13F-HR 1 f063010.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY July 22, 2010 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 287 FORM 13F INFORMATION TABLE VALUE TOTAL: $990,365,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 100,000THS ENBRIDGE ENERGY MGT COM CKC50X106 0 213517 SH SOLE 0 0 213517 A T & T INC (NEW) COM 00206R102 272 11242 SH SOLE 2255 0 8987 ABBOTT LABS COM 002824100 10600 226600 SH SOLE 190500 0 36100 ALBANY NY MUN WTR 5.250% 12/01 MUNICIPAL BONDS 01244QAS5 251 250000 PRN SOLE 250000 0 0 ALCOA, INC. COM 013817101 18793 1868102 SH SOLE 1644135 0 223967 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 14546 413581 SH SOLE 373349 0 40232 AMGEN INC COM 031162100 6833 129900 SH SOLE 107700 0 22200 AMR CORP DEL COM 001765106 772 113800 SH SOLE 89450 0 24350 ANADARKO PETE CORP COM COM 032511107 8871 245806 SH SOLE 214906 0 30900 ANADARKO PETRO 7.625% 03/15/14 CORPORATE BONDS 032511BD8 1920 2015000 PRN SOLE 1940000 0 75000 ARCELORMITTAL STEEL 6.125% 06/ CORPORATE BONDS 03938LAF1 471 450000 PRN SOLE 350000 0 100000 ASTRATA GROUP INC COM COM 04634R106 0 76435 SH SOLE 76435 0 0 ATLANTA GA TAX ALLOC 5.000% 12 MUNICIPAL BONDS 047849CD4 214 200000 PRN SOLE 200000 0 0 ATLAS ENERGY INC COM 049298102 5483 202550 SH SOLE 184378 0 18172 AURORA OIL & GAS CORP COM COM 052036100 7 651900 SH SOLE 605600 0 46300 AXIS CAPITAL HLDGS LTD COM G0692U109 11078 372757 SH SOLE 333959 0 38798 B A S F A G SPONSORED ADR COM 055262505 354 6400 SH SOLE 6200 0 200 BANK OF AMERICA COM 060505104 8322 579103 SH SOLE 503995 0 75108 BANK OF AMERICA CORPORATION 7. PREFERRED STOCKS 060505682 234 258 SH SOLE 18 0 240 BANK OF NEW YORK MELLON CORPOR COM 064058100 229 9257 SH SOLE 9257 0 0 BAXTER INTL INC COM 071813109 6639 163371 SH SOLE 132271 0 31100 BEAZER HOMES USA INC COM 07556Q105 132 36440 SH SOLE 34140 0 2300 BLACK RAVEN ENERGY, INC. COM 092164102 0 30469 SH SOLE 30469 0 0 BLACK RAVEN WTS. @ 2.50 EXP.12 WARRANT AND RIGH 999999999 0 30469 SH SOLE 30469 0 0 BOARDWALK PIPELINE PARTNERS COM 096627104 17145 569969 SH SOLE 495366 0 74603 BOEING CAP 5.000% 08/15/10 CORPORATE BONDS 09700PDR6 351 350000 PRN SOLE 350000 0 0 BP PRUDHOE BAY RTY TR UNIT BEN COM 055630107 2603 29200 SH SOLE 26800 0 2400 BROWARD CNTY FL SER A 5.375% 1 MUNICIPAL BONDS 115064AQ0 501 500000 PRN SOLE 500000 0 0 CALIFORNIA ST RFDG 5.250% 10/0 MUNICIPAL BONDS 130628V98 237 225000 PRN SOLE 225000 0 0 CALUMET SPECIALTY PRODS PTNRUT COM 131476103 787 44500 SH SOLE 43800 0 700 CAPE CORAL FL WTR & SWR BAN 6. MUNICIPAL BONDS 139372NR3 207 200000 PRN SOLE 200000 0 0 CAPLEASE INC PFD SER A PREFERRED STOCKS 