0000732857-11-000008.txt : 20110420 0000732857-11-000008.hdr.sgml : 20110420 20110420131907 ACCESSION NUMBER: 0000732857-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110420 DATE AS OF CHANGE: 20110420 EFFECTIVENESS DATE: 20110420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 11770181 BUSINESS ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-5000 BUSINESS PHONE: 212-953-7800 MAIL ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-5000 13F-HR 1 f033111.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY April 20, 2011 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 289 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,192,171,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 100,000THS ENBRIDGE ENERGY MGT COM CKC50X106 0 25774 SH SOLE 0 0 25774 A T & T INC (NEW) COM 00206R102 223 7272 SH DEFINED 2255 1030 3987 ABBOTT LABS COM 002824100 17153 349704 SH SOLE 294704 0 55000 ACUITY BRANDS INC COM COM 00508Y102 292 5000 SH SOLE 5000 0 0 AIG INTL LEASE 5.00 09/15/12 CORPORATE BONDS 459745FR1 330 325000 PRN SOLE 200000 0 125000 AL AG & MECH UNIV 5.000% 11/01 MUNICIPAL BONDS 010230KX7 480 500000 PRN SOLE 450000 0 50000 ALBANY NY MUN WTR 5.250% 12/01 MUNICIPAL BONDS 01244QAS5 251 250000 PRN SOLE 250000 0 0 ALCOA, INC. COM 013817101 21735 1230738 SH SOLE 1078827 0 151911 AMGEN INC COM 031162100 7013 131200 SH SOLE 104400 0 26800 AMR CORP DEL COM 001765106 624 96600 SH SOLE 88250 0 8350 ANADARKO PETE CODTD 09/19/0 5. CORPORATE BONDS 032511AX5 544 500000 PRN SOLE 300000 0 200000 ANADARKO PETRO 7.625% 03/15/14 CORPORATE BONDS 032511BD8 2175 1905000 PRN SOLE 1790000 0 115000 AON CORP COM COM 037389103 2309 43600 SH SOLE 35800 0 7800 ARCELORMITTAL STEEL 6.125% 06/ CORPORATE BONDS 03938LAF1 424 400000 PRN SOLE 300000 0 100000 ASTRATA GROUP INC COM COM 04634R106 0 76435 SH SOLE 76435 0 0 ATLANTA GA TAX ALLOC 5.000% 12 MUNICIPAL BONDS 047849CD4 214 200000 PRN SOLE 200000 0 0 AURORA OIL & GAS CORP COM COM 052036100 3 254700 SH SOLE 254700 0 0 AVERY DENNISON CORP COM 053611109 2677 63800 SH SOLE 61000 0 2800 AXIS CAPITAL HLDGS LTD COM G0692U109 11069 316990 SH SOLE 278192 0 38798 B A S F A G SPONSORED ADR COM 055262505 547 6300 SH SOLE 6100 0 200 BANK OF AMERICA COM 060505104 16492 1237203 SH SOLE 1085092 0 152111 BANK OF AMERICA CORPORATION 7. PREFERRED STOCKS 060505682 281 278 SH SOLE 18 0 260 BANK OF NEW YORK MELLON CORPOR COM 064058100 271 9057 SH SOLE 9057 0 0 BAXTER INTL INC COM 071813109 6974 129700 SH SOLE 98300 0 31400 BEAZER HOMES USA INC COM 07556Q105 156 34100 SH SOLE 33300 0 800 BELL CAL COP 5.00 09/01/23 MUNICIPAL BONDS 07786EBR4 245 245000 PRN SOLE 245000 0 0 BLACK RAVEN ENERGY, INC. COM 092164102 0 30469 SH SOLE 30469 0 0 BLACK RAVEN WTS. @ 2.50 EXP.12 WARRANT AND RIGH 999999999 0 30469 SH SOLE 30469 0 0 BOARDWALK PIPELINE PART. COM 096627104 16459 503950 SH SOLE 433866 0 70084 BP P L C SPONSORED ADR COM 055622104 565 12790 SH DEFINED 1150 3000 8640 BP PRUDHOE