-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WBihkhWO0lc8WedGNliADwMWKgQmkipsoLuXuaazhoNcXDAfj7ZjJJiQJXUiBDoL zT+IZP/jl6AU/YU6/VGOrA== 0000732857-10-000009.txt : 20100427 0000732857-10-000009.hdr.sgml : 20100427 20100427155501 ACCESSION NUMBER: 0000732857-10-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100427 DATE AS OF CHANGE: 20100427 EFFECTIVENESS DATE: 20100427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 10773417 BUSINESS ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-5000 BUSINESS PHONE: 212-953-7800 MAIL ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-5000 13F-HR 1 f033110.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY April 27, 2010 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 277 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,064,375,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 100,000THS ENBRIDGE ENERGY MGT COM CKC50X106 0 70503 SH SOLE 0 0 70503 A T & T INC (NEW) COM 00206R102 290 11242 SH SOLE 2255 0 8987 ABBOTT LABS COM 002824100 12353 234500 SH SOLE 199000 0 35500 ACUITY BRANDS INC COM COM 00508Y102 211 5000 SH SOLE 5000 0 0 ALBANY NY MUN WTR 5.250% 12/01 MUNICIPAL BONDS 01244QAS5 250 250000 PRN SOLE 250000 0 0 ALCOA, INC. COM 013817101 26741 1877902 SH SOLE 1649235 0 228667 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 13529 419381 SH SOLE 379149 0 40232 AMGEN INC COM 031162100 7958 133000 SH SOLE 111500 0 21500 AMR CORP DEL COM 001765106 1053 115600 SH SOLE 91100 0 24500 ANADARKO PETE CORP COM COM 032511107 16191 222306 SH SOLE 190606 0 31700 ANADARKO PETRO 7.625% 03/15/14 CORPORATE BONDS 032511BD8 2317 2015000 PRN SOLE 1940000 0 75000 AON CORP COM COM 037389103 214 5000 SH SOLE 5000 0 0 ARCELORMITTAL STEEL 6.125% 06/ CORPORATE BONDS 03938LAF1 577 550000 PRN SOLE 250000 0 300000 ATLANTA GA TAX ALLOC 5.000% 12 MUNICIPAL BONDS 047849CD4 212 200000 PRN SOLE 200000 0 0 ATLAS ENERGY INC COM 049298102 6380 205024 SH SOLE 186852 0 18172 AURORA OIL & GAS CORP COM COM 052036100 7 651900 SH SOLE 605600 0 46300 AXIS CAPITAL HLDGS LTD COM G0692U109 12528 400757 SH SOLE 361959 0 38798 B A S F A G SPONSORED ADR COM 055262505 398 6400 SH SOLE 6200 0 200 BANK OF AMERICA COM 060505104 10526 589714 SH SOLE 516741 0 72973 BANK OF AMERICA CORPORATION 7. PREFERRED STOCKS 060505682 249 255 SH SOLE 15 0 240 BANK OF NEW YORK MELLON CORPOR COM 064058100 280 9057 SH SOLE 9057 0 0 BEAZER HOMES USA INC COM 07556Q105 165 36440 SH SOLE 34140 0 2300 BECTON DICKINSON & CO COM 075887109 779 9900 SH SOLE 8900 0 1000 BLACK RAVEN ENERGY, INC. COM 092164102 0 30469 SH SOLE 30469 0 0 BLACK RAVEN WTS. @ 2.50 EXP.12 WARRANT AND RIGH 999999999 0 30469 SH SOLE 30469 0 0 BOARDWALK PIPELINE