-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UkjvWxihGcWtLxvyBSnHVY6QZAKOOxUcMk+hP//QSwm0eeVtydaiMNSa9eZWYpSr XSHq19KGunRbG6h49xuRTw== 0000732857-07-000011.txt : 20070425 0000732857-07-000011.hdr.sgml : 20070425 20070425142344 ACCESSION NUMBER: 0000732857-07-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070425 DATE AS OF CHANGE: 20070425 EFFECTIVENESS DATE: 20070425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 07787097 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 f033107.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY April 25, 2007 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 170 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,265,000,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 100,000TH'S PEOPLE'S BANK COM HBA198108 0 50000 SH SOLE 50000 0 0 10THS MAREMONT CORP PFD PREFERRED STOCKS M97587303 0 40000 SH SOLE 40000 0 0 A T & T INC (NEW) COM 00206R102 609 15441 SH SOLE 6454 0 8987 ABBOTT LABS COM 002824100 340 6100 SH SOLE 4100 0 2000 ACUITY BRANDS INC COM COM 00508Y102 272 5000 SH SOLE 5000 0 0 AETNA U S HEALTHCARE INC COM COM 00817Y108 15919 363525 SH SOLE 299125 0 64400 AFRICAN PLATINUM PLC SHS COM G0114V107 4858 4540000 SH SOLE 4540000 0 0 ALCAN ALUM LTD COM 013716105 15864 303915 SH SOLE 254815 0 49100 ALCOA, INC. COM 013817101 11545 340550 SH SOLE 283650 0 56900 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 16567 705300 SH SOLE 643200 0 62100 ALLIED MEDICAL LTD FOREIGN COMMON S XX9N45261 0 12898 SH SOLE 11911 0 987 ALPHA NATURAL RESOURCES INC CO COM 02076X102 249 15900 SH SOLE 14400 0 1500 ALTERA CORP COM COM 021441100 6457 323000 SH SOLE 299400 0 23600 AMERICAN EXPRESS CO COM 025816109 265 4700 SH SOLE 3700 0 1000 AMERICAN INTL GROUP INC COM 026874107 22808 339299 SH SOLE 289684 0 49615 ANADARKO PETE CORP COM COM 032511107 25896 602506 SH SOLE 523206 0 79300 APACHE CORP COM COM 037411105 3220 45540 SH SOLE 38700 0 6840 ATLAS ENERGY RESOURCES LLC COM 049303100 5530 207500 SH SOLE 182800 0 24700 AUTODIE CORP SDCV (DEFAULT) 7. CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 AXIS CAPITAL HLDGS LTD SHS COM G0692U109 26834 792500 SH SOLE 716800 0 75700 B A S F A G SPONSORED ADR COM 055262505 450 4000 SH SOLE 3300 0 700 BALL CORP COM COM 058498106 518 11300 SH SOLE 7300 0 4000 BANK NEW YORK INC COM 064057102 420 10365 SH SOLE 9935 0 430 BANK OF AMERICA COM 060505104 19591 383985 SH SOLE 331274 0 52711 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH SOLE 0 0 32500 BEAZER HOMES USA INC COM 07556Q105 2839 97800 SH SOLE 87700 0 10100 BOEING CO COM 097023105 465 5225 SH SOLE 725 0 4500 BUCKEYE PARTNERS L P COM 118230101 245 4925 SH SOLE 4685 0 240 CABOT OIL & GAS CORP COM 127097103 17483 519400 SH SOLE 454700 0 64700 CARPENTER TECHNOLOGY CORP COM 144285103 41578 344305 SH SOLE 305605 0 38700 CBS CORP NEW CL B COM 124857202 8411 274956 SH SOLE 220583 0 54373 CHESAPEAKE ENERGY CORP COM COM 165167107 1165 37725 SH SOLE 30125 0 7600 CHEVRONTEXACO CORPORATION COM 166764100 540 7304 SH SOLE 6757 0 547 CHUBB CORP COM 171232101 3772 73001 SH SOLE 65533 0 7468 CIT GROUP INC COM 125581108 16426 310400 SH SOLE 259800 