BAY RTY TR UNIT BEN COM 055630107 8286 69154 SH SOLE 59467 0 9687 CABOT OIL & GAS CORP COM 127097103 2720 51348 SH SOLE 36500 0 14848 CALIFORNIA ST RFDG 5.250% 10/0 MUNICIPAL BONDS 130628V98 230 225000 PRN SOLE 225000 0 0 CALUMET SPECIALTY PRODS PTNRUT COM 131476103 897 42200 SH SOLE 41500 0 700 CAPE CORAL FL WTR & SWR BAN 6. MUNICIPAL BONDS 139372NR3 204 200000 PRN SOLE 200000 0 0 CAPLEASE INC PFD SER A PREFERRED STOCKS 140288200 410 16500 SH SOLE 500 0 16000 CHESAPEAKE ENERGY CORP COM 165167107 273 8150 SH SOLE 7850 0 300 CHEVRONTEXACO CORPORATION COM 166764100 1173 10908 SH DEFINED 7861 2900 147 CHINA AGRITECH INC COM NEW COM 16937A200 2031 324930 SH SOLE 299530 0 25400 CHUBB CORP COM 171232101 967 15768 SH SOLE 14820 0 948 CIT GRP 7.00 05/01/16 CORPORATE BONDS 125581FW3 626 625534 PRN SOLE 300534 0 325000 CITIGROUP INC. COM 172967101 44 10000 SH SOLE 0 0 10000 CITIZENS PPTY INS FL 4.000% 06 MUNICIPAL BONDS 176553EM3 1090 1100000 PRN SOLE 975000 0 125000 CNOOC LTD SPONSORED ADR COM 126132109 1189 4700 SH SOLE 4600 0 100 COLONIE NY GO 3.000% 07/15/11 MUNICIPAL BONDS 196144Z36 622 620000 PRN SOLE 100000 0 520000 COMCAST CORP CL A SPL COM 20030N200 613 26392 SH SOLE 23250 0 3142 COMPTON CA REDEV 5.000% 08/01/ MUNICIPAL BONDS 204712HF3 279 300000 PRN SOLE 300000 0 0 CONOCOPHILLIPS COM COM 20825C104 729 9127 SH SOLE 6587 0 2540 CONSTELLATION ENERGY PARTNER COM 21038E101 163 72533 SH SOLE 60433 0 12100 CORNING INC COM 219350105 253 12244 SH SOLE 2000 0 10244 COSTAMARE INC SHS COM Y1771G102 270 15500 SH SOLE 14600 0 900 COVANTA HLDG CORP COM 22282E102 3764 220400 SH SOLE 177300 0 43100 CT 5.000% 11/01/14 MUNICIPAL BONDS 20772GT73 281 250000 PRN SOLE 250000 0 0 CUMBERLAND CNTY NJ SOLID WA 5. MUNICIPAL BONDS 230568BG1 253 250000 PRN SOLE 75000 0 175000 D R HORTON INC COM 23331A109 1357 116453 SH SOLE 94877 0 21576 DELAWARE CNTY PA IDA PECO 4.00 MUNICIPAL BONDS 246015BL4 208 200000 PRN SOLE 200000 0 0 DENBURY RES INC COM 247916208 4331 177503 SH SOLE 159803 0 17700 DEVON ENERGY CORP COM 25179M103 22213 242055 SH SOLE 209900 0 32155 DHT MARITIME,INC COM Y2065G105 3221 669624 SH SOLE 461372 0 208252 DIANA SHIPPING INC COM Y2066G104 3611 304967 SH SOLE 262625 0 42342 DOW CHEMICAL CORP COM 260543103 16044 425016 SH SOLE 377678 0 47338 DREYFUS STRATEGIC MUN BD FD CO MUNICIPAL BOND F 26202F107 309 40000 SH SOLE 40000 0 0 DU PONT E I DE NEMOURS CO COM 263534109 1667 30325 SH SOLE 29700 0 625 DUKE ENERGY CORP COM 26441C105 1378 75908 SH SOLE 71308 0 4600 DUPONT FABROS TECHNOLOGY INC. COM 26613Q106 1724 71100 SH SOLE 67800 0 3300 DUTCHESS CNTY NY IDA BARD C 5. MUNICIPAL BONDS 267041FT3 374 350000 PRN SOLE 250000 0 100000 EDGAR ONLINE INC COM COM 279765101 235 179096 SH SOLE 8300 0 170796 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 9843 152328 SH SOLE 144566 0 7762 ENCORE ENERGY LP COM 29257A106 13203 562320 SH SOLE 504471 0 57849 ENERGY TRANS. EQUITY LP COM 29273V100 20606 457916 SH SOLE 419349 0 38567 