140288200 395 16500 SH SOLE 500 0 16000 CHC WTS TO PURCHASE CHC @$15 E WARRANT AND RIGH G2112E145 8 12000 SH SOLE 8800 0 3200 CHEVRONTEXACO CORPORATION COM 166764100 611 9008 SH SOLE 8861 0 147 CHINA HYDROELECTRIC CORP COM 16949D101 90 12000 SH SOLE 8800 0 3200 CHUBB CORP COM 171232101 796 15908 SH SOLE 14960 0 948 CIMAREX ENERGY CO COM COM 171798101 217 3025 SH SOLE 3025 0 0 CITIZENS PPTY INS FL 4.000% 06 MUNICIPAL BONDS 176553EM3 1081 1100000 PRN SOLE 975000 0 125000 CITIZENS PPTY INS FL 5.50 06/0 MUNICIPAL BONDS 176553EE1 211 200000 PRN SOLE 200000 0 0 COLONIE NY GO 3.000% 07/15/11 MUNICIPAL BONDS 196144Z36 629 620000 PRN SOLE 100000 0 520000 COMCAST CORP CL A SPL COM 20030N200 434 26392 SH SOLE 23250 0 3142 COMPTON CA REDEV 5.000% 08/01/ MUNICIPAL BONDS 204712HF3 295 300000 PRN SOLE 300000 0 0 CONOCOPHILLIPS COM COM 20825C104 477 9719 SH SOLE 6727 0 2992 CONSTELLATION ENERGY PARTNER COM 21038E101 271 84600 SH SOLE 60100 0 24500 CONTINENTAL AIRLS INC CL B COM 210795308 2047 93051 SH SOLE 84065 0 8986 CORNING INC COM 219350105 394 24403 SH SOLE 2000 0 22403 COVANTA HLDG CORP COM COM 22282E102 1337 80600 SH SOLE 65500 0 15100 CT 5.000% 11/01/14 MUNICIPAL BONDS 20772GT73 287 250000 PRN SOLE 250000 0 0 CUMBERLAND CNTY NJ SOLID WA 5. MUNICIPAL BONDS 230568BG1 266 250000 PRN SOLE 75000 0 175000 D R HORTON INC COM 23331A109 1348 137107 SH SOLE 97992 0 39115 DELAWARE CNTY PA IDA PECO 4.00 MUNICIPAL BONDS 246015BL4 210 200000 PRN SOLE 200000 0 0 DELAWARE CO. IN HSP 5.000% 08/ MUNICIPAL BONDS 245834CC8 225 225000 PRN SOLE 200000 0 25000 DENBURY RES INC COM NEW COM 247916208 1452 99153 SH SOLE 85153 0 14000 DENBURY RES. 7.500% 12/15/15 CORPORATE BONDS 24823UAF5 884 875000 PRN SOLE 730000 0 145000 DEVON ENERGY CORP COM 25179M103 12495 205105 SH SOLE 177600 0 27505 DHT MARITIME,INC COM Y2065G105 2238 581182 SH SOLE 403083 0 178099 DIANA SHIPPING INC COM Y2066G104 4186 371800 SH SOLE 318700 0 53100 DOW CHEMICAL CORP COM 260543103 13189 556031 SH SOLE 511545 0 44486 DREYFUS STRATEGIC MUN BD FD CO MUNICIPAL BOND F 26202F107 328 40000 SH SOLE 40000 0 0 DU PONT E I DE NEMOURS CO COM 263534109 1049 30325 SH SOLE 29700 0 625 DUKE ENERGY CORP COM 26441C105 1235 77208 SH SOLE 71308 0 5900 DUTCHESS CNTY NY IDA BARD C 5. MUNICIPAL BONDS 267041FT3 372 350000 PRN SOLE 250000 0 100000 EAGLE BULK SHIPPING INC COM COM Y2187A101 9091 2154246 SH SOLE 1981894 0 172352 EDGAR ONLINE INC COM COM 279765101 107 82672 SH SOLE 6900 0 75772 EMERSON ELECTRIC 7.125% 08/15/ CORPORATE BONDS 291011AM6 201 200000 PRN SOLE 200000 0 0 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 7886 150438 SH SOLE 