-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TrLGtUNWLam6tlGJqkCgG7WTwmUsqQQjkmVvO7a3oIhN42qE7i83fH715HKEdqKe ejcQYiZbNIAfRedp499tJg== 0000732857-09-000010.txt : 20090423 0000732857-09-000010.hdr.sgml : 20090423 20090423144537 ACCESSION NUMBER: 0000732857-09-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090423 DATE AS OF CHANGE: 20090423 EFFECTIVENESS DATE: 20090423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 09766272 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 f033109.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY April 23, 2009 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 135 FORM 13F INFORMATION TABLE VALUE TOTAL: $540,014,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 10THS MAREMONT CORP PFD PREFERRED STOCKS M97587303 0 40000 SH SOLE 40000 0 0 A T & T INC (NEW) COM 00206R102 376 14931 SH SOLE 5944 0 8987 ABB LTD SPONSORED ADR COM 000375204 5494 394100 SH SOLE 345200 0 48900 ABBOTT LABS COM 002824100 291 6100 SH SOLE 4100 0 2000 AETNA U S HEALTHCARE INC COM COM 00817Y108 8545 351200 SH SOLE 313767 0 37433 ALCOA, INC. COM 013817101 5610 764250 SH DEFINED 658683 8800 96767 ALLEGHENY TECHNOLOGIES INC COM 01741R102 748 34100 SH SOLE 31900 0 2200 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 7186 447198 SH SOLE 400866 0 46332 AMERICAN INTL GROUP INC COM 026874107 23 22600 SH SOLE 22600 0 0 AMR CORP DEL COM 001765106 412 129175 SH SOLE 104875 0 24300 AMR CORP DEL COM 001765106 0 75 SH OTHER 0 0 75 ANADARKO PETE CORP COM COM 032511107 10913 280606 SH SOLE 240506 0 40100 ATLAS ENERGY RESOURCES LLC COM 049303100 1925 182499 SH SOLE 165533 0 16966 AURORA OIL & GAS CORP COM COM 052036100 52 749200 SH SOLE 702900 0 46300 AURORA OIL & GAS CORP COM COM 052036100 0 2000 SH OTHER 0 0 2000 AXIS CAPITAL HLDGS LTD COM G0692U109 9550 423698 SH SOLE 381900 2200 39598 BANK OF AMERICA COM 060505104 3470 508818 SH DEFINED 457635 5600 45583 BANK OF NEW YORK MELLON CORPOR COM 064058100 261 9245 SH SOLE 9245 0 0 BEAZER HOMES USA INC COM 07556Q105 41 40990 SH SOLE 38690 0 2300 BOARDWALK PIPELINE PARTNERS COM 096627104 12566 560969 SH SOLE 489500 0 71469 CABOT OIL & GAS CORP COM 127097103 8088 343150 SH SOLE 294416 0 48734 CAPLEASE INC PFD SER A PREFERRED STOCKS 140288200 185 13500 SH SOLE 0 0 13500 CBS CORP NEW CL B COM 124857202 330 85956 SH SOLE 84083 0 1873 CBS CORP NEW CL B COM 124857202 0 120 SH OTHER 0 0 120 CHESAPEAKE ENERGY CORP COM 165167107 171 10025 SH SOLE 9725 0 300 CHEVRONTEXACO CORPORATION COM 166764100 840 12498 SH SOLE 12151 0 347 CHUBB CORP COM 171232101 694 16398 SH DEFINED 15380 420 598 CITIGROUP INC. COM 172967101 27 10617 SH SOLE 10617 0 0 CITIGROUP INC. COM 172967101 1 220 SH OTHER 0 0 220 COMCAST CORP CL A SPL COM 20030N200 422 32822 SH SOLE 29680 0 3142 CONOCOPHILLIPS COM COM 20825C104 575 14689 SH SOLE 10907 864 2918 CONSTELLATION ENERGY PARTNER COM 21038E101 153 97200 SH SOLE 69300 0 27900 CONTINENTAL AIRLS INC CL B COM 210795308 941 106819 SH SOLE 96133 0 10686 CORNING INC COM 219350105 330 24903 SH SOLE 2500 0 22403 D R HORTON INC COM 23331A109 1594 164358 SH SOLE 116493 0 47865 D R HORTON INC COM 23331A109 1 100 SH OTHER 0 0 100 DEERE & CO COM 244199105 3589 109184 SH SOLE 90884 0 18300 DEVON ENERGY CORP COM 25179M103 1064 23800 SH SOLE 23000 0 800 DHT MARITIME,INC COM Y2065G105 2964 771983 SH DEFINED 622016 26100 123867 DIANA SHIPPING INC COM