ENERGY TRANSFER PARTNERS COM 29273R109 51214 989450 SH SOLE 912417 0 77033 ENERPLUS CORPORATION COM 292766102 16148 510041 SH SOLE 462823 0 47218 ENSCO INTERNATIONAL SPONS ADR COM 29358Q109 4077 70479 SH SOLE 65279 0 5200 ENTERPRISE PRODS PART. COM 293792107 127128 2952335 SH SOLE 2776281 0 176054 EOG RESOURCES INC. COM 26875P101 9540 80502 SH SOLE 68535 0 11967 EQUAL ENERGY LTD COM 29390Q109 653 78976 SH SOLE 73964 0 5012 ERIE CNTY NY 5.250% 04/01/16 MUNICIPAL BONDS 295084CN5 355 335000 PRN SOLE 200000 0 135000 ESCROW ATLAS ENERGY SPECIAL SITUATIO 049ESC106 0 208770 SH SOLE 190557 0 18213 EVOLUTION PETROLEUM CORP COM COM 30049A107 191 24501 SH SOLE 24501 0 0 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 2300 536031 SH SOLE 432873 0 103158 EXXON CORPORATION COM 30231G102 1978 23513 SH DEFINED 9486 4200 9827 E-470 PPUB HWY COLO 5.750% 09/ MUNICIPAL BONDS 26822LAD6 330 315000 PRN SOLE 115000 0 200000 FIRST INTERSTATE BANK SYSTEMS COM 32055Y201 612 45000 SH SOLE 42700 0 2300 FL DEPT OF CHILD 5.00% 04/01/1 MUNICIPAL BONDS 34160EBQ6 258 250000 PRN SOLE 250000 0 0 FL MUN LN COUNCIL 5.250% 11/01 MUNICIPAL BONDS 342815GF8 474 470000 PRN SOLE 470000 0 0 FL MUN PWR 5.000% 10/01/13 MUNICIPAL BONDS 342816WP6 215 200000 PRN SOLE 200000 0 0 FLORIDA ST DEPT TRANS RIGHT 5. MUNICIPAL BONDS 341150QQ6 202 200000 PRN SOLE 0 0 200000 FORD MTR CR CO DTD 10/25/0 7.2 CORPORATE BONDS 345397TY9 257 250000 PRN SOLE 250000 0 0 FORTESCUE METAL GROUP, LTD. FOREIGN COMMON S XR6086253 31417 4739350 SH SOLE 4262200 0 477150 FREEPORT MCMORAN COPPER&GOLDCL COM 35671D857 4277 77000 SH SOLE 69800 0 7200 GENERAL ELEC CO COM 369604103 2637 131524 SH DEFINED 95076 3000 33448 GENERAL MARITIME COM Y2693R101 96 46900 SH SOLE 45560 0 1340 GIBRALTAR INDUSTRIES INC COM 374689107 1700 142511 SH SOLE 141111 0 1400 GLOBAL GEOPHYSICAL SERV. COM 37946S107 8141 562995 SH SOLE 514500 0 48495 GLOBE SPECIALTY METALS INC COM COM 37954N206 387 17000 SH SOLE 17000 0 0 GULF COAST TX WSTE DISP 5.000% MUNICIPAL BONDS 401905BV5 206 190000 PRN SOLE 190000 0 0 HARRIS CNTY TX MTA 4.000% 11/0 MUNICIPAL BONDS 41421NAH7 212 200000 PRN SOLE 200000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 1874 69600 SH SOLE 65700 0 3900 HEWLETT PACKARD CO COM 428236103 15630 381492 SH SOLE 305920 0 75572 HOLYOKE MA 5.000% 06/15/15 MUNICIPAL BONDS 4367043J7 217 200000 PRN SOLE 175000 0 25000 HONEYWELL INTERNATIONAL, INC. COM 438516106 627 10500 SH SOLE 10100 0 400 HUNTSVILLE AL PUB ED BLDG 5.65 MUNICIPAL BONDS 447156AK6 246 320000 PRN SOLE 320000 0 0 I B M COM 459200101 19327 118519 SH SOLE 93236 0 25283 ILLINOIS FIN AUTH REV PROVE 5. MUNICIPAL BONDS 45200FT82 204 200000 PRN SOLE 200000 0 0 INDO MINES LTD FOREIGN COMMON S Q4888B106 14 50000 SH SOLE 50000 0 0 INERGY L P COM 456615103 8998 224388 SH SOLE 212617 0 11771 INGERSOLL RAND 9.500% 04/15/14 CORPORATE BONDS 45687AAE2 1194 995000 PRN SOLE 595000 0 400000 INGERSOLL-RAND PLC COM G47791101 6507 134700 SH SOLE 