-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IyydxvzDKNB2JBJV/RWhG5AKv7sskWX8HlKkPN+yK03Qnjh4KFYV2LWad9dI9yOQ QRUuMarjW+ekeypnCdqdvQ== 0000732857-09-000013.txt : 20090727 0000732857-09-000013.hdr.sgml : 20090727 20090727140615 ACCESSION NUMBER: 0000732857-09-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090727 DATE AS OF CHANGE: 20090727 EFFECTIVENESS DATE: 20090727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 09964209 BUSINESS ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-5000 BUSINESS PHONE: 212-953-7800 MAIL ADDRESS: STREET 1: 546 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-5000 13F-HR 1 f063009.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY July 27, 2009 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 132 FORM 13F INFORMATION TABLE VALUE TOTAL: $718,597,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 0000 GLOBE SPECIALTY METALS, I FOREIGN COMMON S U45982102 119 17000 SH SOLE 17000 0 0 100,000THS ENBRIDGE ENERGY MGT COM CKC50X106 0 149381 SH SOLE 0 0 149381 A T & T INC (NEW) COM 00206R102 335 13500 SH SOLE 4513 0 8987 ABB LTD SPONSORED ADR COM 000375204 6572 416500 SH SOLE 354500 0 62000 ABBOTT LABS COM 002824100 11911 253200 SH SOLE 217500 0 35700 AETNA U S HEALTHCARE INC COM COM 00817Y108 10030 400400 SH SOLE 344067 0 56333 ALCOA, INC. COM 013817101 20604 1994602 SH DEFINED 1738235 9700 246667 ALLEGHENY TECHNOLOGIES INC COM 01741R102 241 6900 SH SOLE 5500 0 1400 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 8539 444981 SH SOLE 397849 0 47132 AMERICAN INTL GROUP INC COM 026874107 26 22600 SH SOLE 22600 0 0 AMR CORP DEL COM 001765106 513 127500 SH SOLE 102800 0 24700 ANADARKO PETE CORP COM COM 032511107 12083 266206 SH SOLE 228506 0 37700 ATLAS ENERGY RESOURCES LLC COM 049303100 3686 180403 SH SOLE 162737 0 17666 AURORA OIL & GAS CORP COM COM 052036100 22 742200 SH DEFINED 695600 300 46300 AXIS CAPITAL HLDGS LTD COM G0692U109 10775 411557 SH SOLE 369759 2200 39598 B A S F A G SPONSORED ADR COM 055262505 258 6500 SH DEFINED 5100 1200 200 BANK OF AMERICA COM 060505104 7629 577952 SH DEFINED 509709 6100 62143 BANK OF AMERICA CORPORATION 7. PREFERRED STOCKS 060505682 228 273 SH SOLE 0 0 273 BANK OF NEW YORK MELLON CORPOR COM 064058100 265 9057 SH SOLE 9057 0 0 BEAZER HOMES USA INC COM 07556Q105 74 40640 SH SOLE 38340 0 2300 BOARDWALK PIPELINE PARTNERS COM 096627104 13392 593071 SH SOLE 506600 0 86471 CABOT OIL & GAS CORP COM 127097103 8185 267150 SH SOLE 216716 0 50434 CAPLEASE INC PFD SER A PREFERRED STOCKS 140288200 308 16400 SH SOLE 0 0 16400 CARDINAL HEALTH INC COM COM 14149Y108 1747 57200 SH SOLE 50500 0 6700 CBS CORP NEW CL B COM 124857202 95 13713 SH SOLE 13713 0 0 CHEVRONTEXACO CORPORATION COM 166764100 604 9116 SH SOLE 8969 0 147 CHUBB CORP COM 171232101 654 16398 SH DEFINED 15380 420 598 COMCAST CORP CL A SPL COM 20030N200 379 26892 SH SOLE 23750 0 3142 CONOCOPHILLIPS COM COM 20825C104 470 11174 SH SOLE 7392 864 2918 CONSTELLATION ENERGY PARTNER COM 21038E101 218 90600 SH SOLE 62100 0 28500 CONTINENTAL AIRLS INC CL B COM 210795308 932 105151 SH SOLE 94465 0 10686 CORNING INC COM 219350105 400 24903 SH SOLE 2500 0 22403 D R HORTON INC COM 23331A109 1528 163273 SH SOLE 115408 0 47865 DEERE & CO COM 244199105 5033 125984 SH SOLE 105884 0 20100 DEVON ENERGY CORP COM 25179M103 1128 20700 SH SOLE 19900 0 800 DHT MARITIME,INC COM Y2065G105 4000 767750 SH DEFINED 596783 26100 