142766 0 7672 ENCORE ENERGY LP COM 29257A106 10017 584398 SH SOLE 516266 0 68132 ENERGY TRANSFER EQUITY LP COM 29273V100 15966 473077 SH SOLE 430811 0 42266 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 48507 1045419 SH SOLE 951830 0 93589 ENERPLUS RES FD TR UNIT NEW COM 29274D604 12026 557520 SH SOLE 503603 0 53917 ENTERPRISE PRODS PARTNERS COM 293792107 135377 3827464 SH SOLE 3624065 0 203399 ENTERRA ENERGY LTD COM COM 29390Q109 461 79437 SH SOLE 74425 0 5012 EOG RESOURCES INC. COM 26875P101 7894 80252 SH SOLE 70385 0 9867 ERIE CNTY NY 5.250% 04/01/16 MUNICIPAL BONDS 295084CN5 359 335000 PRN SOLE 200000 0 135000 EUROSEAS LTD COM NEW COM Y23592200 35 10000 SH SOLE 10000 0 0 EVOLUTION PETROLEUM CORP COM COM 30049A107 333 66501 SH SOLE 66501 0 0 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 3520 687514 SH SOLE 565805 0 121709 EXXON CORPORATION COM 30231G102 1397 24485 SH SOLE 9353 0 15132 E-470 PPUB HWY COLO 5.750% 09/ MUNICIPAL BONDS 26822LAD6 338 315000 PRN SOLE 115000 0 200000 FALL RIVER MA 4.200% 07/15/20 MUNICIPAL BONDS 306297YS5 308 300000 PRN SOLE 300000 0 0 FIRST INTERSTATE BANK SYSTEMS COM 32055Y201 708 45000 SH SOLE 42700 0 2300 FL BD OF ED 5.750% 07/01/10 MUNICIPAL BONDS 341507GK1 220 220000 PRN SOLE 220000 0 0 FL DEPT CHD SVC 4.50 10/01/10 MUNICIPAL BONDS 34160EAV6 364 360000 PRN SOLE 360000 0 0 FL DEPT MGMT SVC 2.00% 08/01/1 MUNICIPAL BONDS 34160PCN7 506 500000 PRN SOLE 500000 0 0 FL DEPT OF CHILD 5.00% 04/01/1 MUNICIPAL BONDS 34160EBQ6 262 250000 PRN SOLE 250000 0 0 FL DEPT OF ENV. 5.000% 07/01/1 MUNICIPAL BONDS 34160WJK1 200 200000 PRN SOLE 200000 0 0 FL MUN LN COUNCIL 5.250% 11/01 MUNICIPAL BONDS 342815GF8 488 470000 PRN SOLE 470000 0 0 FL MUN PWR 5.000% 10/01/13 MUNICIPAL BONDS 342816WP6 220 200000 PRN SOLE 200000 0 0 FLORIDA ST DEPT TRANS RIGHT 5. MUNICIPAL BONDS 341150QQ6 209 200000 PRN SOLE 0 0 200000 FORD MTR CR CO DTD 10/25/0 7.2 CORPORATE BONDS 345397TY9 257 250000 PRN SOLE 250000 0 0 FORTESCUE METAL GROUP, LTD. FOREIGN COMMON S XR6086253 16425 4750950 SH SOLE 4273800 0 477150 GENERAL ELEC CO COM 369604103 2450 169927 SH SOLE 119394 0 50533 GENERAL MARITIME COM Y2693R101 283 46900 SH SOLE 45560 0 1340 GIBRALTAR INDUSTRIES INC COM 374689107 1441 142700 SH SOLE 141300 0 1400 GLOBAL GEOPHYSICAL SERVICES COM 37946S107 4954 710800 SH SOLE 651200 0 59600 GLOBE SPECIALTY METALS INC SHS COM U3626X102 176 17000 SH SOLE 17000 0 0 GOLDCORP INC NEW COM COM 380956409 333 7595 SH SOLE 7595 0 0 HARRIS CNTY TX MTA 4.000% 11/0 MUNICIPAL BONDS 41421NAH7 213 200000 PRN SOLE 200000 0 0 HARTFORD CT 5.000% 08/15/10 MUNICIPAL BONDS 4164145L0 251 250000 