-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GJY0iDPihaZPpELAX5S0mdMSBKjMqw2X4KB1FnfKXNx+/Dzz1q3nP552Tgb41tka r8V0zB+izpzXubUMGIFwNg== 0000732857-08-000021.txt : 20081023 0000732857-08-000021.hdr.sgml : 20081023 20081023102744 ACCESSION NUMBER: 0000732857-08-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081023 DATE AS OF CHANGE: 20081023 EFFECTIVENESS DATE: 20081023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 081136477 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 f093008.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY October 23, 2008 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 133 FORM 13F INFORMATION TABLE VALUE TOTAL: $908,543,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 100,000THS ENBRIDGE ENERGY MGT COM CKC50X106 0 747929 SH SOLE 0 0 747929 10THS MAREMONT CORP PFD PREFERRED STOCKS M97587303 0 40000 SH SOLE 40000 0 0 A T & T INC (NEW) COM 00206R102 417 14931 SH SOLE 5944 0 8987 ABBOTT LABS COM 002824100 351 6100 SH SOLE 4100 0 2000 ACUITY BRANDS INC COM COM 00508Y102 209 5000 SH SOLE 5000 0 0 AETNA U S HEALTHCARE INC COM COM 00817Y108 17647 488700 SH DEFINED 414400 300 74000 ALCOA, INC. COM 013817101 21932 971300 SH DEFINED 804100 9500 157700 ALLEGHENY TECHNOLOGIES INC COM 01741R102 1169 39550 SH DEFINED 37100 250 2200 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 9496 474100 SH SOLE 427000 0 47100 AMERICAN INTL GROUP INC COM 026874107 167 50000 SH DEFINED 48400 500 1100 AMR CORP DEL COM 001765106 1346 137100 SH SOLE 112200 0 24900 ANADARKO PETE CORP COM COM 032511107 25095 517306 SH DEFINED 440906 1000 75400 ATLAS ENERGY RESOURCES LLC COM 049303100 4765 184700 SH SOLE 167900 0 16800 AURORA OIL & GAS CORP COM COM 052036100 191 1468081 SH SOLE 1267181 0 200900 AXIS CAPITAL HLDGS LTD COM G0692U109 20992 662000 SH DEFINED 612300 4600 45100 B A S F A G SPONSORED ADR COM 055262505 308 6500 SH DEFINED 5100 1200 200 BANK OF AMERICA COM 060505104 21647 618498 SH DEFINED 544337 6550 67611 BANK OF NEW YORK MELLON CORPOR COM 064058100 301 9245 SH SOLE 9245 0 0 BEAZER HOMES USA INC COM 07556Q105 285 47590 SH SOLE 42490 0 5100 BOARDWALK PIPELINE PARTNERS COM 096627104 10235 496865 SH SOLE 436596 0 60269 BOISE INC WT EXP 061811 WARRANT AND RIGH 09746Y113 2 18000 SH SOLE 0 0 18000 CABOT OIL & GAS CORP COM 127097103 15381 425600 SH DEFINED 351550 1050 73000 CARPENTER TECHNOLOGY CORP COM 144285103 964 37600 SH DEFINED 33600 1400 2600 CBS CORP NEW CL B COM 124857202 3306 226756 SH SOLE 224083 0 2673 CHESAPEAKE ENERGY CORP COM 165167107 471 13125 SH SOLE 9825 0 3300 CHEVRONTEXACO CORPORATION COM 166764100 1064 12898 SH SOLE 12551 0 347 CHUBB CORP COM 171232101 904 16468 SH DEFINED 15450 420 598 COMCAST CORP CL A SPL COM 20030N200 4144 210117 SH SOLE 198075 0 12042 COMCAST CORP NEW COM CL A COM 20030N101 240 12206 SH SOLE 10095 0 2111 CONOCOPHILLIPS COM COM 20825C104 1072 14629 SH SOLE 10847 864 2918 CONSTELLATION ENERGY PARTNER COM 21038E101 1492 130000 SH SOLE 98000 0 32000 CONTINENTAL AIRLS INC CL B COM 210795308 1970 118100 SH SOLE 106500 0 11600 CORNING INC COM 219350105 508 32483 SH SOLE 10080 0 22403 D R HORTON INC COM 23331A109 2954 226920 SH SOLE 179055 0 47865 DEVON ENERGY CORP COM 25179M103 2161 23700 SH SOLE 22900 0 800 DHT MARITIME,INC COM Y2065G105 5482 815700 SH DEFINED 675650 23100 116950 DIANA SHIPPING INC COM Y2066G104 16199 822700 SH DEFINED 712375 4900 105425 DOW CHEMICAL CORP COM 