144867 DIANA SHIPPING INC COM Y2066G104 6828 512650 SH SOLE 427825 0 84825 DOW CHEMICAL CORP COM 260543103 2581 159936 SH SOLE 137070 0 22866 DU PONT E I DE NEMOURS CO COM 263534109 1038 40525 SH SOLE 39900 0 625 DUKE ENERGY CORP COM 26441C105 1183 81108 SH SOLE 75108 0 6000 EAGLE BULK SHIPPING INC COM COM Y2187A101 8428 1789421 SH DEFINED 1630319 8100 151002 EATON VANCE TX ADV GLBL DIV IN MUTUAL FUNDS 27828S101 110 10300 SH SOLE 10300 0 0 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 5962 154538 SH SOLE 146266 0 8272 ENCORE ENERGY LP COM 29257A106 9560 668548 SH SOLE 569316 2000 97232 ENERGY TRANSFER EQUITY LP COM 29273V100 13247 522148 SH SOLE 473748 0 48400 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 44711 1104253 SH SOLE 998454 2400 103399 ENERPLUS RES FD TR UNIT NEW COM 29274D604 13098 609500 SH DEFINED 540603 3000 65897 ENTERPRISE PRODS PARTNERS COM 293792107 95704 3837374 SH DEFINED 3611375 4500 221499 ENTERRA ENERGY TRUST COM 29381P102 308 238433 SH SOLE 223392 0 15041 EOG RESOURCES INC. COM 26875P101 5504 81037 SH SOLE 71130 0 9907 EUROSEAS LTD COM NEW COM Y23592200 48 10000 SH SOLE 10000 0 0 EVOLUTION PETROLEUM CORP COM COM 30049A107 114 44000 SH SOLE 44000 0 0 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 7147 1061949 SH SOLE 926327 0 135622 EXXON CORPORATION COM 30231G102 3944 56410 SH DEFINED 37640 1700 17070 GENERAL ELEC CO COM 369604103 2267 193413 SH SOLE 141064 0 52349 GENERAL MARITIME COM Y2693R101 464 46900 SH SOLE 45560 0 1340 GIBRALTAR INDUSTRIES INC COM 374689107 985 142800 SH SOLE 140550 0 2250 GOLDCORP INC NEW COM COM 380956409 339 9745 SH SOLE 8705 0 1040 HEWLETT PACKARD CO COM 428236103 12873 333057 SH SOLE 272370 0 60687 I B M COM 459200101 16666 159603 SH SOLE 129633 400 29570 INERGY L P COM 456615103 6928 271780 SH SOLE 244080 0 27700 INGERSOLL-RAND CO COM G4776G101 4431 212000 SH SOLE 194300 0 17700 INTERNATIONAL PAPER CO COM 460146103 731 48345 SH SOLE 38355 0 9990 ISTAR FINL INC COM COM 45031U101 44 15525 SH SOLE 14320 0 1205 J.P. MORGAN CHASE & CO COM 46625H100 2065 60540 SH SOLE 44436 0 16104 JOHNSON & JOHNSON COM 478160104 1343 23643 SH SOLE 18168 0 5475 KINDER MORGAN EGY PTNS L P UT COM 494550106 419 8200 SH SOLE 7800 0 400 K-SEA TRANSPORTATION PARTNER COM 48268Y101 5327 271629 SH SOLE 239827 1400 30402 LABORATORY CORP AMER HLDGS COM COM 50540R409 505 7450 SH SOLE 7250 200 0 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 122 24276 SH SOLE 23101 0 1175 LINCOLN NATL CORP IND COM COM 534187109 3118 181155 SH SOLE 146555 0 34600 LOEWS CORP COM 540424108 12549 458000 SH SOLE 391000 0 67000 MARKWEST ENERGY PARTNERS L PUN COM 570759100 7652 420442 SH SOLE 373476 0 46966 MCDONALDS CORP COM 580135101 659 11468 SH SOLE 11468 0 0 METLIFE INC COM 59156R108 4328 144222 SH SOLE 127112 1200 15910 NAVIOS MARITIME HOLDINGS INCCO COM Y62196103 23504 5556585 SH DEFINED 5220118 49850 286617 NAVIOS MARITIME PARTNERS L PUN COM Y62267102 11850 1190983 SH DEFINED 1041683 15100 134200 NOKIA CORP SPONSORED ADR COM 654902204 4447 305000 SH SOLE 247700 0 57300 NUSTAR ENERGY LP UNIT COM 67058H102 23091 427366 SH SOLE 420734 0 6632 NUSTAR GP HOLDINGS COM 67059L102 13511 584373 SH SOLE 505941 200 78232 NV ENERGY INC COM COM 67073Y106 4611 427298 SH SOLE 413266 0 14032 NYSE EURONEXT COM 629491101 659 24200 SH SOLE 24200 0 0 OCCIDENTAL PETE CORP COM COM 674599105 4501 68400 SH SOLE 66000 0 2400 OPKO HEALTH INC