PRN SOLE 250000 0 0 HEWLETT PACKARD CO COM 428236103 13265 306482 SH SOLE 246970 0 59512 HOLYOKE MA 5.000% 06/15/15 MUNICIPAL BONDS 4367043J7 220 200000 PRN SOLE 175000 0 25000 HONEYWELL INTERNATIONAL, INC. COM 438516106 437 11200 SH SOLE 10800 0 400 I B M COM 459200101 17973 145555 SH SOLE 116237 0 29318 ILLINOIS FIN AUTH REV PROVE 5. MUNICIPAL BONDS 45200FT82 209 200000 PRN SOLE 200000 0 0 INERGY L P COM 456615103 10315 260680 SH SOLE 233380 0 27300 INGERSOLL RAND 9.500% 04/15/14 CORPORATE BONDS 45687AAE2 1233 995000 PRN SOLE 595000 0 400000 INGERSOLL-RAND PLC COM G47791101 5051 146450 SH SOLE 138200 0 8250 INTERNATIONAL PAPER CO COM 460146103 442 19545 SH SOLE 13355 0 6190 INTL LEASE FIN CORP 6.375% 03/ CORPORATE BONDS 45974VB72 502 535000 PRN SOLE 335000 0 200000 ISTAR FINL INC COM COM 45031U101 69 15525 SH SOLE 14320 0 1205 J.P. MORGAN CHASE & CO COM 46625H100 1996 54515 SH SOLE 36906 0 17609 JAX ELEC FL 4.000% 10/01/13 MUNICIPAL BONDS 46613QEJ9 272 250000 PRN SOLE 250000 0 0 JOHN DEERE CAP. 5.25 10/01/12 GOVERNMENT AGENC 24422EQW2 542 500000 PRN SOLE 475000 0 25000 JOHNSON & JOHNSON COM 478160104 10981 185929 SH SOLE 154154 0 31775 KANSAS CITY MO SPL OB 5.250% 0 MUNICIPAL BONDS 485106CB2 223 200000 PRN SOLE 200000 0 0 KINDER MORGAN EGY PTNS L P UT COM 494550106 774 11900 SH SOLE 11100 0 800 K-SEA TRANSPORTATION PARTNER COM 48268Y101 1046 212536 SH SOLE 190033 0 22503 LABORATORY CORP AMER HLDGS COM COM 50540R409 531 7050 SH SOLE 6850 0 200 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 181 17278 SH SOLE 16103 0 1175 LINCOLN NATL CORP IND COM COM 534187109 4437 182655 SH SOLE 152055 0 30600 LOEWS CORP COM 540424108 9450 283700 SH SOLE 240500 0 43200 LONG ISLAND POWER 5.00% DUE 9/ MUNICIPAL BONDS 542690VC3 205 200000 PRN SOLE 200000 0 0 MA 5.500% 11/01/11 MUNICIPAL BONDS 57582NDH5 319 300000 PRN SOLE 75000 0 225000 MARATHON OIL CORP 6.500% 02/15 CORPORATE BONDS 565849AG1 676 600000 PRN SOLE 500000 0 100000 MARKWEST ENERGY PARTNERS L PUN COM 570759100 13109 400642 SH SOLE 355276 0 45366 MASS H&E 5.00 05/15/25 MUNICIPAL BONDS 57585K8T8 224 240000 PRN SOLE 140000 0 100000 MASS H&E NRTHEASTN UNIV 5.000% MUNICIPAL BONDS 57586EEU1 202 200000 PRN SOLE 100000 0 100000 MASS H&E SIMMONS COLL 6.000% 1 MUNICIPAL BONDS 57586EEB3 556 500000 PRN SOLE 400000 0 100000 MASS PORT 5.750% 07/01/12 MUNICIPAL BONDS 575895XR3 439 400000 PRN SOLE 200000 0 200000 MCDONALDS CORP COM 580135101 356 5399 SH SOLE 5399 0 0 METLIFE INC COM 59156R108 4538 120179 SH SOLE 108912 0 11267 METROOPOLITAN TRANSN AUTH N 4. MUNICIPAL BONDS 592597V62 443 442500 PRN SOLE 387500 0 55000 MFS INTER INCOME