-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RQjVZvN5hb1pzhDGdYfUvFzkkokWRlFsqXIX1G7mrKdDYW3OBHkU6ydyjXl5GsID 5PBuvfgPJQQNBNjTEc+FMQ== 0000732857-07-000002.txt : 20070126 0000732857-07-000002.hdr.sgml : 20070126 20070126131155 ACCESSION NUMBER: 0000732857-07-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070126 DATE AS OF CHANGE: 20070126 EFFECTIVENESS DATE: 20070126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 07555569 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 f123106.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY January 26, 2007 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 171 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,184,605,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A T & T INC (NEW) COM 00206R102 387 10818 SH SOLE 3818 0 7000 ABBOTT LABS COM 002824100 346 7100 SH SOLE 5100 0 2000 ACUITY BRANDS INC COM COM 00508Y102 260 5000 SH SOLE 5000 0 0 AETNA U S HEALTHCARE INC COM COM 00817Y108 11340 262625 SH SOLE 209525 0 53100 AFRICAN PLATINUM PLC SHS COM G0114V107 3133 4540000 SH SOLE 4540000 0 0 ALCAN ALUM LTD COM 013716105 13740 281900 SH SOLE 238900 0 43000 ALCOA, INC. COM 013817101 10173 339000 SH SOLE 284800 0 54200 ALDABRA ACQUISITION CORP WTS @ WARRANT AND RIGH 01407F111 20 15000 SH SOLE 0 0 15000 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 14389 728200 SH SOLE 663300 0 64900 ALLIED MEDICAL LTD FOREIGN COMMON S XX9N45261 0 12898 SH SOLE 11911 0 987 ALPHA NATURAL RESOURCES INC CO COM 02076X102 276 19400 SH SOLE 17900 0 1500 ALTERA CORP COM COM 021441100 6427 326600 SH SOLE 303000 0 23600 AMERICAN EXPRESS CO COM 025816109 285 4700 SH SOLE 3700 0 1000 AMERICAN INTL GROUP INC COM 026874107 24222 338015 SH SOLE 288350 0 49665 ANADARKO PETE CORP COM COM 032511107 26225 602606 SH SOLE 522506 0 80100 APACHE CORP COM COM 037411105 2756 41440 SH SOLE 35700 0 5740 ATLAS ENERGY RESOURCES LLC COM 049303100 4704 207500 SH SOLE 182700 0 24800 AUTODIE CORP SDCV (DEFAULT) 7. CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 AXIS CAPITAL HLDGS LTD SHS COM G0692U109 35225 1055600 SH SOLE 919900 0 135700 B A S F A G SPONSORED ADR COM 055262505 389 4000 SH SOLE 3300 0 700 BALL CORP COM COM 058498106 2145 49200 SH SOLE 41400 0 7800 BANK NEW YORK INC COM 064057102 408 10365 SH SOLE 9935 0 430 BANK OF AMERICA COM 060505104 20518 384313 SH SOLE 331402 0 52911 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH SOLE 0 0 32500 BEAZER HOMES USA INC COM 07556Q105 4598 97800 SH SOLE 87700 0 10100 BELLSOUTH CORP COM 079860102 320 6792 SH SOLE 2292 0 4500 BOEING CO COM 097023105 464 5225 SH SOLE 725 0 4500 BUCKEYE PARTNERS L P COM 118230101 229 4925 SH SOLE 4685 0 240 CABOT OIL & GAS CORP COM 127097103 15860 261500 SH SOLE 228750 0 32750 CHESAPEAKE ENERGY CORP COM COM 165167107 8631 