13F-HR 1 f123109.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY January 21, 2010 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 270 FORM 13F INFORMATION TABLE VALUE TOTAL: $998,965,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A T & T INC (NEW) COM 00206R102 315 11242 SH SOLE 2255 0 8987 ABBOTT LABS COM 002824100 14108 261300 SH SOLE 224100 0 37200 ALBANY NY MUN WTR 5.250% 12/01 MUNICIPAL BONDS 01244QAS5 250 250000 PRN SOLE 250000 0 0 ALCOA, INC. COM 013817101 31126 1930902 SH SOLE 1703335 0 227567 ALLEGHENY TECHNOLOGIES INC COM 01741R102 201 4500 SH SOLE 3100 0 1400 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 11525 420481 SH SOLE 380049 0 40432 AMGEN INC COM 031162100 1697 30000 SH SOLE 28700 0 1300 AMR CORP DEL COM 001765106 895 115800 SH SOLE 91100 0 24700 ANADARKO PETE CORP COM COM 032511107 14270 228606 SH SOLE 196806 0 31800 ANADARKO PETRO 7.625% 03/15/14 CORPORATE BONDS 032511BD8 2349 2040000 PRN SOLE 1965000 0 75000 ARCELORMITTAL STEEL 6.125% 06/ CORPORATE BONDS 03938LAF1 568 550000 PRN SOLE 250000 0 300000 ATLANTA GA TAX ALLOC 5.000% 12 MUNICIPAL BONDS 047849CD4 214 200000 PRN SOLE 200000 0 0 ATLAS ENERGY INC COM 049298102 6197 205602 SH SOLE 187430 0 18172 AURORA OIL & GAS CORP COM COM 052036100 2 651900 SH SOLE 605600 0 46300 AXIS CAPITAL HLDGS LTD COM G0692U109 11454 403157 SH SOLE 364059 0 39098 B A S F A G SPONSORED ADR COM 055262505 405 6500 SH SOLE 6300 0 200 B & G FOODS INC NEW CL A COM 05508R106 482 52487 SH SOLE 0 0 52487 BANK OF AMERICA COM 060505104 8974 595914 SH SOLE 522941 0 72973 BANK OF AMERICA CORPORATION 7. PREFERRED STOCKS 060505682 224 255 SH SOLE 15 0 240 BANK OF NEW YORK MELLON CORPOR COM 064058100 253 9057 SH SOLE 9057 0 0 BEAZER HOMES USA INC COM 07556Q105 176 36440 SH SOLE 34140 0 2300 BECTON DICKINSON & CO COM 075887109 828 10500 SH SOLE 9500 0 1000 BLACK RAVEN ENERGY, INC. COM 092164102 0 30469 SH SOLE 30469 0 0 BOARDWALK PIPELINE PARTNERS COM 096627104 18044 600869 SH SOLE 526766 0 74103 BOEING CAP 5.000% 08/15/10 CORPORATE BONDS 09700PDR6 357 350000 PRN SOLE 350000 0 0 BRAZOS RVR TX AUTH 5.125% 11/0 MUNICIPAL BONDS 106214DR7 249 250000 PRN SOLE 250000 0 0 BROWARD CNTY FL SER A 5.375% 1 MUNICIPAL BONDS 115064AQ0 502 500000 PRN SOLE 500000 0 0 CALAVERAS USD CALIF 5.125% 08/ MUNICIPAL BONDS 128244AT7 251 250000 PRN SOLE 250000 0 0 CALUMET SPECIALTY PRODS PTNRUT COM 131476103 871 47500 SH SOLE 46800 0 700 CAPE CORAL FL WTR & SWR BAN 6. MUNICIPAL BONDS 139372NR3 205 200000 PRN SOLE 200000 0 0 CAPLEASE INC PFD SER A PREFERRED STOCKS 140288200 365 16600 SH