TRUST SH BEN CORPORATE BOND F 55273C107 109 16034 SH SOLE 16034 0 0 MIAMI DADE FL SCH 4.000% 11/01 MUNICIPAL BONDS 59333MNA9 399 380000 PRN SOLE 380000 0 0 MICROSOFT CORP COM 594918104 304 13201 SH SOLE 11056 0 2145 MO JT ELEC 5.000% 01/01/16 MUNICIPAL BONDS 606092AE4 476 455000 PRN SOLE 255000 0 200000 MOLY MINES, LTD. FOREIGN COMMON S Q6320J100 357 800000 SH SOLE 800000 0 0 MONROE CNTY GA PCR OAGLETHORPE MUNICIPAL BONDS 610530EG8 205 200000 PRN SOLE 200000 0 0 MORGAN STANLY DN WTTR DISCVR COM 617446448 7840 337785 SH SOLE 280190 0 57595 NASSAU CO. NY 6.000% 07/01/10 MUNICIPAL BONDS 63165NMJ4 400 400000 PRN SOLE 300000 0 100000 NAVIOS MARITIME ACQUIS CORP SH COM Y62159101 655 102700 SH SOLE 96600 0 6100 NAVIOS MARITIME ACQUIS. WT TO WARRANT AND RIGH Y62159119 11 10000 SH SOLE 0 0 10000 NAVIOS MARITIME HOLDINGS INCCO COM Y62196103 34909 7475063 SH SOLE 7009749 0 465314 NAVIOS MARITIME PARTNERS LP COM Y62267102 26374 1673493 SH SOLE 1449633 0 223860 NC EASTERN MUN PWR AGY 4.000% MUNICIPAL BONDS 658196Y20 259 250000 PRN SOLE 250000 0 0 NC PWR CATAWBA 5.250% 01/01/13 MUNICIPAL BONDS 658203G81 271 250000 PRN SOLE 250000 0 0 NC PWR CATAWBA 5.250% 01/10/18 MUNICIPAL BONDS 658203K52 283 250000 PRN SOLE 250000 0 0 NEW DRAGON ASIA CORP CL A COM 64378H102 7 90000 SH SOLE 90000 0 0 NEW FLYER INDS INC/NEW FLR CIN UNITS 64438R306 2293 248640 SH SOLE 157890 0 90750 NEW HAMPSHIRE HLTH 5.00 07/01/ MUNICIPAL BONDS 644614TL3 208 200000 PRN SOLE 200000 0 0 NEW YORK NY 5.00 08/01/19 MUNICIPAL BONDS 64966FV84 891 800000 PRN SOLE 300000 0 500000 NEW YORK NY 5.000% 09/01/19 MUNICIPAL BONDS 64966HAV2 480 425000 PRN SOLE 325000 0 100000 NEW YORK ST DORM AUTH. 4.000% MUNICIPAL BONDS 649901CA1 219 212500 PRN SOLE 162500 0 50000 NEW YORK ST HSG FIN AG SR K 5. MUNICIPAL BONDS 64986BAY5 668 650000 PRN SOLE 600000 0 50000 NEW YORK ST TWY 4.100% 04/01/1 MUNICIPAL BONDS 650013XV2 308 300000 PRN SOLE 300000 0 0 NEW YORK STATE DORM AUTH 4.000 MUNICIPAL BONDS 649901LP8 369 350000 PRN SOLE 300000 0 50000 NEW YORK STATE DORM AUTH 4.200 MUNICIPAL BONDS 649901KK0 575 545000 PRN SOLE 545000 0 0 NEWMONT MNG CORP COM 651639106 247 4000 SH SOLE 4000 0 0 NH HEALTH & ED 3.250% 08/01/13 MUNICIPAL BONDS 644614YY9 354 345000 PRN SOLE 245000 0 100000 NIAGARA FALLS NY CSD 5.000% 06 MUNICIPAL BONDS 653424CJ8 417 420000 PRN SOLE 420000 0 0 NJ ED KEAN UNIV 5.000% 09/01/2 MUNICIPAL BONDS 646065ZS4 270 250000 PRN SOLE 100000 0 150000 NJ EDA 5.00 09/01/29 MND PUT 0 MUNICIPAL BONDS 645918LR2 218 200000 PRN SOLE 0 0 200000 NJ EDA 5.000% 03/01/17 MUNICIPAL BONDS 645918PL1 604 550000 PRN SOLE 375000 0 175000 NJ EDA 5.875% 