297125 SH SOLE 241625 0 55500 CHEVRONTEXACO CORPORATION COM 166764100 537 7304 SH SOLE 6757 0 547 CHUBB CORP COM 171232101 3862 73001 SH SOLE 65533 0 7468 CIT GROUP INC COM 125581108 16675 299000 SH SOLE 252100 0 46900 CITIGROUP INC. COM 172967101 2893 51933 SH SOLE 39650 0 12283 COCA COLA CO COM 191216100 290 6000 SH SOLE 6000 0 0 COMCAST CORP CL A SPL COM 20030N200 6361 151882 SH SOLE 140054 0 11828 CONOCOPHILLIPS COM COM 20825C104 5046 70138 SH SOLE 51900 0 18238 CONSTELLATION ENERGY PARTNER COM 21038E101 3186 125000 SH SOLE 84600 0 40400 CONTINENTAL AIRLS INC CL B COM 210795308 338 8200 SH SOLE 7200 0 1000 CORNING INC COM 219350105 510 27263 SH SOLE 4860 0 22403 COSTCO WHOLESALE CORP COM 22160K105 285 5390 SH SOLE 3390 0 2000 COUNTRYWIDE CR INDS INC COM 222372104 68205 1606717 SH SOLE 1474407 0 132310 D R HORTON INC COM COM 23331A109 18338 692276 SH SOLE 587819 0 104457 DEVON ENERGY CORP NEW COM COM 25179M103 32939 491035 SH SOLE 430535 0 60500 DISCOVERY HOLDING CO CL A COM COM 25468Y107 614 38176 SH SOLE 34266 0 3910 DOUBLE HULL TANKERS INC COM COM Y21110104 189 11700 SH SOLE 6700 0 5000 DOW CHEMICAL CORP COM 260543103 9899 248100 SH SOLE 218200 0 29900 DRYSHIPS INC SHS COM Y2109Q101 3018 167600 SH SOLE 113900 0 53700 DUKE ENERGY CORP COM 26441C105 10996 331100 SH SOLE 298800 0 32300 EAGLE BULK SHIPPING INC COM COM Y2187A101 24689 1423843 SH SOLE 1314423 0 109420 EL PASO CORPORATION COM 28336L109 3651 238950 SH SOLE 220250 0 18700 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 7040 142540 SH SOLE 132400 0 10140 ENCANA CORP COM COM 292505104 7095 154400 SH SOLE 133100 0 21300 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 43776 809174 SH SOLE 739804 0 69370 ENERPLUS RES FD TR UNIT NEW COM 29274D604 30499 699350 SH SOLE 628015 0 71335 ENTERPRISE PRODS PARTNERS L CO COM 293792107 104673 3611890 SH SOLE 3401990 0 209900 ENTERRA ENERGY TR TR UNIT COM 29381P102 20319 2571988 SH SOLE 2377048 0 194940 ENTERRA ENERGY TST UN-RESTRICT COM 29381P102 3950 500000 SH SOLE 500000 0 0 EOG RESOURCES INC. COM 26875P101 18122 290177 SH SOLE 259377 0 30800 EXXON CORPORATION COM 30231G102 2791 36416 SH SOLE 17480 0 18936 FEDEX CORP COM 31428X106 369 3400 SH SOLE 400 0 3000 FIRST INDL RLTY TR INC COM 32054K103 2684 57250 SH SOLE 56050 0 1200 GENERAL ELEC CO COM 369604103 10669 286718 SH SOLE 226137 0 60581 GENERAL MARITIME CORP SHS COM Y2692M103 3037 86300 SH SOLE 83100 0 3200 GIBRALTAR INDUSTRIES INC COM 374689107 3816 162300 SH SOLE 160050 0 2250 GLOBAL SANTAFE CORPORATION COM G3930E101 2551 43400 SH SOLE 41500 0 1900 GLOBE SPECIALTY METALS WARRANT WARRANT AND RIGH U45982110 20 34000 SH SOLE 34000 0 0 GLOBE SPECIALTY METALS, INC. FOREIGN COMMON S U45982102 97 17000 SH SOLE 17000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 8466 90730 SH SOLE 