260543103 6976 219500 SH SOLE 194000 0 25500 DUKE ENERGY CORP COM 26441C105 3268 187500 SH SOLE 169900 0 17600 EAGLE BULK SHIPPING INC COM COM Y2187A101 24105 1729173 SH DEFINED 1572403 7100 149670 EATON VANCE TX ADV GLBL DIV IN MUTUAL FUNDS 27828S101 148 10300 SH SOLE 10300 0 0 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 5913 148640 SH SOLE 143300 0 5340 ENCORE ENERGY LP COM 29257A106 15980 732000 SH DEFINED 627650 2750 101600 ENERGY TRANSFER EQUITY LP COM 29273V100 9163 421300 SH SOLE 397400 0 23900 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 43233 1173854 SH SOLE 1060554 2400 110900 ENERPLUS RES FD TR UNIT NEW COM 29274D604 24282 652930 SH DEFINED 581265 7400 64265 ENSCO INTL INC COM 26874Q100 6322 109700 SH DEFINED 87700 300 21700 ENTERPRISE PRODS PARTNERS COM 293792107 97518 3784150 SH DEFINED 3558800 3450 221900 ENTERRA ENERGY TRUST COM 29381P102 607 269943 SH SOLE 254902 0 15041 EOG RESOURCES INC. COM 26875P101 15827 176922 SH DEFINED 153222 600 23100 EUROSEAS LTD COM NEW COM Y23592200 80 10000 SH SOLE 10000 0 0 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 21695 1438667 SH DEFINED 1266809 11815 160043 EXXON CORPORATION COM 30231G102 4724 60830 SH DEFINED 41100 1700 18030 FEDEX CORP COM 31428X106 269 3400 SH SOLE 400 0 3000 GENERAL ELEC CO COM 369604103 6112 239678 SH SOLE 187840 0 51838 GENERAL MARITIME CORP COM Y2692M103 682 35000 SH SOLE 34000 0 1000 GIBRALTAR INDUSTRIES INC COM 374689107 2756 147300 SH SOLE 145050 0 2250 GLOBE SPECIALTY METALS, INC. FOREIGN COMMON S U45982102 332 17000 SH SOLE 17000 0 0 HEALTH NET INC COM COM 42222G108 1362 57700 SH SOLE 49800 0 7900 HEWLETT PACKARD CO COM 428236103 941 20357 SH SOLE 570 0 19787 I B M COM 459200101 22660 193740 SH DEFINED 155952 700 37088 INERGY L P COM 456615103 6041 279300 SH SOLE 250300 0 29000 INGERSOLL-RAND CO COM G4776G101 16015 513800 SH SOLE 435500 0 78300 INTERNATIONAL PAPER CO COM 460146103 1332 50890 SH SOLE 40800 0 10090 ISTAR FINL INC COM COM 45031U101 40 15525 SH SOLE 14720 0 805 J.P. MORGAN CHASE & CO COM 46625H100 3110 66597 SH SOLE 54493 0 12104 JED OIL, INC COM 472310101 58 412481 SH SOLE 412481 0 0 JOHNSON & JOHNSON COM 478160104 1884 27190 SH SOLE 21715 0 5475 K-SEA TRANSPORTATION PARTNER COM 48268Y101 7264 361201 SH SOLE 326633 1400 33168 LABORATORY CORP AMER HLDGS COM COM 50540R409 525 7550 SH SOLE 7350 200 0 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 1066 82540 SH SOLE 76049 0 6491 LOEWS CORP COM 540424108 22620 572800 SH DEFINED 483400 800 88600 MARKWEST ENERGY PARTNERS L PUN COM 570759100 13288 525632 SH SOLE 478732 0 46900 MCDONALDS CORP COM 580135101 701 11368 SH SOLE 11368 0 0 METLIFE INC COM 59156R108 19982 356826 SH SOLE 304683 1200 50943 MICROSOFT CORP COM 594918104 388 14550 SH SOLE 14250 0 300 NAVIOS MARITIME HOLDINGS INCCO COM Y62196103 17691 3462028 SH DEFINED 3299024 3600 159404 NAVIOS MARITIME PARTNERS L PUN COM Y62267102 5891 782662 SH SOLE 700762 0 81900 NEWS CORP CL A COM 65248E104 11379 949060 SH DEFINED 794457 1638 152965 NOKIA CORP SPONSORED ADR COM 654902204 6270 336200 SH SOLE 287000 0 49200 NORDIC AMERN TANKER SHIPPINGOR COM G65773106 218 6800 SH SOLE 6100 0 700 NUSTAR ENERGY LP UNIT COM 67058H102 18184 428168 SH SOLE 422568 0 5600 NUSTAR GP HOLDINGS COM 67059L102 10945 625400 SH SOLE 547000 200 78200 NYSE EURONEXT COM 629491101 1027 26200 SH SOLE 26200 0 0 OCCIDENTAL PETE CORP COM COM 674599105 10853 154046 SH DEFINED 