Y2066G104 6296 534000 SH SOLE 449175 0 84825 DOW CHEMICAL CORP COM 260543103 1362 161619 SH SOLE 139153 0 22466 DU PONT E I DE NEMOURS CO COM 263534109 914 40940 SH SOLE 40315 0 625 DUKE ENERGY CORP COM 26441C105 1190 83075 SH SOLE 77275 0 5800 EAGLE BULK SHIPPING INC COM COM Y2187A101 7470 1757661 SH DEFINED 1604859 7100 145702 EATON VANCE TX ADV GLBL DIV IN MUTUAL FUNDS 27828S101 83 10300 SH SOLE 10300 0 0 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 4284 143138 SH SOLE 137466 0 5672 ENCORE ENERGY LP COM 29257A106 9640 676048 SH SOLE 576816 2000 97232 ENERGY TRANSFER EQUITY LP COM 29273V100 10745 508500 SH SOLE 466800 0 41700 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 41256 1118353 SH SOLE 1018254 2400 97699 ENERPLUS RES FD TR UNIT NEW COM 29274D604 10024 612353 SH DEFINED 544856 3000 64497 ENSCO INTL INC COM 26874Q100 1616 61200 SH SOLE 56100 0 5100 ENTERPRISE PRODS PARTNERS COM 293792107 85962 3863449 SH DEFINED 3650650 4500 208299 ENTERRA ENERGY TRUST COM 29381P102 149 241098 SH SOLE 226057 0 15041 EOG RESOURCES INC. COM 26875P101 4481 81837 SH SOLE 71530 0 10307 EUROSEAS LTD COM NEW COM Y23592200 39 10000 SH SOLE 10000 0 0 EVOLUTION PETROLEUM CORP COM COM 30049A107 83 44000 SH SOLE 44000 0 0 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 5365 1186932 SH SOLE 1046883 0 140049 EXXON CORPORATION COM 30231G102 3916 57510 SH DEFINED 38740 1700 17070 GENERAL ELEC CO COM 369604103 1953 193200 SH SOLE 142296 0 50904 GENERAL MARITIME COM Y2693R101 328 46900 SH SOLE 45560 0 1340 GIBRALTAR INDUSTRIES INC COM 374689107 674 142800 SH SOLE 140550 0 2250 GLOBE SPECIALTY METALS, INC. FOREIGN COMMON S U45982102 47 17000 SH SOLE 17000 0 0 GOLDCORP INC NEW COM COM 380956409 288 8635 SH SOLE 8635 0 0 HEWLETT PACKARD CO COM 428236103 3718 115957 SH SOLE 90070 0 25887 I B M COM 459200101 15598 160989 SH SOLE 132069 400 28520 INERGY L P COM 456615103 5989 273200 SH SOLE 246000 0 27200 INGERSOLL-RAND CO COM G4776G101 4108 297700 SH SOLE 255800 0 41900 INTERNATIONAL PAPER CO COM 460146103 345 48990 SH SOLE 39000 0 9990 ISTAR FINL INC COM COM 45031U101 44 15525 SH SOLE 14720 0 805 J.P. MORGAN CHASE & CO COM 46625H100 1810 68107 SH SOLE 52003 0 16104 JOHNSON & JOHNSON COM 478160104 1423 27050 SH SOLE 21575 0 5475 K-SEA TRANSPORTATION PARTNER COM 48268Y101 4875 275419 SH SOLE 243717 1400 30302 LABORATORY CORP AMER HLDGS COM COM 50540R409 442 7550 SH SOLE 7350 200 0 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 72 24946 SH SOLE 23771 0 1175 LOEWS CORP COM 540424108 10062 455300 SH SOLE 398800 0 56500 MARKWEST ENERGY PARTNERS L PUN COM 570759100 4974 429131 SH SOLE 382165 0 46966 MCDONALDS CORP COM 580135101 656 12013 SH SOLE 12013 0 0 METLIFE INC COM 59156R108 4520 198526 SH SOLE 173016 1200 24310 NAVIOS MARITIME HOLDINGS INCCO COM Y62196103 11635 5058542 SH DEFINED 4775742 29850 252950 NAVIOS MARITIME HOLDINGS INCCO COM Y62196103 3 1300 SH OTHER 0 0 1300 NAVIOS MARITIME PARTNERS L PUN COM Y62267102 8272 984762 SH DEFINED 873762 15100 95900 NEWMONT MNG CORP COM 651639106 213 4765 SH SOLE 4765 0 0 NOKIA CORP SPONSORED ADR COM 654902204 3591 307700 SH SOLE 256300 0 51400 NUSTAR ENERGY LP UNIT COM 67058H102 19720 427666 SH SOLE 421534 0 6132 NUSTAR GP HOLDINGS COM 67059L102 12251 594398 SH SOLE 516566 200 77632 NV ENERGY INC COM COM 67073Y106 4040 430293 SH SOLE 418261 0 12032 NYSE EURONEXT COM 629491101 