80700 0 10030 HEWLETT PACKARD CO COM 428236103 1131 27446 SH SOLE 1044 0 26402 HILTON HOTELS CORP COM COM 432848109 217 6220 SH SOLE 6220 0 0 I B M COM 459200101 15027 154679 SH SOLE 128391 0 26288 INERGY L P UNIT LTD PARTNP COM 456615103 8201 275100 SH SOLE 241300 0 33800 INGERSOLL-RAND CO LTD CL A COM COM G4776G101 19272 492500 SH SOLE 430800 0 61700 INTEL CORP COM 458140100 9469 467593 SH SOLE 414010 0 53583 INTERNATIONAL PAPER CO COM 460146103 2096 61460 SH SOLE 50470 0 10990 ISTAR FINL INC COM COM 45031U101 742 15525 SH SOLE 14720 0 805 J.P. MORGAN CHASE & CO COM 46625H100 8190 169571 SH SOLE 140507 0 29064 JAMES RIVER COAL CO COM NEW COM 470355207 186 20000 SH SOLE 20000 0 0 JOHNSON & JOHNSON COM 478160104 2244 33984 SH SOLE 23709 0 10275 KINDER MORGAN EGY PTNS L P UT COM 494550106 534 11150 SH SOLE 10000 0 1150 K-SEA TRANSPORTATION PARTNER COM 48268Y101 1303 36100 SH SOLE 33900 0 2200 LABORATORY CORP AMER HLDGS COM COM 50540R409 8213 111790 SH SOLE 103870 0 7920 LIBERTY GLOBAL INC COM SER A COM 530555101 417 14295 SH SOLE 13190 0 1105 LIBERTY GLOBAL INC COM SER C COM 530555309 406 14502 SH SOLE 13383 0 1119 LIBERTY MEDIA HLDG CORP CAP CO COM 53071M302 2467 25179 SH SOLE 22806 0 2373 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 2717 125982 SH SOLE 114104 0 11878 LINCOLN NATL CORP IND COM COM 534187109 20239 304800 SH SOLE 264300 0 40500 LOEWS CORP COM 540424108 7146 172320 SH SOLE 167320 0 5000 LOWES COS INC COM COM 548661107 213 6840 SH SOLE 1240 0 5600 LSI LOGIC CORP COM 502161102 144 16000 SH SOLE 0 0 16000 MARATHON OIL CORP COM COM 565849106 4090 44219 SH SOLE 43019 0 1200 MCDONALDS CORP COM 580135101 460 10384 SH SOLE 8524 0 1860 MERRILL LYNCH & CO INC COM 590188108 203 2180 SH SOLE 1680 0 500 METLIFE INC COM 59156R108 11620 196917 SH SOLE 161999 0 34918 MGM MIRAGE COM COM 552953101 344 6000 SH SOLE 6000 0 0 MICRON TECHNOLOGY INC COM 595112103 195 13950 SH SOLE 10750 0 3200 MICROSOFT CORP COM 594918104 1715 57430 SH SOLE 49272 0 8158 MIDLAND CO COM COM 597486109 252 6000 SH SOLE 6000 0 0 MILACRON, INC. COM 598709103 10 12616 SH SOLE 0 0 12616 MOTOROLA INC COM 620076109 1070 52028 SH SOLE 47310 0 4718 NAVIOS MARITIME HOLDINGS INCCO COM Y62196103 118 22064 SH SOLE 0 0 22064 NAVIOS MARITIME HOLDINGS INCWT WARRANT AND RIGH Y62196111 1768 1578500 SH SOLE 1531000 0 47500 NEWS CORP CL A COM 65248E104 21110 982797 SH SOLE 841236 0 141561 NORDIC AMERN TANKER SHIPPINGOR COM G65773106 283 8300 SH SOLE 0 0 8300 NORDSTROM INC COM COM 655664100 217 4400 SH SOLE 0 0 4400 NORFOLK SOUTHN CORP COM 655844108 510 10150 SH SOLE 9550 0 600 NYSE GROUP INC COM COM 62949W103 2694 27721 SH SOLE 27721 0 0 OCCIDENTAL PETE CORP COM COM 674599105 296 6070 SH SOLE 6070 0 0 OLD REP INTL CORP COM 680223104 2859 122821 SH SOLE 116759 0 6062 ORACLE SYS CORP COM 