148996 250 4800 ORACLE SYS CORP COM 68389X105 20613 1014924 SH SOLE 857924 0 157000 PARAGON SHIPPING COM 69913R309 170 20000 SH SOLE 20000 0 0 PATRIOT COAL CORP COM COM 70336T104 1294 44560 SH SOLE 40440 0 4120 PEABODY ENERGY CORP COM 704549104 7488 166400 SH SOLE 150400 0 16000 PENGROWTH ENERGY TRUST COM 706902509 2154 144190 SH SOLE 117440 0 26750 PENN VIRGINIA GP COM 70788P105 3230 154600 SH SOLE 133400 0 21200 PENN VIRGINIA RESOURCE PART COM 707884102 7975 483600 SH SOLE 464600 2800 16200 PFIZER INC COM 717081103 258 14015 SH SOLE 7520 0 6495 PIONEER NAT RES CO COM COM 723787107 11554 221000 SH DEFINED 167000 200 53800 PIONEER SOUTHWST ENRG PRTNR UN COM 72388B106 11441 688800 SH SOLE 629850 100 58850 PLAINS ALL AMERN PIPELINE L UN COM 726503105 24261 612334 SH SOLE 564394 100 47840 PRB 10% SR. SUB. CONVERT. NOTE CONVERTIBLE BOND 888888888 5 500000 PRN SOLE 500000 0 0 PRIDE INTL INC DEL COM COM 74153Q102 10201 344501 SH SOLE 285401 0 59100 PROCTER & GAMBLE COMPANY COM 742718109 355 5090 SH SOLE 4684 0 406 PRUDENTIAL FINANCIAL INC COM 744320102 590 8195 SH SOLE 8195 0 0 PULTE CORP COM 745867101 145 10400 SH SOLE 9400 0 1000 REGENCY ENERGY PARTNERS L.P. COM 75885Y107 11535 628950 SH SOLE 555750 0 73200 ROWAN COS INC COM COM 779382100 11554 378200 SH DEFINED 309000 500 68700 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 572 9700 SH SOLE 3700 0 6000 SAFE BULKERS INC COM Y7388L103 8279 759500 SH SOLE 705100 300 54100 SEASPAN COM Y75638109 5429 300100 SH SOLE 296400 0 3700 SHIP FINANCE INTERNATIONAL COM G81075106 602 27917 SH SOLE 26034 0 1883 SIERRA PAC RES NEW COM COM 826428104 4414 460800 SH SOLE 451500 0 9300 SPRINT CORP COM 852061100 365 59794 SH SOLE 55360 0 4434 ST MARY LD & EXPL CO COM COM 792228108 214 6000 SH SOLE 6000 0 0 ST PAUL TRAVELERS COS INC COM 89417E109 3846 85078 SH SOLE 79964 30 5084 STAR BULK CARRIERS CORP COM COM Y8162K105 386 55125 SH SOLE 0 0 55125 STONEMOR PARTNERS LP COM 86183Q100 491 34000 SH SOLE 31100 0 2900 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 6173 139500 SH SOLE 136800 0 2700 TALISMAN ENERGY INC COM COM 87425E103 13828 972400 SH DEFINED 827050 750 144600 TARGA NATURAL RESOURCES LP COM 87611X105 17085 1003796 SH DEFINED 923546 3550 76700 TEEKAY SHIPPING CORP COM COM Y8564W103 237 8980 SH SOLE 7290 0 1690 TEEKAY TANKERS COM Y8565N102 4238 250300 SH SOLE 224700 1400 24200 TESORO PETE CORP COM 881609101 280 17000 SH SOLE 17000 0 0 TEXAS INSTRS INC COM 882508104 1499 69740 SH DEFINED 64040 2100 3600 TK LNG PARTNERS L.P. COM Y8564M105 641 40800 SH SOLE 37400 0 3400 TRUE ENERGY TR TR UNIT COM 897839106 61 20000 SH SOLE 0 0 20000 ULTRAPETROL BAHAMAS LTD COM COM P94398107 1043 132922 SH SOLE 117822 0 15100 UNITED TECHNOLOGIES CORP COM 913017109 380 6330 SH SOLE 0 0 6330 US SHIPPING PARTNERS LP COM 903417103 42 28800 SH SOLE 27600 0 1200 VALERO ENERGY CORP COM 91913Y100 218 7200 SH DEFINED 3300 400 3500 VERIZON COMMUNICATIONS COM 92343V104 549 17109 SH SOLE 6153 0 10956 WELLS FARGO NEW COM 949746101 583 15542 SH SOLE 14342 0 1200 WESTERN GAS PARTNERS LP COM 958254104 396 30000 SH SOLE 27400 0 2600 WILLIAMS PARTNERS LP COM 96950F104 3981 154000 SH SOLE 154000 0 0 WOLVERINE TUBE INC COM COM 978093102 96 265771 SH SOLE 265771 0 0 XEROX CORP COM 984121103 20250 1756310 SH DEFINED 1468160 2550 285600 XTO ENERGY INC COM COM 98385X106 948 20375 SH SOLE 16000 0 4375
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