PARTNERS COM 096627104 17043 572669 SH SOLE 497566 0 75103 BOEING CAP 5.000% 08/15/10 CORPORATE BONDS 09700PDR6 354 350000 PRN SOLE 350000 0 0 BROWARD CNTY FL SER A 5.375% 1 MUNICIPAL BONDS 115064AQ0 501 500000 PRN SOLE 500000 0 0 CALIFORNIA ST RFDG 5.250% 10/0 MUNICIPAL BONDS 130628V98 238 225000 PRN SOLE 225000 0 0 CALUMET SPECIALTY PRODS PTNRUT COM 131476103 988 47500 SH SOLE 46800 0 700 CAPE CORAL FL WTR & SWR BAN 6. MUNICIPAL BONDS 139372NR3 204 200000 PRN SOLE 200000 0 0 CAPLEASE INC PFD SER A PREFERRED STOCKS 140288200 408 16500 SH SOLE 500 0 16000 CHC WTS TO PURCHASE CHC @$15 E WARRANT AND RIGH G2112E145 11 12000 SH SOLE 8800 0 3200 CHEVRONTEXACO CORPORATION COM 166764100 683 9008 SH SOLE 8861 0 147 CHINA HYDROELECTRIC CORP COM 16949D101 111 12000 SH SOLE 8800 0 3200 CHUBB CORP COM 171232101 825 15908 SH SOLE 14960 0 948 CITIZENS PPTY INS FL 5.50 06/0 MUNICIPAL BONDS 176553EE1 213 200000 PRN SOLE 200000 0 0 COMCAST CORP CL A SPL COM 20030N200 483 26892 SH SOLE 23750 0 3142 CONOCOPHILLIPS COM COM 20825C104 487 9509 SH SOLE 6727 0 2782 CONSTELLATION ENERGY PARTNER COM 21038E101 314 89600 SH SOLE 61100 0 28500 CONTINENTAL AIRLS INC CL B COM 210795308 2209 100551 SH SOLE 91065 0 9486 CORNING INC COM 219350105 493 24403 SH SOLE 2000 0 22403 COVANTA HLDG CORP COM COM 22282E102 1243 74600 SH SOLE 66800 0 7800 CT 5.000% 11/01/14 MUNICIPAL BONDS 20772GT73 285 250000 PRN SOLE 250000 0 0 CUMBERLAND CNTY NJ SOLID WA 5. MUNICIPAL BONDS 230568BG1 262 250000 PRN SOLE 75000 0 175000 D R HORTON INC COM 23331A109 1843 146273 SH SOLE 107408 0 38865 DELAWARE CNTY PA IDA PECO 4.00 MUNICIPAL BONDS 246015BL4 212 200000 PRN SOLE 200000 0 0 DELAWARE CO. IN HSP 5.000% 08/ MUNICIPAL BONDS 245834CC8 225 225000 PRN SOLE 200000 0 25000 DENBURY RES INC COM NEW COM 247916208 494 29300 SH SOLE 29300 0 0 DENBURY RES. 7.500% 12/15/15 CORPORATE BONDS 24823UAF5 408 400000 PRN SOLE 400000 0 0 DEVON ENERGY CORP COM 25179M103 13711 212800 SH SOLE 185900 0 26900 DHT MARITIME,INC COM Y2065G105 2145 547115 SH SOLE 406883 0 140232 DIANA SHIPPING INC COM Y2066G104 6078 402000 SH SOLE 348900 0 53100 DOW CHEMICAL CORP COM 260543103 4271 144431 SH SOLE 123465 0 20966 DU PONT E I DE NEMOURS CO COM 263534109 1129 30325 SH SOLE 29700 0 625 DUKE ENERGY CORP COM 26441C105 1271 77908 SH SOLE 72008 0 5900 DUTCHESS CNTY NY IDA BARD C 5. MUNICIPAL BONDS 267041FT3 370 350000 PRN SOLE 250000 0 100000 EAGLE BULK SHIPPING INC COM COM Y2187A101 10028 1888546 SH SOLE 1724094 0 164452 EDGAR ONLINE INC COM COM 279765101 75 41000 SH SOLE 6900 0 34100 EMERSON ELECTRIC 7.125% 08/15/ CORPORATE BONDS 291011AM6 205 200000 PRN SOLE 200000 0 0 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 7663 151538 