126850 0 7850 INTERNATIONAL PAPER CO COM 460146103 569 18845 SH SOLE 12655 0 6190 INTL LEASE FIN CORP 6.375% 03/ CORPORATE BONDS 45974VB72 440 425000 PRN SOLE 225000 0 200000 ISTAR FINL INC COM COM 45031U101 101 10980 SH SOLE 9775 0 1205 J.P. MORGAN CHASE & CO COM 46625H100 1994 43252 SH DEFINED 29771 2000 11481 JAX ELEC FL 4.000% 10/01/13 MUNICIPAL BONDS 46613QEJ9 266 250000 PRN SOLE 250000 0 0 JOHN DEERE CAP. 5.25 10/01/12 GOVERNMENT AGENC 24422EQW2 484 455000 PRN SOLE 400000 0 55000 JOHNSON & JOHNSON COM 478160104 1336 22544 SH SOLE 15569 0 6975 JONES CNTY TX PUB FAC 5.750% 1 MUNICIPAL BONDS 480161AA6 203 200000 PRN SOLE 200000 0 0 KANSAS CITY MO SPL OB 5.250% 0 MUNICIPAL BONDS 485106CB2 220 200000 PRN SOLE 200000 0 0 KINDER MORGAN EGY PTNS L P UT COM 494550106 808 10900 SH SOLE 10100 0 800 K-SEA TRANSPORTATION PARTNER COM 48268Y101 148 18100 SH SOLE 18100 0 0 LABORATORY CORP AMER HLDGS COM COM 50540R409 650 7050 SH SOLE 6850 0 200 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 270 16828 SH SOLE 15653 0 1175 LINCOLN NATIONAL COM 534187109 4616 153655 SH SOLE 123055 0 30600 LOEWS CORP COM 540424108 1754 40700 SH SOLE 32200 0 8500 LONG ISLAND POWER 5.00% DUE 9/ MUNICIPAL BONDS 542690VC3 201 200000 PRN SOLE 200000 0 0 LYNAS CORPORATION LTD FOREIGN COMMON S Q5683J103 323 140000 SH SOLE 140000 0 0 MA 5.500% 11/01/11 MUNICIPAL BONDS 57582NDH5 309 300000 PRN SOLE 75000 0 225000 MARKWEST ENERGY PARTNERS L PUN COM 570759100 16774 346060 SH SOLE 309083 0 36977 MAS H & E COVENANT 5.000% 07/0 MUNICIPAL BONDS 57586DAJ2 270 260000 PRN SOLE 260000 0 0 MASS ED FIN AUTH 5.500% 01/01/ MUNICIPAL BONDS 57563RHK8 311 300000 PRN SOLE 200000 0 100000 MASS HLTH & ED CAREGROUP 5.375 MUNICIPAL BONDS 57586C4F9 231 230000 PRN SOLE 115000 0 115000 MASS H&E 5.00 05/15/25 MUNICIPAL BONDS 57585K8T8 211 240000 PRN SOLE 140000 0 100000 MASS H&E SIMMONS COLL 6.000% 1 MUNICIPAL BONDS 57586EEB3 538 500000 PRN SOLE 400000 0 100000 MASS PORT 5.750% 07/01/12 MUNICIPAL BONDS 575895XR3 426 400000 PRN SOLE 200000 0 200000 MCDONALDS CORP COM 580135101 411 5399 SH SOLE 5399 0 0 METLIFE INC COM 59156R108 9798 219049 SH SOLE 190982 0 28067 MFS INTER INCOME TRUST SH BEN CORPORATE BOND F 55273C107 98 16034 SH SOLE 16034 0 0 MIAMI FL 5.000% 01/01/15 MUNICIPAL BONDS 5933885A5 541 515000 PRN SOLE 490000 0 25000 MO JT ELEC 5.000% 01/01/16 MUNICIPAL BONDS 606092AE4 475 455000 PRN SOLE 255000 0 200000 MOLY MINES, LTD. FOREIGN COMMON S Q6320J100 7111 7040352 SH SOLE 6326452 0 713900 MONMOUTH REAL ESTATE INVT COCL COM 609720107 98 11900 SH SOLE 2400 0 9500 MONROE CNTY GA PCR OAGLETHORPE MUNICIPAL BONDS 610530EG8 200 200000 PRN SOLE 200000 0 0 MORGAN STANLY DN WTTR COM 617446448 8968 328240 SH SOLE 271490 0 56750 NAVIOS MARITIME ACQUIS CORP SH COM Y62159101 1949 489134 SH SOLE 409534 0 79600 NAVIOS MARITIME HOLDINGS COM Y62196103 40308 7071549 SH SOLE 6663381 0 408168 NAVIOS MARITIME PART. 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