 SH SOLE 10300 0 0 ALLOY INC COM 019855105 6607 795100 SH SOLE 795100 0 0 ALLSTATE CORP COM 020002101 3244 91250 SH SOLE 91250 0 0 ALLTEL CORP COM 020039103 2328 58006 SH SOLE 58006 0 0 ALVARION LTD SHS M0861T100 279 134305 SH SOLE 134305 0 0 AMBAC FINL GROUP INC COM 023139108 4874 90440 SH SOLE 90440 0 0 AMDOCS LTD ORD G02602103 2895 452292 SH SOLE 452292 0 0 AMERICAN EXPRESS CO COM 025816109 8675 278228 SH SOLE 278228 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 338 14700 SH SOLE 14700 0 0 AMERICAN GREETINGS CORP NOTE 7.000% 7/1 026375AJ4 2963 2000000 PRN SOLE 2000000 0 0 AMERICAN INTL GROUP INC COM 026874107 45462 831118 SH SOLE 831118 0 0 AMERICAN ITALIAN PASTA CO CL A 027070101 478 13400 SH SOLE 13400 0 0 AMERICREDIT CORP COM 03060R101 2639 327000 SH SOLE 327000 0 0 AMERISOURCE HEALTH CORP NOTE 5.000%12/0 03071PAD4 1541 1000000 PRN SOLE 1000000 0 0 AMERISOURCEBERGEN CORP COM 03073E105 293 4100 SH SOLE 4100 0 0 AMGEN INC COM 031162100 27180 651802 SH SOLE 651802 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 2699 145900 SH SOLE 145900 0 0 AMSOUTH BANCORPORATION COM 032165102 2451 118175 SH SOLE 118175 0 0 ANALOG DEVICES INC COM 032654105 12204 619475 SH SOLE 619475 0 0 ANALYTICAL SURVEYS INC COM NEW 032683302 2 11355 SH SOLE 11355 0 0 ANHEUSER BUSCH COS INC COM 035229103 1856 36684 SH SOLE 36684 0 0 AOL TIME WARNER INC COM 00184A105 4003 342133 SH SOLE 342133 0 0 AON CORP COM 037389103 865 42200 SH SOLE 42200 0 0 AP PHARMA INC COM 00202J104 20 15000 SH SOLE 15000 0 0 APACHE CORP COM 037411105 1198 20151 SH SOLE 20151 0 0 APPLIED MATLS INC COM 038222105 6393 553495 SH SOLE 553495 0 0 APRIA HEALTHCARE GROUP INC COM 037933108 660 28025 SH SOLE 28025 0 0 ARCHSTONE SMITH TR COM 039583109 730 30550 SH SOLE 30550 0 0 ARRIS GROUP INC COM 04269Q100 241 65200 SH SOLE 65200 0 0 ART TECHNOLOGY GROUP INC COM 04289L107 22 23100 SH SOLE 23100 0 0 ARVINMERITOR INC COM 043353101 351 18775 SH SOLE 18775 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 1048 119800 SH SOLE 119800 0 0 Aspen Corporate Park LP COMMON 9067916 100 100000 SH SOLE 100000 0 0 ASPEN TECHNOLOGY INC COM 045327103 2059 686300 SH SOLE 686300 0 0 ASSOCIATED BANC CORP COM 045487105 207 6536 SH SOLE 6536 0 0 AT & T CDA INC DEPS RCPT CL B 00207Q202 3367 105000 SH SOLE 105000 0 0 AT&T CORP CALL 001957909 1250 100000 SH CALL SOLE 0 0 0 AT&T Corp Ex-Distribution COMMON 001957992 818 150000 SH SOLE 150000 0 0 ATP OIL & GAS CORP COM 00208J108 1686 561900 SH SOLE 561900 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 2373 68245 SH SOLE 68245 0 0 AUTONATION INC COM 05329W102 2907 252375 SH SOLE 252375 0 0 Avinon Inc Ser B PREFRD 9060666 29 2892845 SH SOLE 2892845 0 0 Avinon Inc Ser C PREFRD 9067229 59 683890 SH SOLE 683890 0 0 AVNET INC COM 053807103 574 