SOLE 500 0 16100 CHESAPEAKE ENERGY CORP COM 165167107 225 8675 SH SOLE 8375 0 300 CHEVRONTEXACO CORPORATION COM 166764100 710 9216 SH SOLE 9069 0 147 CHIMERA INVT CORP COM COM 16934Q109 47 12000 SH SOLE 0 0 12000 CHUBB CORP COM 171232101 782 15908 SH SOLE 14960 0 948 CITIZENS PPTY INS FL 5.50 06/0 MUNICIPAL BONDS 176553EE1 204 200000 PRN SOLE 200000 0 0 COMCAST CORP CL A SPL COM 20030N200 431 26892 SH SOLE 23750 0 3142 CONOCOPHILLIPS COM COM 20825C104 517 10130 SH SOLE 7348 0 2782 CONSTELLATION ENERGY PARTNER COM 21038E101 347 90600 SH SOLE 62100 0 28500 CONTINENTAL AIRLS INC CL B COM 210795308 1807 100851 SH SOLE 91365 0 9486 CORNING INC COM 219350105 481 24903 SH SOLE 2500 0 22403 COVANTA HLDG CORP COM COM 22282E102 289 16000 SH SOLE 16000 0 0 CT 5.000% 11/01/14 MUNICIPAL BONDS 20772GT73 458 400000 PRN SOLE 400000 0 0 CT SPL TAX 3.000% 11/01/11 MUNICIPAL BONDS 207758FT5 208 200000 PRN SOLE 200000 0 0 CUMBERLAND CNTY NJ SOLID WA 5. MUNICIPAL BONDS 230568BG1 260 250000 PRN SOLE 75000 0 175000 D R HORTON INC COM 23331A109 1590 146273 SH SOLE 107408 0 38865 DEERE & CO COM 244199105 4370 80784 SH SOLE 68184 0 12600 DELAWARE CNTY PA IDA PECO 4.00 MUNICIPAL BONDS 246015BL4 209 200000 PRN SOLE 200000 0 0 DELAWARE CO. IN HSP 5.000% 08/ MUNICIPAL BONDS 245834CC8 225 225000 PRN SOLE 200000 0 25000 DEVON ENERGY CORP COM 25179M103 13642 185600 SH SOLE 162500 0 23100 DHT MARITIME,INC COM Y2065G105 1988 540315 SH SOLE 419383 0 120932 DIANA SHIPPING INC COM Y2066G104 5925 409200 SH SOLE 355700 0 53500 DOW CHEMICAL CORP COM 260543103 4225 152931 SH SOLE 131865 0 21066 DU PONT E I DE NEMOURS CO COM 263534109 1129 33525 SH SOLE 32900 0 625 DUKE ENERGY CORP COM 26441C105 1341 77908 SH SOLE 72008 0 5900 DUTCHESS CNTY NY IDA BARD C 5. MUNICIPAL BONDS 267041FT3 354 350000 PRN SOLE 250000 0 100000 EAGLE BULK SHIPPING INC COM COM Y2187A101 7090 1432246 SH SOLE 1303894 0 128352 EMERSON ELECTRIC 7.125% 08/15/ CORPORATE BONDS 291011AM6 209 200000 PRN SOLE 200000 0 0 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 8120 151238 SH SOLE 143566 0 7672 ENCORE ENERGY LP COM 29257A106 11743 592498 SH SOLE 523966 0 68532 ENERGY TRANSFER EQUITY LP COM 29273V100 14970 489547 SH SOLE 448781 0 40766 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 47914 1065469 SH SOLE 971880 0 93589 ENERPLUS RES FD TR UNIT NEW COM 29274D604 12978 565250 SH SOLE 511103 0 54147 ENTERPRISE PRODS PARTNERS COM 293792107 118770 3781274 SH SOLE 3579175 0 202099 ENTERRA ENERGY TRUST COM 29381P102 486 238433 SH SOLE 223392 0 15041 EOG RESOURCES INC. COM 26875P101 7760 79752 