433 24200 SH SOLE 24200 0 0 OCCIDENTAL PETE CORP COM COM 674599105 3977 71470 SH SOLE 69070 0 2400 OPKO HEALTH INC COM COM 68375N103 20 20000 SH SOLE 20000 0 0 ORACLE SYS CORP COM 68389X105 11079 613124 SH SOLE 529558 0 83566 PACKAGING CORP AMER COM COM 695156109 7678 589674 SH SOLE 509100 0 80574 PARAGON SHIPPING COM 69913R309 77 22000 SH SOLE 22000 0 0 PATRIOT COAL CORP COM COM 70336T104 139 37579 SH SOLE 33573 0 4006 PEABODY ENERGY CORP COM 704549104 3776 150798 SH SOLE 134866 0 15932 PENGROWTH ENERGY TRUST COM 706902509 767 137490 SH SOLE 107540 0 29950 PENN VIRGINIA GP COM 70788P105 1784 150400 SH SOLE 129800 0 20600 PENN VIRGINIA RESOURCE PART COM 707884102 5446 477699 SH SOLE 455633 2800 19266 PFIZER INC COM 717081103 176 12945 SH SOLE 7520 0 5425 PIONEER NAT RES CO COM COM 723787107 2663 161678 SH SOLE 128578 0 33100 PIONEER SOUTHWST ENRG PRTNR UN COM 72388B106 9636 611800 SH SOLE 564750 0 47050 PLAINS ALL AMERN PIPELINE L UN COM 726503105 20670 562283 SH SOLE 514515 100 47668 PRB 10% SR. SUB. CONVERT. NOTE CONVERTIBLE BOND 888888888 5 500000 PRN SOLE 500000 0 0 PRIDE INTL INC DEL COM COM 74153Q102 5016 279001 SH SOLE 235701 0 43300 PROCTER & GAMBLE COMPANY COM 742718109 240 5090 SH SOLE 4684 0 406 QUALCOMM INC COM COM 747525103 965 24800 SH DEFINED 19800 2800 2200 REGENCY ENERGY PARTNERS L.P. COM 75885Y107 8681 695631 SH SOLE 602441 0 93190 ROWAN COS INC COM COM 779382100 2676 223600 SH SOLE 188900 0 34700 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 430 9700 SH SOLE 3700 0 6000 SAFE BULKERS INC COM Y7388L103 2674 846100 SH SOLE 777500 4900 63700 SCHLUMBERGER COM 806857108 298 7330 SH SOLE 7330 0 0 SEASPAN COM Y75638109 2436 296300 SH SOLE 292600 0 3700 SHIP FINANCE INTERNATIONAL COM G81075106 180 27436 SH SOLE 25553 0 1883 SPRINT CORP COM 852061100 208 58326 SH SOLE 49668 0 8658 ST PAUL TRAVELERS COS INC COM 89417E109 3255 80097 SH SOLE 74349 30 5718 STAR BULK CARRIERS CORP COM COM Y8162K105 26 11666 SH SOLE 0 0 11666 STONEMOR PARTNERS LP COM 86183Q100 366 32800 SH SOLE 29900 0 2900 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 6972 135199 SH SOLE 131633 0 3566 TALISMAN ENERGY INC COM COM 87425E103 7725 735750 SH SOLE 640383 0 95367 TALISMAN ENERGY INC COM COM 87425E103 2 150 SH OTHER 0 0 150 TARGA NATURAL RESOURCES LP COM 87611X105 8443 941237 SH SOLE 866537 2300 72400 TEEKAY TANKERS COM Y8565N102 2222 233600 SH SOLE 211200 0 22400 TESORO PETE CORP COM 881609101 213 15800 SH SOLE 15800 0 0 TEXAS INSTRS INC COM 882508104 1031 62440 SH SOLE 58040 800 3600 TK LNG PARTNERS L.P. COM Y8564M105 643 38300 SH SOLE 34900 0 3400 TRUE ENERGY TR TR UNIT COM 897839106 14 20000 SH SOLE 0 0 20000 ULTRAPETROL BAHAMAS LTD COM COM P94398107 329 122022 SH SOLE 106922 0 15100 UNITED TECHNOLOGIES CORP COM 913017109 229 5330 SH SOLE 0 0 5330 VERIZON COMMUNICATIONS COM 92343V104 518 17145 SH SOLE 6189 0 10956 WAL MART STORES INC COM 931142103 987 18950 SH DEFINED 16350 1100 1500 WELLS FARGO NEW COM 949746101 257 18071 SH SOLE 16233 0 1838 WESTERN GAS PARTNERS LP COM 958254104 394 26500 SH SOLE 23900 0 2600 WILLIAMS PARTNERS LP COM 96950F104 1719 154000 SH SOLE 154000 0 0 WOLVERINE TUBE INC COM COM 978093102 6 62271 SH SOLE 62271 0 0 XEROX CORP COM 984121103 5966 1311210 SH SOLE 1129076 0 182134 XTO ENERGY INC COM COM 98385X106 609 19875 SH SOLE 17000 0 2875
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