0 50600 CITIGROUP INC. COM 172967101 2476 48233 SH SOLE 37450 0 10783 COCA COLA CO COM 191216100 240 5000 SH SOLE 5000 0 0 COMCAST CORP CL A SPL COM 20030N200 5803 227823 SH SOLE 210081 0 17742 CONOCOPHILLIPS COM COM 20825C104 1029 15054 SH SOLE 12136 0 2918 CONSTELLATION ENERGY PARTNER COM 21038E101 4414 125000 SH SOLE 84600 0 40400 CONTINENTAL AIRLS INC CL B COM 210795308 298 8200 SH SOLE 7200 0 1000 CORNING INC COM 219350105 620 27263 SH SOLE 4860 0 22403 COSTCO WHOLESALE CORP COM 22160K105 290 5390 SH SOLE 3390 0 2000 COUNTRYWIDE CR INDS INC COM 222372104 55833 1659717 SH SOLE 1515007 0 144710 D R HORTON INC COM COM 23331A109 15097 686243 SH SOLE 586985 0 99258 DEVON ENERGY CORP NEW COM COM 25179M103 35336 510489 SH SOLE 448889 0 61600 DISCOVERY HOLDING CO CL A COM COM 25468Y107 651 34040 SH SOLE 30830 0 3210 DOUBLE HULL TANKERS INC COM COM Y21110104 173 11700 SH SOLE 6700 0 5000 DOW CHEMICAL CORP COM 260543103 12602 274800 SH SOLE 238900 0 35900 DRYSHIPS INC SHS COM Y2109Q101 3740 166000 SH SOLE 112800 0 53200 DUKE ENERGY CORP COM 26441C105 5241 258300 SH SOLE 229300 0 29000 EAGLE BULK SHIPPING INC COM COM Y2187A101 27705 1428843 SH SOLE 1317623 0 111220 EL PASO CORPORATION COM 28336L109 3151 217750 SH SOLE 205550 0 12200 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 8056 144140 SH SOLE 134000 0 10140 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 22119 379654 SH SOLE 358954 0 20700 ENERPLUS RES FD TR UNIT NEW COM 29274D604 28748 680900 SH SOLE 610215 0 70685 ENTERPRISE PRODS PARTNERS L CO COM 293792107 115157 3621290 SH SOLE 3412390 0 208900 ENTERRA ENERGY TR TR UNIT COM 29381P102 14045 2548963 SH SOLE 2364473 0 184490 ENTERRA ENERGY TST UN-RESTRICT COM 29381P102 2755 500000 SH SOLE 500000 0 0 EOG RESOURCES INC. COM 26875P101 20566 288277 SH SOLE 257777 0 30500 EXXON CORPORATION COM 30231G102 2686 35605 SH SOLE 18319 0 17286 FEDEX CORP COM 31428X106 365 3400 SH SOLE 400 0 3000 FIRST INDL RLTY TR INC COM 32054K103 2584 57050 SH SOLE 55850 0 1200 FORTESCUE METALS GROUP FOREIGN COMMON S Q39360104 163 10000 SH SOLE 0 0 10000 GENERAL ELEC CO COM 369604103 11056 312671 SH SOLE 252290 0 60381 GENERAL MARITIME CORP SHS COM Y2692M103 2284 79100 SH SOLE 72700 0 6400 GIBRALTAR INDUSTRIES INC COM 374689107 3671 162300 SH SOLE 160050 0 2250 GLOBAL SANTAFE CORPORATION COM G3930E101 2652 43000 SH SOLE 41100 0 1900 GLOBE SPECIALTY METALS, INC. FOREIGN COMMON S U45982102 94 17000 SH SOLE 17000 0 0 GREAT LAKES DREDGE & DOCK COWT WARRANT AND RIGH 390607117 34 17500 SH SOLE 0 0 17500 HARTFORD FINL SVCS GROUP INC COM 416515104 8557 89530 SH SOLE 79500 0 10030 HEWLETT PACKARD CO COM 428236103 848 21121 SH SOLE 1044 0 20077 HILTON HOTELS CORP COM COM 432848109 224 6220 SH SOLE 6220 0 0 I B M COM 459200101 17683 187601 SH SOLE 152813 0 34788 INERGY L P UNIT LTD PARTNP COM 456615103 8990 275100 SH SOLE 241300 0 33800 INGERSOLL-RAND CO LTD CL A COM COM G4776G101 21864 504136 SH SOLE 439836 0 64300 INTEL CORP COM 458140100 8737 456718 SH SOLE 407810 0 48908 INTERNATIONAL PAPER CO COM 460146103 1940 53290 SH SOLE 42600 0 10690 ISTAR FINL INC COM COM 45031U101 821 17525 SH SOLE 14720 0 2805 