SH SOLE 69885 0 9867 ERIE CNTY NY 5.250% 04/01/16 MUNICIPAL BONDS 295084CN5 353 335000 PRN SOLE 200000 0 135000 EUROSEAS LTD COM NEW COM Y23592200 39 10000 SH SOLE 10000 0 0 EVOLUTION PETROLEUM CORP COM COM 30049A107 291 66501 SH SOLE 66501 0 0 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 4817 781920 SH SOLE 660111 0 121809 EXXON CORPORATION COM 30231G102 3751 55005 SH SOLE 36895 0 18110 E-470 PPUB HWY COLO 5.750% 09/ MUNICIPAL BONDS 26822LAD6 332 315000 PRN SOLE 115000 0 200000 FALL RIVER MA 4.200% 07/15/20 MUNICIPAL BONDS 306297YS5 301 300000 PRN SOLE 300000 0 0 FL BD OF ED 5.750% 07/01/10 MUNICIPAL BONDS 341507GK1 226 220000 PRN SOLE 220000 0 0 FL DEPT CHD SVC 4.50 10/01/10 MUNICIPAL BONDS 34160EAV6 371 360000 PRN SOLE 360000 0 0 FL DEPT MGMT SVC 2.00 08/01/11 MUNICIPAL BONDS 34160PCN7 505 500000 PRN SOLE 500000 0 0 FL DEPT OF CHILD 5.000% 04/01/ MUNICIPAL BONDS 34160EBQ6 264 250000 PRN SOLE 250000 0 0 FL DEPT OF ENV. 5.000% 07/01/1 MUNICIPAL BONDS 34160WJK1 204 200000 PRN SOLE 200000 0 0 FL DPT GEN SVS 5.000% 07/01/11 MUNICIPAL BONDS 342812A53 250 250000 PRN SOLE 250000 0 0 FL MUN LN COUNCIL 5.250% 11/01 MUNICIPAL BONDS 342815GF8 488 470000 PRN SOLE 470000 0 0 FL MUN PWR 5.000% 10/01/13 MUNICIPAL BONDS 342816WP6 218 200000 PRN SOLE 200000 0 0 FLORIDA ST DEPT TRANS RIGHT 5. MUNICIPAL BONDS 341150QQ6 213 200000 PRN SOLE 0 0 200000 FORTESCUE METAL GROUP, LTD. FOREIGN COMMON S XR6086253 17925 4515150 SH SOLE 4038100 0 477050 GENERAL ELEC CO COM 369604103 2728 180327 SH SOLE 130694 0 49633 GENERAL MARITIME COM Y2693R101 328 46900 SH SOLE 45560 0 1340 GIBRALTAR INDUSTRIES INC COM 374689107 2246 142800 SH SOLE 141300 0 1500 GLOBE SPECIALTY METALS INC SHS COM U3626X102 160 17000 SH SOLE 17000 0 0 GOLDCORP INC NEW COM COM 380956409 299 7595 SH SOLE 7595 0 0 HARRIS CNTY TX MTA 4.000% 11/0 MUNICIPAL BONDS 41421NAH7 213 200000 PRN SOLE 200000 0 0 HARTFORD CT 5.000% 08/15/10 MUNICIPAL BONDS 4164145L0 257 250000 PRN SOLE 250000 0 0 HEWLETT PACKARD CO COM 428236103 16254 315557 SH SOLE 261270 0 54287 HONEYWELL INTERNATIONAL, INC. COM 438516106 439 11200 SH SOLE 10800 0 400 I B M COM 459200101 20116 153676 SH SOLE 126958 0 26718 INERGY L P COM 456615103 9433 264380 SH SOLE 237080 0 27300 INGERSOLL RAND 9.500% 04/15/14 CORPORATE BONDS 45687AAE2 1368 1145000 PRN SOLE 445000 0 700000 INGERSOLL-RAND PLC COM G47791101 6201 173500 SH SOLE 165200 0 8300 INTERNATIONAL LEASE 5.000% 04/ CORPORATE BONDS 459745FP5 438 445000 PRN SOLE 70000 0 375000 INTERNATIONAL PAPER CO COM 460146103 1196 44645 SH SOLE 38355 0 6290 INTL LEASE FIN CORP 