06/01/18 MUNICIPAL BONDS 64577HLE9 521 500000 PRN SOLE 200000 0 300000 NJ HLTH CARE FAC 5.250% 10/01/ MUNICIPAL BONDS 64580AAK7 225 200000 PRN SOLE 100000 0 100000 NJ HLTH CARE FAC 5.500% 10/01/ MUNICIPAL BONDS 64580AAL5 328 300000 PRN SOLE 100000 0 200000 NJ HSG 6.375% 10/01/28 MUNICIPAL BONDS 6461292E5 217 200000 PRN SOLE 0 0 200000 NJ TRANS 4.000% 12/15/17 MUNICIPAL BONDS 646136PT2 501 500000 PRN SOLE 100000 0 400000 NOBLE CORPORATION BAAR NAMEN - COM H5833N103 1212 39200 SH SOLE 35900 0 3300 NORTH TEXAS TOLL AUTH 6.000% 0 MUNICIPAL BONDS 66285WAM8 283 250000 PRN SOLE 250000 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 24561 427966 SH SOLE 421934 0 6032 NUSTAR GP HOLDINGS COM 67059L102 16889 549073 SH SOLE 477041 0 72032 NUVEEN MUN MKT OPPORTNTY FD CO MUNICIPAL BOND F 67062W103 354 25000 SH SOLE 25000 0 0 NV ENERGY INC COM COM 67073Y106 4996 422998 SH SOLE 410866 0 12132 NY ST DORM AUTH 5.100% 02/01/1 MUNICIPAL BONDS 649839H83 201 200000 PRN SOLE 0 0 200000 NYC IDA USTA 5.000% 11/15/11 MUNICIPAL BONDS 64971C2U7 260 250000 PRN SOLE 250000 0 0 NYS DORM AUTH REVS SR B 5.250% MUNICIPAL BONDS 64983W8P4 269 250000 PRN SOLE 250000 0 0 NYS ENG 5.150% 11/01/25 MUNICIPAL BONDS 649845ED2 1605 1595000 PRN SOLE 1130000 0 465000 NYS ENV 5.000% 03/15/18 MUNICIPAL BONDS 649849BK1 1057 1000000 PRN SOLE 600000 0 400000 NYS MTG 5.250% 10/01/12 MUNICIPAL BONDS 649886L48 501 500000 PRN SOLE 400000 0 100000 NYS MTG AGY 5.000% 10/01/17 MUNICIPAL BONDS 649886ZP6 502 500000 PRN SOLE 200000 0 300000 NYS MUNI BOND BANK 5.250% 12/0 MUNICIPAL BONDS 64988TED6 1802 1700000 PRN SOLE 1000000 0 700000 NYS TWY 5.250% 04/01/14 MUNICIPAL BONDS 650014EP4 284 250000 PRN SOLE 250000 0 0 NYS TWY AUTH HWY & BRDG TR 4.0 MUNICIPAL BONDS 650013D77 211 200000 PRN SOLE 200000 0 0 NYS TWY AUTH HWY & BRDG TR 5.2 MUNICIPAL BONDS 650013ZP3 311 300000 PRN SOLE 0 0 300000 NYSDA 4.000% 02/15/13 MUNICIPAL BONDS 64983M5J3 777 730000 PRN SOLE 680000 0 50000 NYSDA 4.125% 02/15/14 MUNICIPAL BONDS 64983M6N3 1117 1035000 PRN SOLE 835000 0 200000 NYSDA 5.000% 07/01/11 MUNICIPAL BONDS 64983TA52 364 350000 PRN SOLE 350000 0 0 NYSDA 5.250% 07/01/13 MUNICIPAL BONDS 64971CGK4 201 200000 PRN SOLE 200000 0 0 NYSDA 5.250% 11/15/13 MUNICIPAL BONDS 649901MC6 573 525000 PRN SOLE 500000 0 25000 NYSDA 5.50 07/01/23 MUNICIPAL BONDS 64983USF8 203 200000 PRN SOLE 100000 0 100000 NYSDA 5.500% 07/01/11 MUNICIPAL BONDS 64983XQR8 491 480000 PRN SOLE 330000 0 150000 NYSDA 5.500% 11/01/13 MUNICIPAL BONDS 649838A66 258 235000 PRN SOLE 0 0 235000 NYSDA 6.000% 07/01/14 MUNICIPAL BONDS 649834JB5 686 635000 PRN SOLE 635000 0 0 NYSDA 6.050% 