COM COM 68375N103 35 20000 SH SOLE 20000 0 0 ORACLE SYS CORP COM 68389X105 12795 597324 SH SOLE 519058 0 78266 PACKAGING CORP AMER COM COM 695156109 9269 572174 SH SOLE 488300 0 83874 PARAGON SHIPPING COM 69913R309 80 22000 SH SOLE 22000 0 0 PATRIOT COAL CORP COM COM 70336T104 237 37163 SH SOLE 33117 0 4046 PEABODY ENERGY CORP COM 704549104 4504 149348 SH SOLE 133216 0 16132 PENGROWTH ENERGY TRUST COM 706902509 1082 136920 SH SOLE 106470 0 30450 PENN VIRGINIA GP COM 70788P105 1899 150000 SH SOLE 129000 0 21000 PENN VIRGINIA RESOURCE PART COM 707884102 6439 474499 SH SOLE 451533 2800 20166 PFIZER INC COM 717081103 164 10945 SH SOLE 5520 0 5425 PIONEER NAT RES CO COM COM 723787107 4230 165878 SH SOLE 132778 0 33100 PIONEER SOUTHWST ENRG PRTNR UN COM 72388B106 11251 603248 SH SOLE 550498 0 52750 PLAINS ALL AMERN PIPELINE L UN COM 726503105 23544 553335 SH SOLE 504159 100 49076 PRB 10% SR. SUB. CONVERT. NOTE CONVERTIBLE BOND 888888888 5 500000 PRN SOLE 500000 0 0 PRIDE INTL INC DEL COM COM 74153Q102 5719 228201 SH SOLE 196101 0 32100 PRUDENTIAL FINANCIAL INC COM 744320102 305 8195 SH SOLE 8195 0 0 QUALCOMM INC COM COM 747525103 1112 24600 SH DEFINED 19600 2800 2200 REGENCY ENERGY PARTNERS L.P. COM 75885Y107 10000 686846 SH SOLE 588656 0 98190 REINSURANCE GROUP AMER INC COM COM 759351604 6057 173506 SH SOLE 147106 0 26400 ROWAN COS INC COM COM 779382100 2699 139700 SH SOLE 128100 0 11600 SAFE BULKERS INC COM Y7388L103 5460 832320 SH SOLE 763760 4900 63660 SCHLUMBERGER COM 806857108 532 9830 SH SOLE 8830 0 1000 SEASPAN COM Y75638109 2135 347204 SH SOLE 343504 0 3700 SHIP FINANCE INTERNATIONAL COM G81075106 192 17436 SH SOLE 15553 0 1883 SPRINT CORP COM 852061100 281 58326 SH SOLE 49668 0 8658 ST PAUL TRAVELERS COS INC COM 89417E109 14672 357507 SH SOLE 309846 30 47631 STAR BULK CARRIERS CORP COM COM Y8162K105 37 10000 SH SOLE 0 0 10000 STONEMOR PARTNERS LP COM 86183Q100 492 32800 SH SOLE 29900 0 2900 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 7303 134699 SH SOLE 130433 0 4266 SYMS CORP COM COM 871551107 116 15436 SH DEFINED 1150 1000 13286 TALISMAN ENERGY INC COM COM 87425E103 10500 734750 SH SOLE 625483 0 109267 TARGA NATURAL RESOURCES LP COM 87611X105 12974 935420 SH SOLE 854520 2300 78600 TEEKAY TANKERS COM Y8565N102 2138 230136 SH SOLE 207336 0 22800 TESORO PETE CORP COM 881609101 201 15800 SH SOLE 15800 0 0 TEXAS INSTRS INC COM 882508104 1330 62440 SH SOLE 58040 800 3600 TK LNG PARTNERS L.P. COM Y8564M105 691 35448 SH SOLE 32048 0 3400 ULTRAPETROL BAHAMAS LTD COM COM P94398107 522 117922 SH SOLE 104822 0 13100 UNILEVER N V WI COM 904784709 1954 80800 SH SOLE 77700 0 3100 VALERO ENERGY CORP COM 91913Y100 14505 858800 SH DEFINED 760350 350 98100 VERIZON COMMUNICATIONS COM 92343V104 510 16601 SH SOLE 5645 0 10956 WAL MART STORES INC COM 931142103 886 18300 SH DEFINED 15700 1100 1500 WELLS FARGO NEW COM 949746101 393 16192 SH SOLE 15641 0 551 WESTERN GAS PARTNERS LP COM 958254104 338 21800 SH SOLE 19200 0 2600 WILLIAMS PARTNERS LP COM 96950F104 2781 154000 SH SOLE 154000 0 0 WILLIS GROUP HOLDINGS COM G96655108 3764 146300 SH SOLE 130100 0 16200 WOLVERINE TUBE INC COM COM 978093102 6 62271 SH SOLE 62271 0 0 WYETH COM 983024100 209 4600 SH SOLE 4600 0 0 XEROX CORP COM 984121103 9114 1406510 SH SOLE 1188676 0 217834 XTO ENERGY INC COM COM 98385X106 648 17000 SH SOLE 17000 0 0
/TEXT /DOCUMENT /SUBMISSION -----END PRIVACY-ENHANCED MESSAGE-----