6.375% 03/ CORPORATE BONDS 45974VB72 522 635000 PRN SOLE 235000 0 400000 ISTAR FINL INC COM COM 45031U101 40 15525 SH SOLE 14320 0 1205 J.P. MORGAN CHASE & CO COM 46625H100 2460 59025 SH SOLE 43321 0 15704 JAX ELEC FL 4.000% 10/01/13 MUNICIPAL BONDS 46613QEJ9 268 250000 PRN SOLE 250000 0 0 JOHN DEERE CAP. 5.25 10/01/12 GOVERNMENT AGENC 24422EQW2 540 500000 PRN SOLE 475000 0 25000 JOHNSON & JOHNSON COM 478160104 6930 107594 SH SOLE 88319 0 19275 KANSAS CITY MO SPL OB 5.250% 0 MUNICIPAL BONDS 485106CB2 220 200000 PRN SOLE 200000 0 0 KINDER MORGAN EGY PTNS L P UT COM 494550106 726 11900 SH SOLE 11100 0 800 KROGER CO COM COM 501044101 1293 63000 SH SOLE 63000 0 0 K-SEA TRANSPORTATION PARTNER COM 48268Y101 3002 259199 SH SOLE 230496 0 28703 LABORATORY CORP AMER HLDGS COM COM 50540R409 528 7050 SH SOLE 6850 0 200 LI PWR AUTH 5.00% 4/1/10 MUNICIPAL BONDS 542690SU7 409 405000 PRN SOLE 305000 0 100000 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 263 24276 SH SOLE 23101 0 1175 LINCOLN NATL CORP IND COM COM 534187109 5736 230555 SH SOLE 199955 0 30600 LOEWS CORP COM 540424108 15285 420500 SH SOLE 368200 0 52300 LONG ISLAND POWER 5.00% DUE 9/ MUNICIPAL BONDS 542690VC3 204 200000 PRN SOLE 200000 0 0 MA 5.500% 11/01/11 MUNICIPAL BONDS 57582NDH5 326 300000 PRN SOLE 75000 0 225000 MA TPK 5.250% 01/01/17 MUNICIPAL BONDS 576018AS4 250 250000 PRN SOLE 250000 0 0 MARATHON OIL CORP 6.500% 02/15 CORPORATE BONDS 565849AG1 664 600000 PRN SOLE 500000 0 100000 MARKWEST ENERGY PARTNERS L PUN COM 570759100 11964 408742 SH SOLE 363376 0 45366 MASS H&E 5.00 05/15/25 MUNICIPAL BONDS 57585K8T8 203 240000 PRN SOLE 140000 0 100000 MASS H&E NRTHEASTN UNIV 5.000% MUNICIPAL BONDS 57586EEU1 204 200000 PRN SOLE 100000 0 100000 MASS H&E SIMMONS COLL 6.000% 1 MUNICIPAL BONDS 57586EEB3 536 500000 PRN SOLE 400000 0 100000 MASS PORT 5.750% 07/01/12 MUNICIPAL BONDS 575895XR3 444 400000 PRN SOLE 200000 0 200000 MASS TPK AUTH. 5.000% 01/01/11 MUNICIPAL BONDS 576018AB1 200 200000 PRN SOLE 200000 0 0 MCDONALDS CORP COM 580135101 381 6099 SH SOLE 6099 0 0 METLIFE INC COM 59156R108 4906 138779 SH SOLE 122212 0 16567 METROOPOLITAN TRANSN AUTH N 4. MUNICIPAL BONDS 592597V62 476 467500 PRN SOLE 412500 0 55000 MFS INTER INCOME TRUST SH BEN CORPORATE BOND F 55273C107 107 16034 SH SOLE 16034 0 0 MIAMI DADE FL SCH 4.000% 11/01 MUNICIPAL BONDS 59333MNA9 399 380000 PRN SOLE 380000 0 0 MOLY MINES, LTD. FOREIGN COMMON S Q6320J100 608 800000 SH SOLE 800000 0 0 MONROE CNTY GA PCR OAGLETHORPE MUNICIPAL BONDS 610530EG8 209 200000 PRN SOLE 200000 0 0 MORGAN STANLY DN WTTR DISCVRCO