02/01/26 MUNICIPAL BONDS 64983WYL4 341 340000 PRN SOLE 240000 0 100000 NYSDA 6.250% 07/01/20 MUNICIPAL BONDS 64983XKK9 714 690000 PRN SOLE 300000 0 390000 NYSDA ARC 3.000% 07/01/10 MUNICIPAL BONDS 649905HC3 1200 1200000 PRN SOLE 1100000 0 100000 NYSDA ARC 3.000% 07/01/11 MUNICIPAL BONDS 649905HD1 203 200000 PRN SOLE 100000 0 100000 NYSDA ARC 4.000% 07/01/12 MUNICIPAL BONDS 649905HE9 261 250000 PRN SOLE 150000 0 100000 NYSDA ARC 5.000% 07/01/15 MUNICIPAL BONDS 649905HH2 272 250000 PRN SOLE 125000 0 125000 NYSDA CITY UNIV 5.000% 07/01/1 MUNICIPAL BONDS 64983M2A5 239 215000 PRN SOLE 215000 0 0 NYSDA CLD SVC 5.000% 06/01/18 MUNICIPAL BONDS 649903D57 566 500000 PRN SOLE 100000 0 400000 NYSDA FIT 5.250% 07/01/15 MUNICIPAL BONDS 64983TRW5 221 200000 PRN SOLE 200000 0 0 NYSDA MANHATTAN COLL 5.500% 07 MUNICIPAL BONDS 64983XQY3 305 300000 PRN SOLE 0 0 300000 NYSDA MENTAL 5.000% 02/15/19 MUNICIPAL BONDS 64983MGP7 272 250000 PRN SOLE 0 0 250000 NYSDA MONTE 5.000% 08/01/14 MUNICIPAL BONDS 64983QMC0 308 275000 PRN SOLE 225000 0 50000 NYSDA MT SINAI HSP 5.000% 07/0 MUNICIPAL BONDS 649905Q33 322 300000 PRN SOLE 100000 0 200000 NYSE EURONEXT COM 629491101 669 24200 SH SOLE 24200 0 0 OCCIDENTAL PETE CORP COM COM 674599105 12469 161620 SH SOLE 141700 0 19920 ONTARIO CNTY, NY 5.200% 05/15/ MUNICIPAL BONDS 683055QB6 301 300000 PRN SOLE 300000 0 0 OPKO HEALTH INC COM COM 68375N103 45 20000 SH SOLE 20000 0 0 ORLANDO FL UTIL 6.000% 10/01/1 MUNICIPAL BONDS 686509UX6 274 270000 PRN SOLE 270000 0 0 PA EDA EINSTEIN HLTH 6.250% 10 MUNICIPAL BONDS 70868WAJ2 317 300000 PRN SOLE 300000 0 0 PAA NATURAL GAS STORAGE LP COM 693139107 3953 165900 SH SOLE 152000 0 13900 PACKAGING CORP AMER COM COM 695156109 11497 522132 SH SOLE 447458 0 74674 PARAGON SHIPPING COM 69913R309 562 157100 SH SOLE 142500 0 14600 PATRIOT COAL CORP COM COM 70336T104 422 35923 SH SOLE 32457 0 3466 PEABODY ENERGY CORP COM 704549104 5609 143348 SH SOLE 129816 0 13532 PENGROWTH ENERGY TRUST COM 706902509 1181 128920 SH SOLE 98470 0 30450 PENN VIRGINIA GP COM 70788P105 2653 145600 SH SOLE 127100 0 18500 PENN VIRGINIA RESOURCE PART COM 707884102 9671 462499 SH SOLE 445533 0 16966 PFIZER INC COM 717081103 22545 1581013 SH SOLE 1380088 0 200925 PIONEER NAT RES CO COM COM 723787107 13648 229578 SH SOLE 191178 0 38400 PIONEER SOUTHWST ENERGY LP COM 72388B106 17398 702961 SH SOLE 638248 0 64713 PLAINS ALL AMERN PIPELINE L UN COM 726503105 29636 504868 SH SOLE 458194 0 46674 POLK FL SCH BD 3.000% 01/01/15 MUNICIPAL BONDS 731125JU5 253 250000 PRN SOLE 250000 0 0 PORT AUTH NY & NJ CONS 85TH 5. 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