SH SOLE 143866 0 7672 ENCORE ENERGY LP COM 29257A106 11780 590498 SH SOLE 522366 0 68132 ENERGY TRANSFER EQUITY LP COM 29273V100 16156 478827 SH SOLE 438061 0 40766 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 49269 1051419 SH SOLE 957830 0 93589 ENERPLUS RES FD TR UNIT NEW COM 29274D604 13352 563150 SH SOLE 509203 0 53947 ENTERPRISE PRODS PARTNERS COM 293792107 131308 3797224 SH SOLE 3594425 0 202799 ENTERRA ENERGY TRUST COM 29381P102 641 238333 SH SOLE 223292 0 15041 EOG RESOURCES INC. COM 26875P101 7477 80452 SH SOLE 70585 0 9867 ERIE CNTY NY 5.250% 04/01/16 MUNICIPAL BONDS 295084CN5 353 335000 PRN SOLE 200000 0 135000 EUROSEAS LTD COM NEW COM Y23592200 38 10000 SH SOLE 10000 0 0 EVOLUTION PETROLEUM CORP COM COM 30049A107 309 66501 SH SOLE 66501 0 0 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 4689 777605 SH SOLE 655896 0 121709 EXXON CORPORATION COM 30231G102 3586 53535 SH SOLE 35695 0 17840 E-470 PPUB HWY COLO 5.750% 09/ MUNICIPAL BONDS 26822LAD6 340 315000 PRN SOLE 115000 0 200000 FALL RIVER MA 4.200% 07/15/20 MUNICIPAL BONDS 306297YS5 303 300000 PRN SOLE 300000 0 0 FEDEX CORP COM 31428X106 215 2300 SH SOLE 300 0 2000 FIRST INTERSTATE BANK SYSTEMS COM 32055Y201 731 45000 SH SOLE 42700 0 2300 FL BD OF ED 5.750% 07/01/10 MUNICIPAL BONDS 341507GK1 223 220000 PRN SOLE 220000 0 0 FL DEPT CHD SVC 4.50 10/01/10 MUNICIPAL BONDS 34160EAV6 367 360000 PRN SOLE 360000 0 0 FL DEPT MGMT SVC 2.00 08/01/11 MUNICIPAL BONDS 34160PCN7 506 500000 PRN SOLE 500000 0 0 FL DEPT OF CHILD 5.000% 04/01/ MUNICIPAL BONDS 34160EBQ6 263 250000 PRN SOLE 250000 0 0 FL DEPT OF ENV. 5.000% 07/01/1 MUNICIPAL BONDS 34160WJK1 202 200000 PRN SOLE 200000 0 0 FL DPT GEN SVS 5.000% 07/01/11 MUNICIPAL BONDS 342812A53 250 250000 PRN SOLE 250000 0 0 FL MUN LN COUNCIL 5.250% 11/01 MUNICIPAL BONDS 342815GF8 489 470000 PRN SOLE 470000 0 0 FL MUN PWR 5.000% 10/01/13 MUNICIPAL BONDS 342816WP6 218 200000 PRN SOLE 200000 0 0 FLORIDA ST DEPT TRANS RIGHT 5. MUNICIPAL BONDS 341150QQ6 211 200000 PRN SOLE 0 0 200000 FORTESCUE METAL GROUP, LTD. FOREIGN COMMON S XR6086253 20351 4519150 SH SOLE 4042000 0 477150 GENERAL ELEC CO COM 369604103 3249 178527 SH SOLE 128894 0 49633 GENERAL MARITIME COM Y2693R101 337 46900 SH SOLE 45560 0 1340 GIBRALTAR INDUSTRIES INC COM 374689107 1801 142800 SH SOLE 141300 0 1500 GLOBE SPECIALTY METALS INC SHS COM U3626X102 190 17000 SH SOLE 17000 0 0 GOLDCORP INC NEW COM COM 380956409 283 7595 SH SOLE 7595 0 0 HARRIS CNTY TX MTA 4.000% 11/0 MUNICIPAL BONDS 41421NAH7 211 200000 PRN SOLE 200000 0 0 HARTFORD CT 5.000% 08/15/10 MUNICIPAL BONDS 4164145L0 254 250000 PRN SOLE 250000 0 0 HEWLETT PACKARD CO COM 428236103 16187 304557 SH SOLE 250270 0 54287 