53225 SH SOLE 53225 0 0 AXCELIS TECHNOLOGIES INC COM 054540109 205 42000 SH SOLE 42000 0 0 B&H OCEAN CARRIERS LTD COM 055090104 86 14300 SH SOLE 14300 0 0 BALL CORP COM 058498106 454 9003 SH SOLE 9003 0 0 BANK NEW YORK INC COM 064057102 1329 46229 SH SOLE 46229 0 0 BANK OF AMERICA CORPORATION COM 060505104 14699 230398 SH SOLE 230398 0 0 BANK ONE CORP COM 06423A103 2430 64967 SH SOLE 64967 0 0 BANKNORTH GROUP INC NEW COM 06646R107 787 33125 SH SOLE 33125 0 0 BAXTER INTL INC COM 071813109 2688 87988 SH SOLE 87988 0 0 BEA SYS INC COM 073325102 785 151535 SH SOLE 151535 0 0 BEAR STEARNS COS INC COM 073902108 3889 68954 SH SOLE 68954 0 0 BEAZER HOMES USA INC COM 07556Q105 452 7400 SH SOLE 7400 0 0 BECKMAN COULTER INC COM 075811109 4542 117360 SH SOLE 117360 0 0 BELLSOUTH CORP COM 079860102 984 53597 SH SOLE 53597 0 0 BELO CORP COM SER A 080555105 346 15800 SH SOLE 15800 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4582 62 SH SOLE 62 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1053 427 SH SOLE 427 0 0 Best Buy CNVBND 086516AF8 1544 2000000 PRN SOLE 2000000 0 0 BEST BUY INC COM 086516101 346 15500 SH SOLE 15500 0 0 Big 5 Sporting Goods Corp COMMON 08915P101 7158 698300 SH SOLE 698300 0 0 BIG LOTS INC COM 089302103 262 16525 SH SOLE 16525 0 0 BLOCK H & R INC COM 093671105 3758 89450 SH SOLE 89450 0 0 BLOCK H & R INC CALL 093671905 280 8000 SH CALL SOLE 0 0 0 BLOCKBUSTER INC CL A 093679108 312 12600 SH SOLE 12600 0 0 BOEING CO COM 097023105 5677 166331 SH SOLE 166331 0 0 BORDERS GROUP INC COM 099709107 326 20625 SH SOLE 20625 0 0 BOSTON PROPERTIES INC COM 101121101 454 12200 SH SOLE 12200 0 0 BOSTON SCIENTIFIC CORP COM 101137107 331 10500 SH SOLE 10500 0 0 BOYD GAMING CORP COM 103304101 478 25600 SH SOLE 25600 0 0 BP PLC SPONSORED ADR 055622104 4376 109667 SH SOLE 109667 0 0 BRAUN CONSULTING INC COM 105651103 1384 1114300 SH SOLE 1114300 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2123 89194 SH SOLE 89194 0 0 BROADCOM CORP CL A 111320107 5919 554200 SH SOLE 554200 0 0 BROCADE COMMUNICATIONS SYS INC COM 111621108 859 114132 SH SOLE 114132 0 0 Brookline Bancorp Inc COMMON 11373M107 577 49100 SH SOLE 49100 0 0 BROOK-PRI AUTOMATION INC COM 11442E102 159 13900 SH SOLE 13900 0 0 BUNGE LIMITED COM G16962105 479 19800 SH SOLE 19800 0 0 BURLINGTON NORTHN SANTA FE CP COM 12189T104 325 13578 SH SOLE 13578 0 0 CAMBIOR INC COM 13201L103 366 365800 SH SOLE 365800 0 0 Cambior Inc COMMON CA13201L1 185 189500 SH SOLE 189500 0 0 Cambior Inc - wts WARRNT 13201L152 30 100000 SH SOLE 100000 0 0 CANTEL MEDICAL CORP COM 138098108 3752 371500 SH SOLE 371500 0 0 CARNIVAL CORP COM 143658102 25313 1008475 SH SOLE 1008475 0 0 CASH AMER INTL INC COM 14754D100 906 110600 SH SOLE 110600 0 0 Casual Male Retail Group Inc COMMON 148711104 