COM 617446448 10824 365690 SH SOLE 308290 0 57400 MTA 5.00 11/15/17 MUNICIPAL BONDS 59259R3Z5 222 200000 PRN SOLE 0 0 200000 NASSAU CO. NY 6.000% 07/01/10 MUNICIPAL BONDS 63165NMJ4 411 400000 PRN SOLE 300000 0 100000 NAVIOS MARITIME HOLDINGS INCCO COM Y62196103 45173 7466597 SH SOLE 6989883 0 476714 NAVIOS MARITIME PARTNERS L PUN COM Y62267102 20594 1392443 SH SOLE 1209483 0 182960 NC EASTERN MUN PWR AGY 4.000% MUNICIPAL BONDS 658196Y20 261 250000 PRN SOLE 250000 0 0 NC PWR CATAWBA 5.250% 01/01/13 MUNICIPAL BONDS 658203G81 278 250000 PRN SOLE 250000 0 0 NC PWR CATAWBA 5.250% 01/10/18 MUNICIPAL BONDS 658203K52 281 250000 PRN SOLE 250000 0 0 NEW FLYER INDS INC/NEW FLR CIN UNITS 64438R306 2359 248340 SH SOLE 157590 0 90750 NEW YORK NY 5.00 08/01/19 MUNICIPAL BONDS 64966FV84 1073 1000000 PRN SOLE 300000 0 700000 NEW YORK NY 5.000% 09/01/19 MUNICIPAL BONDS 64966HAV2 464 425000 PRN SOLE 325000 0 100000 NEW YORK ST DORM AUTH. 4.000% MUNICIPAL BONDS 649901CA1 220 212500 PRN SOLE 162500 0 50000 NEW YORK ST HSG FIN AG SR K 5. MUNICIPAL BONDS 64986BAY5 721 700000 PRN SOLE 650000 0 50000 NEW YORK ST TWY 4.100% 04/01/1 MUNICIPAL BONDS 650013XV2 312 300000 PRN SOLE 300000 0 0 NEW YORK STATE DORM AUTH 4.000 MUNICIPAL BONDS 649901LP8 395 375000 PRN SOLE 325000 0 50000 NEW YORK STATE DORM AUTH 4.200 MUNICIPAL BONDS 649901KK0 577 545000 PRN SOLE 545000 0 0 NH HEALTH & ED 3.250% 08/01/13 MUNICIPAL BONDS 644614YY9 351 345000 PRN SOLE 245000 0 100000 NIAGARA FALLS NY CSD 5.000% 06 MUNICIPAL BONDS 653424CJ8 412 420000 PRN SOLE 420000 0 0 NJ ED KEAN UNIV 5.000% 09/01/2 MUNICIPAL BONDS 646065ZS4 264 250000 PRN SOLE 100000 0 150000 NJ EDA 5.00 09/01/29 MND PUT 0 MUNICIPAL BONDS 645918LR2 222 200000 PRN SOLE 0 0 200000 NJ EDA 5.000% 03/01/17 MUNICIPAL BONDS 645918PL1 605 550000 PRN SOLE 375000 0 175000 NJ EDA 5.875% 06/01/18 MUNICIPAL BONDS 64577HLE9 520 500000 PRN SOLE 200000 0 300000 NJ HLTH CARE FAC 5.250% 10/01/ MUNICIPAL BONDS 64580AAK7 225 200000 PRN SOLE 100000 0 100000 NJ HLTH CARE FAC 5.500% 10/01/ MUNICIPAL BONDS 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400000 NYS ENV 6.000% 06/15/10 MUNICIPAL BONDS 6498502T0 204 200000 PRN SOLE 100000 0 100000 NYS ENVMNTL 5.000% 06/15/2010 MUNICIPAL BONDS 64985MXU5 306 300000 PRN SOLE 0 0 300000 NYS MTG 5.250% 10/01/12 MUNICIPAL BONDS 649886L48 501 500000 PRN SOLE 400000 0 100000 NYS MTG AGY 5.000% 10/01/17 MUNICIPAL BONDS 649886ZP6 502 500000 PRN SOLE 200000 0 300000 NYS MUNI BOND BANK 5.250% 12/0 MUNICIPAL BONDS 64988TED6 1783 1700000 PRN SOLE 1000000 0 700000 NYS TWY 5.250% 04/01/14 