HOLYOKE MA 5.000% 06/15/15 MUNICIPAL BONDS 4367043J7 219 200000 PRN SOLE 175000 0 25000 HONEYWELL INTERNATIONAL, INC. COM 438516106 507 11200 SH SOLE 10800 0 400 I B M COM 459200101 18856 147026 SH SOLE 120308 0 26718 ILLINOIS FIN AUTH REV PROVE 5. MUNICIPAL BONDS 45200FT82 207 200000 PRN SOLE 200000 0 0 INERGY L P COM 456615103 9994 264380 SH SOLE 237080 0 27300 INGERSOLL RAND 9.500% 04/15/14 CORPORATE BONDS 45687AAE2 1388 1145000 PRN SOLE 445000 0 700000 INGERSOLL-RAND PLC COM G47791101 5119 146800 SH SOLE 138500 0 8300 INTERNATIONAL LEASE 5.000% 04/ CORPORATE BONDS 459745FP5 445 445000 PRN SOLE 70000 0 375000 INTERNATIONAL PAPER CO COM 460146103 1096 44545 SH SOLE 38355 0 6190 INTL LEASE FIN CORP 6.375% 03/ CORPORATE BONDS 45974VB72 621 635000 PRN SOLE 235000 0 400000 ISTAR FINL INC COM COM 45031U101 71 15525 SH SOLE 14320 0 1205 J.P. MORGAN CHASE & CO COM 46625H100 2574 57525 SH SOLE 41821 0 15704 JAX ELEC FL 4.000% 10/01/13 MUNICIPAL BONDS 46613QEJ9 267 250000 PRN SOLE 250000 0 0 JOHN DEERE CAP. 5.25 10/01/12 GOVERNMENT AGENC 24422EQW2 543 500000 PRN SOLE 475000 0 25000 JOHNSON & JOHNSON COM 478160104 12583 192994 SH SOLE 161919 0 31075 KANSAS CITY MO SPL OB 5.250% 0 MUNICIPAL BONDS 485106CB2 219 200000 PRN SOLE 200000 0 0 KINDER MORGAN EGY PTNS L P UT COM 494550106 778 11900 SH SOLE 11100 0 800 K-SEA TRANSPORTATION PARTNER COM 48268Y101 2317 258299 SH SOLE 229596 0 28703 LABORATORY CORP AMER HLDGS COM COM 50540R409 534 7050 SH SOLE 6850 0 200 LI PWR AUTH 5.00% 4/1/10 MUNICIPAL BONDS 542690SU7 405 405000 PRN SOLE 305000 0 100000 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 368 24047 SH SOLE 22872 0 1175 LINCOLN NATL CORP IND COM COM 534187109 5681 185055 SH SOLE 154455 0 30600 LOEWS CORP COM 540424108 13469 361300 SH SOLE 310800 0 50500 LONG ISLAND POWER 5.00% DUE 9/ MUNICIPAL BONDS 542690VC3 203 200000 PRN SOLE 200000 0 0 MA 5.500% 11/01/11 MUNICIPAL BONDS 57582NDH5 322 300000 PRN SOLE 75000 0 225000 MA TPK 5.250% 01/01/17 MUNICIPAL BONDS 576018AS4 250 250000 PRN SOLE 250000 0 0 MARATHON OIL CORP 6.500% 02/15 CORPORATE BONDS 565849AG1 673 600000 PRN SOLE 500000 0 100000 MARKWEST ENERGY PARTNERS L PUN COM 570759100 12439 405842 SH SOLE 360476 0 45366 MASS H&E 5.00 05/15/25 MUNICIPAL BONDS 57585K8T8 207 240000 PRN SOLE 140000 0 100000 MASS H&E NRTHEASTN UNIV 5.000% MUNICIPAL BONDS 57586EEU1 203 200000 PRN SOLE 100000 0 100000 MASS H&E SIMMONS COLL 6.000% 1 MUNICIPAL BONDS 57586EEB3 545 500000 PRN SOLE 400000 0 100000 MASS PORT 5.750% 07/01/12 MUNICIPAL BONDS 575895XR3 441 400000 PRN SOLE 200000 0 200000 MASS TPK AUTH. 5.000% 01/01/11 MUNICIPAL BONDS 576018AB1 200 200000 PRN SOLE 200000 0 0 MCDONALDS CORP COM 580135101 360 5399 SH