J.P. MORGAN CHASE & CO COM 46625H100 8216 169829 SH SOLE 140765 0 29064 JAMES RIVER COAL CO COM NEW COM 470355207 149 20000 SH SOLE 20000 0 0 JOHNSON & JOHNSON COM 478160104 1840 30527 SH SOLE 22852 0 7675 KINDER MORGAN EGY PTNS L P UT COM 494550106 587 11150 SH SOLE 10000 0 1150 K-SEA TRANSPORTATION PARTNER COM 48268Y101 1448 36100 SH SOLE 33900 0 2200 LABORATORY CORP AMER HLDGS COM COM 50540R409 8054 110890 SH SOLE 103870 0 7020 LIBERTY MEDIA HLDG CORP CAP CO COM 53071M302 2285 20663 SH SOLE 18440 0 2223 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 2328 97719 SH SOLE 86591 0 11128 LINCOLN NATL CORP IND COM COM 534187109 20581 303600 SH SOLE 263600 0 40000 LOEWS CORP COM 540424108 19272 424220 SH SOLE 363020 0 61200 LOWES COS INC COM COM 548661107 215 6840 SH SOLE 1240 0 5600 LSI LOGIC CORP COM 502161102 167 16000 SH SOLE 0 0 16000 M & T BK CORP COM COM 55261F104 4890 42215 SH SOLE 32200 0 10015 MARATHON OIL CORP COM COM 565849106 4370 44219 SH SOLE 43019 0 1200 MCDONALDS CORP COM 580135101 468 10384 SH SOLE 8524 0 1860 METLIFE INC COM 59156R108 8359 132367 SH SOLE 106449 0 25918 MGM MIRAGE COM COM 552953101 417 6000 SH SOLE 6000 0 0 MICRON TECHNOLOGY INC COM 595112103 147 12150 SH SOLE 10750 0 1400 MICROSOFT CORP COM 594918104 1548 55530 SH SOLE 49072 0 6458 MIDLAND CO COM COM 597486109 255 6000 SH SOLE 6000 0 0 MILACRON, INC. COM 598709103 8 12616 SH SOLE 0 0 12616 NAVIOS MARITIME HOLDINGS INCCO COM Y62196103 20253 2763057 SH SOLE 2611580 0 151477 NEWS CORP CL A COM 65248E104 21708 938936 SH SOLE 803715 0 135221 NORDIC AMERN TANKER SHIPPINGOR COM G65773106 301 8300 SH SOLE 0 0 8300 NORDSTROM INC COM COM 655664100 233 4400 SH SOLE 0 0 4400 NORFOLK SOUTHN CORP COM 655844108 1991 39350 SH SOLE 35650 0 3700 NYSE GROUP INC COM COM 62949W103 2606 27798 SH SOLE 27798 0 0 OCCIDENTAL PETE CORP COM COM 674599105 9811 198962 SH SOLE 166962 0 32000 OLD REP INTL CORP COM 680223104 2822 127559 SH SOLE 119497 0 8062 OMI CORP COM COM Y6476W104 269 10000 SH SOLE 10000 0 0 ORACLE SYS CORP COM 68389X105 13006 717349 SH SOLE 564949 0 152400 PEABODY ENERGY CORP COM COM 704549104 10466 260100 SH SOLE 229000 0 31100 PENGROWTH ENERGY TR TR UNIT NE COM 706902509 3231 191540 SH SOLE 156840 0 34700 PENN VIRGINIA GP COM 70788P105 4450 178000 SH SOLE 146100 0 31900 PENN VIRGINIA RESOURCE PART COM 707884102 10488 375900 SH SOLE 359100 0 16800 PEPSICO INC COM 713448108 284 4470 SH SOLE 170 0 4300 PFIZER INC COM 717081103 369 14604 SH SOLE 3096 0 11508 PIONEER NAT RES CO COM COM 723787107 16852 390900 SH SOLE 337400 0 53500 PLAINS ALL AMERN PIPELINE L UN COM 726503105 8468 146993 SH SOLE 127127 0 19866 POGO PRODUCING CO COM COM 730448107 12819 266500 SH SOLE 229300 0 37200 PRB 10% SR. SUB. CONVERT. NOTE CONVERTIBLE BOND 888888888 375 500000 PRN SOLE 500000 0 0 PRB GAS TRANSPORTATION COM 693535106 394 122100 SH SOLE 108100 0 14000 PRIDE INTL INC DEL COM COM 74153Q102 9981 331600 SH SOLE 283600 0 48000 PRIMEWEST ENERGY TR TR UNIT NE COM 741930309 236 12000 SH SOLE 0 0 12000 PROCTER & GAMBLE COMPANY COM 742718109 337 5337 SH SOLE 4931 0 406 PRUDENTIAL FINANCIAL INC COM 744320102 749 8300 SH SOLE 8300 0 0 PULTE