MUNICIPAL BONDS 650014EP4 284 250000 PRN SOLE 250000 0 0 NYS TWY AUTH HWY & BRDG TR 4.0 MUNICIPAL BONDS 650013D77 213 200000 PRN SOLE 200000 0 0 NYS TWY AUTH HWY & BRDG TR 5.2 MUNICIPAL BONDS 650013ZP3 316 300000 PRN SOLE 0 0 300000 NYSDA 4.000% 02/15/13 MUNICIPAL BONDS 64983M5J3 778 730000 PRN SOLE 680000 0 50000 NYSDA 4.125% 02/15/14 MUNICIPAL BONDS 64983M6N3 1109 1035000 PRN SOLE 835000 0 200000 NYSDA 5.000% 07/01/11 MUNICIPAL BONDS 64983TA52 371 350000 PRN SOLE 350000 0 0 NYSDA 5.250% 07/01/13 MUNICIPAL BONDS 64971CGK4 201 200000 PRN SOLE 200000 0 0 NYSDA 5.250% 11/15/13 MUNICIPAL BONDS 649901MC6 576 525000 PRN SOLE 500000 0 25000 NYSDA 5.500% 07/01/11 MUNICIPAL BONDS 64983XQR8 494 480000 PRN SOLE 330000 0 150000 NYSDA 5.500% 11/01/13 MUNICIPAL BONDS 649838A66 257 235000 PRN SOLE 0 0 235000 NYSDA 6.000% 07/01/14 MUNICIPAL BONDS 649834JB5 692 635000 PRN SOLE 635000 0 0 NYSDA 6.050% 02/01/26 MUNICIPAL BONDS 64983WYL4 341 340000 PRN SOLE 240000 0 100000 NYSDA 6.250% 07/01/20 MUNICIPAL BONDS 64983XKK9 715 690000 PRN SOLE 300000 0 390000 NYSDA ARC 3.000% 07/01/10 MUNICIPAL BONDS 649905HC3 1266 1250000 PRN SOLE 1150000 0 100000 NYSDA ARC 3.000% 07/01/11 MUNICIPAL BONDS 649905HD1 202 200000 PRN SOLE 100000 0 100000 NYSDA ARC 4.000% 07/01/12 MUNICIPAL BONDS 649905HE9 259 250000 PRN SOLE 150000 0 100000 NYSDA ARC 5.000% 07/01/15 MUNICIPAL BONDS 649905HH2 264 250000 PRN SOLE 125000 0 125000 NYSDA CITY UNIV 5.000% 07/01/1 MUNICIPAL BONDS 64983M2A5 238 215000 PRN SOLE 215000 0 0 NYSDA CLD SVC 5.000% 06/01/18 MUNICIPAL BONDS 649903D57 554 500000 PRN SOLE 100000 0 400000 NYSDA FIT 5.250% 07/01/15 MUNICIPAL BONDS 64983TRW5 219 200000 PRN SOLE 200000 0 0 NYSDA MANHATTAN COLL 5.500% 07 MUNICIPAL BONDS 64983XQY3 305 300000 PRN SOLE 0 0 300000 NYSDA MENTAL 5.000% 02/15/19 MUNICIPAL BONDS 64983MGP7 269 250000 PRN SOLE 0 0 250000 NYSDA MONTE 5.000% 08/01/14 MUNICIPAL BONDS 64983QMC0 304 275000 PRN SOLE 225000 0 50000 NYSE EURONEXT COM 629491101 612 24200 SH SOLE 24200 0 0 OCCIDENTAL PETE CORP COM COM 674599105 10380 127600 SH SOLE 113000 0 14600 ONTARIO CNTY, NY 5.200% 05/15/ MUNICIPAL BONDS 683055QB6 301 300000 PRN SOLE 300000 0 0 OPKO HEALTH INC COM COM 68375N103 37 20000 SH SOLE 20000 0 0 ORLANDO FL UTIL 6.000% 10/01/1 MUNICIPAL BONDS 686509UX6 281 270000 PRN SOLE 270000 0 0 OYSTER BAY NY 3.500% 03/15/10 MUNICIPAL BONDS 6921594V5 252 250000 PRN SOLE 250000 0 0 PA EDA EINSTEIN HLTH 6.250% 10 MUNICIPAL BONDS 70868WAJ2 315 300000 PRN SOLE 300000 0 0 PACKAGING CORP AMER COM COM 695156109 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