SOLE 5399 0 0 METLIFE INC COM 59156R108 5317 122679 SH SOLE 111412 0 11267 METROOPOLITAN TRANSN AUTH N 4. MUNICIPAL BONDS 592597V62 446 442500 PRN SOLE 387500 0 55000 MFS INTER INCOME TRUST SH BEN CORPORATE BOND F 55273C107 109 16034 SH SOLE 16034 0 0 MIAMI DADE FL SCH 4.000% 11/01 MUNICIPAL BONDS 59333MNA9 397 380000 PRN SOLE 380000 0 0 MICROSOFT CORP COM 594918104 237 8100 SH SOLE 7800 0 300 MOLY MINES, LTD. FOREIGN COMMON S Q6320J100 591 800000 SH SOLE 800000 0 0 MONROE CNTY GA PCR OAGLETHORPE MUNICIPAL BONDS 610530EG8 207 200000 PRN SOLE 200000 0 0 MORGAN STANLY DN WTTR DISCVRCO COM 617446448 9964 340190 SH SOLE 282790 0 57400 MTA 5.00 11/15/17 MUNICIPAL BONDS 59259R3Z5 218 200000 PRN SOLE 0 0 200000 NASSAU CO. 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MUNICIPAL BONDS 64986BAY5 674 650000 PRN SOLE 600000 0 50000 NEW YORK ST TWY 4.100% 04/01/1 MUNICIPAL BONDS 650013XV2 311 300000 PRN SOLE 300000 0 0 NEW YORK STATE DORM AUTH 4.000 MUNICIPAL BONDS 649901LP8 367 350000 PRN SOLE 300000 0 50000 NEW YORK STATE DORM AUTH 4.200 MUNICIPAL BONDS 649901KK0 574 545000 PRN SOLE 545000 0 0 NEWMONT MNG CORP COM 651639106 204 4000 SH SOLE 4000 0 0 NH HEALTH & ED 3.250% 08/01/13 MUNICIPAL BONDS 644614YY9 352 345000 PRN SOLE 245000 0 100000 NIAGARA FALLS NY CSD 5.000% 06 MUNICIPAL BONDS 653424CJ8 408 420000 PRN SOLE 420000 0 0 NJ ED KEAN UNIV 5.000% 09/01/2 MUNICIPAL BONDS 646065ZS4 265 250000 PRN SOLE 100000 0 150000 NJ EDA 5.00 09/01/29 MND PUT 0 MUNICIPAL BONDS 645918LR2 219 200000 PRN SOLE 0 0 200000 NJ EDA 5.000% 03/01/17 MUNICIPAL BONDS 645918PL1 604 550000 PRN SOLE 375000 0 175000 NJ EDA 5.875% 06/01/18 MUNICIPAL BONDS 64577HLE9 520 500000 PRN SOLE 200000 0 300000 NJ HLTH CARE FAC 5.250% 10/01/ MUNICIPAL BONDS 64580AAK7 223 200000 PRN SOLE 100000 0 100000 NJ HLTH CARE FAC 5.500% 10/01/ MUNICIPAL BONDS 64580AAL5 324 300000 PRN SOLE 100000 0 200000 NJ HSG 6.375% 10/01/28 MUNICIPAL BONDS 6461292E5 217 200000 PRN SOLE 0 0 200000 NJ TRANS 4.000% 12/15/17 MUNICIPAL BONDS 646136PT2 500 500000 PRN SOLE 100000 0 400000 NORTH TEXAS TOLL AUTH 6.000% 0 MUNICIPAL BONDS 66285WAM8 278 250000 PRN SOLE 250000 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 25786 426566 SH SOLE 420534 0 6032 NUSTAR GP HOLDINGS COM 67059L102 16438 554773 SH SOLE 482741 0 72032 NV ENERGY INC COM COM 67073Y106 5223 423598 SH SOLE 411466 0 12132 NY ST DORM AUTH 5.100% 02/01/1 MUNICIPAL BONDS 649839H83 201 200000 PRN SOLE 0 0 200000 NYC IDA USTA 5.000% 11/15/11 MUNICIPAL BONDS 64971C2U7 261 250000 PRN SOLE 250000 0 0 NYS DORM AUTH REVS SR B 5.250% MUNICIPAL BONDS 64983W8P4 269 250000 PRN SOLE 250000 0 0 NYS ENG 5.150% 11/01/25 MUNICIPAL BONDS 649845ED2 1612 1595000 PRN