CORP COM 745867101 488 18437 SH SOLE 18437 0 0 QUINTANA MARITIME LTD SHS COM Y7169G109 61152 4440962 SH SOLE 4051061 0 389901 QUINTANA MARITIME WTS @$8.00 E WARRANT AND RIGH Y7169G133 57 10000 SH SOLE 10000 0 0 REGENCY ENERGY PARTNERS L.P. COM 75885Y107 16036 609050 SH SOLE 541450 0 67600 RENAISSANCERE HOLDINGS LTD ORD COM G7496G103 406 8090 SH SOLE 8090 0 0 REPUBLIC PROPERTY TRUST COM 760737106 7084 616500 SH SOLE 543600 0 72900 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 1028 15500 SH SOLE 3500 0 12000 SEASPAN COM Y75638109 2467 92100 SH SOLE 88300 0 3800 SHIP FINANCE INTERNATIONAL COM G81075106 519 18917 SH SOLE 15533 0 3384 SIERRA PAC RES NEW COM COM 826428104 8810 506900 SH SOLE 492000 0 14900 SOVEREIGN BANCORP INC COM COM 845905108 11685 459300 SH SOLE 408700 0 50600 SPECTRA ENERGY CORP COM 847560109 4286 163150 SH SOLE 147000 0 16150 SPRINT CORP COM 852061100 14782 779657 SH SOLE 681256 0 98401 ST PAUL TRAVELERS COS INC COM 89417E109 4483 86595 SH SOLE 80341 0 6254 STAR MARITIME ACQUISITION COWT WARRANT AND RIGH 85516E115 31 15000 SH SOLE 0 0 15000 STONEMOR PARTNERS LP COM 86183Q100 933 38300 SH SOLE 34800 0 3500 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 8738 147500 SH SOLE 143500 0 4000 SUNRISE ASSISTED LIVING INC CO COM 86768K106 292 7400 SH SOLE 7400 0 0 TALISMAN ENERGY INC COM COM 87425E103 13251 754600 SH SOLE 633400 0 121200 TARGA NATURAL RESOURCES LP COM 87611X105 10080 350000 SH SOLE 305000 0 45000 TEEKAY SHIPPING CORP COM COM Y8564W103 530 9800 SH SOLE 7910 0 1890 TESORO PETE CORP COM 881609101 854 8500 SH SOLE 8500 0 0 TEXAS INSTRS INC COM 882508104 2458 81676 SH SOLE 73676 0 8000 TITAN EXPL LTD CL A COM 888291101 37 20900 SH SOLE 0 0 20900 TITANIUM METALS CORP COM NEW COM 888339207 251 7000 SH SOLE 0 0 7000 TK LNG PARTNERS L.P. COM Y8564M105 1746 46800 SH SOLE 42500 0 4300 TOLL BROS INC COM COM 889478103 5282 192900 SH SOLE 167700 0 25200 TYCO INTL LTD NEW COM COM 902124106 1097 34760 SH SOLE 33260 0 1500 UNITED TECHNOLOGIES CORP COM 913017109 896 13780 SH SOLE 510 0 13270 US SHIPPING PARTNERS LP COM 903417103 954 50400 SH SOLE 44500 0 5900 VALERO ENERGY CORP COM 91913Y100 24805 384638 SH SOLE 331938 0 52700 VALERO GP HLDGS LLC UNIT LLC I COM 91914G108 19378 698300 SH SOLE 604100 0 94200 VALERO L P COM COM 91913W104 7770 116668 SH SOLE 110168 0 6500 VERIZON COMMUNICATIONS COM 92343V104 660 17409 SH SOLE 6453 0 10956 WACHOVIA GROUP COM COM 929903102 386 7019 SH SOLE 3167 0 3852 WAL MART STORES INC COM 931142103 625 13308 SH SOLE 7608 0 5700 WARREN RES INC COM COM 93564A100 2450 188013 SH SOLE 142388 0 45625 WELLS FARGO NEW COM 949746101 452 13130 SH SOLE 10530 0 2600 WHITING PETE CORP NEW COM COM 966387102 10440 264900 SH SOLE 220600 0 44300 WOLVERINE TUBE INC COM COM 978093102 168 72300 SH SOLE 72200 0 100 WYETH COM 983024100 295 5900 SH SOLE 4600 0 1300 W&T OFFSHORE INC COM 92922P106 703 24300 SH SOLE 24300 0 0 XEROX CORP COM 984121103 23953 1418160 SH SOLE 1216160 0 202000 XILINX INC COM COM 983919101 1145 44500 SH SOLE 37000 0 7500 XTO ENERGY INC COM COM 98385X106 418 7620 SH SOLE 120 0 7500
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