7233 1790400 SH SOLE 1790400 0 0 CBRL GROUP INC COM 12489V106 525 23025 SH SOLE 23025 0 0 CEC ENTMT INC COM 125137109 498 14600 SH SOLE 14600 0 0 CELERITEK INC COM 150926103 187 25000 SH SOLE 25000 0 0 Celletra Pfd Series C PREFRD 9067893 437 344019 SH SOLE 344019 0 0 CENDANT CORP COM 151313103 4442 412856 SH SOLE 412856 0 0 CENDANT CORP DBCV 3.875% 11/2 151313AN3 1399 1500000 PRN SOLE 1500000 0 0 Centene Corp COMMON 15135B101 1068 40000 SH SOLE 40000 0 0 CENTERPOINT PPTYS TR SH BEN INT 151895109 1063 19150 SH SOLE 19150 0 0 CENTILLIUM COMMUNICATIONS INC COM 152319109 134 111300 SH SOLE 111300 0 0 Cephalon CNVBND 156708AE9 2069 2500000 PRN SOLE 2500000 0 0 CERES GROUP INC COM 156772105 493 255600 SH SOLE 255600 0 0 SCHWAB CHARLES CORP NEW COM 808513105 549 63121 SH SOLE 63121 0 0 CHARMING SHOPPES INC COM 161133103 412 61050 SH SOLE 61050 0 0 CHARTER COMMUNICATIONS INC DEL CL A 16117M107 19 10000 SH SOLE 10000 0 0 CHARTER ONE FINL INC COM 160903100 2469 83088 SH SOLE 83088 0 0 CHARTER COMMUNICATIONS INC DEL SUB NT CV5.75%05 16117MAB3 800 1650000 PRN SOLE 1650000 0 0 CHECK POINT SOFTWARE TECH LTD ORD M22465104 9326 678715 SH SOLE 678715 0 0 CHESAPEAKE ENERGY CORP COM 165167107 389 59000 SH SOLE 59000 0 0 CHEVRONTEXACO CORP COM 166764100 11860 171261 SH SOLE 171261 0 0 CHIQUITA BRANDS INTL INC COM 170032809 778 50325 SH DEFINED 01 0 0 50325 CHORDIANT SOFTWARE INC COM 170404107 2910 3129267 SH SOLE 3129267 0 0 CIGNA CORP COM 125509109 249 3519 SH SOLE 3519 0 0 CINERGY CORP COM 172474108 209 6636 SH SOLE 6636 0 0 CINTAS CORP COM 172908105 320 7640 SH SOLE 7640 0 0 Clarent Corp COMMON 180461105 45 1486862 SH SOLE 1486862 0 0 CLEAR CHANNEL COMMUNICATIONS CALL 184502902 2500 100000 SH CALL SOLE 0 0 0 CLOROX CO DEL COM 189054109 1943 48365 SH SOLE 48365 0 0 CNF INC COM 12612W104 484 15425 SH SOLE 15425 0 0 COCA COLA CO COM 191216100 32603 679803 SH SOLE 679803 0 0 COCA COLA ENTERPRISES INC COM 191219104 4010 188775 SH SOLE 188775 0 0 COLGATE PALMOLIVE CO COM 194162103 19596 363227 SH SOLE 363227 0 0 COLLINS & AIKMAN CORP NEW COM NEW 194830204 38 10600 SH SOLE 10600 0 0 COMMERCE BANCORP INC NJ COM 200519106 878 21145 SH SOLE 21145 0 0 CommerceScout Inc Ser A PREFRD 9060761 124 11273303 SH SOLE 11273303 0 0 COMPASS BANCSHARES INC COM 20449H109 619 20975 SH SOLE 20975 0 0 Computer Assoc CNVBND 204912AN9 1630 2000000 PRN SOLE 2000000 0 0 COMPUTER ASSOC INTL INC COM 204912109 505 52571 SH SOLE 52571 0 0 COMPUTER NETWORK TECHNOLOGY CP COM 204925101 735 146400 SH SOLE 146400 0 0 CONAGRA FOODS INC COM 205887102 6383 256880 SH SOLE 256880 0 0 CONCURRENT COMPUTER CORP NEW COM 206710204 47 20600 SH SOLE 20600 0 0 ConocoPhillips COMMON 20825C104 4332 93686 SH SOLE 93686 0 0 CONSOLIDATED EDISON 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