SOLE 1130000 0 465000 NYS ENV 5.000% 03/15/18 MUNICIPAL BONDS 649849BK1 1048 1000000 PRN SOLE 600000 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64971CGK4 201 200000 PRN SOLE 200000 0 0 NYSDA 5.250% 11/15/13 MUNICIPAL BONDS 649901MC6 574 525000 PRN SOLE 500000 0 25000 NYSDA 5.500% 07/01/11 MUNICIPAL BONDS 64983XQR8 492 480000 PRN SOLE 330000 0 150000 NYSDA 5.500% 11/01/13 MUNICIPAL BONDS 649838A66 255 235000 PRN SOLE 0 0 235000 NYSDA 6.000% 07/01/14 MUNICIPAL BONDS 649834JB5 687 635000 PRN SOLE 635000 0 0 NYSDA 6.050% 02/01/26 MUNICIPAL BONDS 64983WYL4 341 340000 PRN SOLE 240000 0 100000 NYSDA 6.250% 07/01/20 MUNICIPAL BONDS 64983XKK9 706 690000 PRN SOLE 300000 0 390000 NYSDA ARC 3.000% 07/01/10 MUNICIPAL BONDS 649905HC3 1211 1200000 PRN SOLE 1100000 0 100000 NYSDA ARC 3.000% 07/01/11 MUNICIPAL BONDS 649905HD1 203 200000 PRN SOLE 100000 0 100000 NYSDA ARC 4.000% 07/01/12 MUNICIPAL BONDS 649905HE9 260 250000 PRN SOLE 150000 0 100000 NYSDA ARC 5.000% 07/01/15 MUNICIPAL BONDS 649905HH2 271 250000 PRN SOLE 125000 0 125000 NYSDA CITY UNIV 5.000% 07/01/1 MUNICIPAL BONDS 64983M2A5 236 215000 PRN SOLE 215000 0 0 NYSDA CLD SVC 5.000% 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COM 89417E109 20574 381428 SH SOLE 332722 0 48706 TK LNG PARTNERS L.P. COM Y8564M105 1016 34048 SH SOLE 32048 0 2000 TORCHMARK CORP COM COM 891027104 23112 431919 SH SOLE 379400 0 52519 TRIBE 5.250% 01/01/18 MUNICIPAL BONDS 8960294X0 266 250000 PRN SOLE 250000 0 0 TRIBOROUGH BRDG & TUNL AUTH 5. MUNICIPAL BONDS 89602NBD5 347 325000 PRN SOLE 275000 0 50000 TUPPER LAKE NY 4.000% 06/15/13 MUNICIPAL BONDS 899887DN0 258 250000 PRN SOLE 250000 0 0 ULTRAPETROL BAHAMAS LTD COM COM P94398107 71 13000 SH SOLE 11000 0 2000 UNIV MED & DENT NJ 5.000% 09/0 MUNICIPAL BONDS 914447BR7 215 210000 PRN SOLE 130000 0 80000 VALIDUS HOLDINGS LTD COM SHS COM G9319H102 12967 471014 SH SOLE 402714 0 68300 VERIZON COMMUNICATIONS COM 92343V104 462 14901 SH SOLE 3945 0 10956 VERIZON NEW ENG DTD 08/21/0 6. CORPORATE BONDS 92344RAA0 744 700000 PRN SOLE 700000 0 0 WAL MART STORES INC COM 931142103 1006 18100 SH SOLE 16100 0 2000 WEBSTER NY CSD 4.000% 06/15/11 MUNICIPAL BONDS 948123HE7 260 250000 PRN SOLE 250000 0 0 WELLS FARGO NEW COM 949746101 205 6597 SH SOLE 6245 0 352 WESTERN GAS PARTNERS LP COM 958254104 393 17800 SH SOLE 15200 0 2600 WOLVERINE TUBE INC COM COM 978093102 3 62271 SH SOLE 62271 0 0 XEROX CORP COM 984121103 12282 1259710 SH SOLE 1086276 0 173434 YONKERS NY 5.000% 12/01/10 MUNICIPAL BONDS 986082AF2 764 750000 PRN SOLE 650000 0 100000 YONKERS NY IDA SARAH LAWREN 5. MUNICIPAL BONDS 986083BZ5 213 200000 PRN SOLE 100000 0 100000
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