68389X105 12061 703649 SH SOLE 557949 0 145700 PEABODY ENERGY CORP COM COM 704549104 1568 38800 SH SOLE 38800 0 0 PENGROWTH ENERGY TR TR UNIT NE COM 706902509 2897 168340 SH SOLE 133640 0 34700 PENN VIRGINIA GP COM 70788P105 3539 178000 SH SOLE 146100 0 31900 PENN VIRGINIA RESOURCE PART COM 707884102 9834 378100 SH SOLE 359100 0 19000 PENN WEST ENERGY TR TR UNIT COM 707885109 315 10300 SH SOLE 8700 0 1600 PEPSICO INC COM 713448108 280 4470 SH SOLE 170 0 4300 PFIZER INC COM 717081103 334 12904 SH SOLE 1396 0 11508 PIONEER NAT RES CO COM COM 723787107 15074 379800 SH SOLE 331100 0 48700 PLAINS ALL AMERN PIPELINE L UN COM 726503105 8094 158081 SH SOLE 137830 0 20251 POGO PRODUCING CO COM COM 730448107 12701 262200 SH SOLE 224600 0 37600 PRB 10% SR. SUB. CONVERT. NOTE CONVERTIBLE BOND 888888888 450 500000 PRN SOLE 500000 0 0 PRB GAS TRANSPORTATION COM 693535106 448 134300 SH SOLE 117900 0 16400 PRIDE INTL INC DEL COM COM 74153Q102 9516 317100 SH SOLE 272300 0 44800 PRIMEWEST ENERGY TR TR UNIT NE COM 741930309 222 12000 SH SOLE 0 0 12000 PROCTER & GAMBLE COMPANY COM 742718109 343 5337 SH SOLE 4931 0 406 PRUDENTIAL FINANCIAL INC COM 744320102 713 8300 SH SOLE 8300 0 0 PULTE CORP COM 745867101 5944 179459 SH SOLE 148303 0 31156 QUINTANA MARITIME LTD SHS COM Y7169G109 41196 3741661 SH SOLE 3392060 0 349601 QUINTANA MARITIME WTS @$8.00 E WARRANT AND RIGH Y7169G133 31 10000 SH SOLE 10000 0 0 REGENCY ENERGY PARTNERS L.P. COM 75885Y107 16536 609050 SH SOLE 541250 0 67800 REINSURANCE GROUP AMER INC COM COM 759351109 2857 51300 SH SOLE 47400 0 3900 REPUBLIC PROPERTY TRUST COM 760737106 7140 618700 SH SOLE 543600 0 75100 ROWE T PRICE INTL FDS INC EMER MUTUAL FUNDS 77956H864 658 20303 SH SOLE 20303 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 1097 15500 SH SOLE 3500 0 12000 SEASPAN COM Y75638109 2120 91700 SH SOLE 87900 0 3800 SHIP FINANCE INTERNATIONAL COM G81075106 497 20917 SH SOLE 15533 0 5384 SIERRA PAC RES NEW COM COM 826428104 8531 506900 SH SOLE 492000 0 14900 SOVEREIGN BANCORP INC COM COM 845905108 11268 443800 SH SOLE 394300 0 49500 SPRINT CORP COM 852061100 14491 767107 SH SOLE 670306 0 96801 ST PAUL COS INC COM 792860108 4649 86595 SH SOLE 80341 0 6254 STONEMOR PARTNERS LP COM 86183Q100 958 38300 SH SOLE 34800 0 3500 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 7538 149100 SH SOLE 145100 0 4000 SUNRISE ASSISTED LIVING INC CO COM 86768K106 227 7400 SH SOLE 7400 0 0 SYNAGRO TECHNOLOGIES INC COM N COM 871562203 44 10000 SH SOLE 0 0 10000 TALISMAN ENERGY INC COM COM 87425E103 8639 508500 SH SOLE 425700 0 82800 TEEKAY SHIPPING CORP COM COM Y8564W103 432 9900 SH SOLE 8010 0 1890 TESORO PETE CORP COM 881609101 1828 27800 SH SOLE 27800 0 0 TEXAS INSTRS INC COM 882508104 2208 76676 SH SOLE 70876 0 5800 TITAN EXPL LTD CL A COM 888291101 48 15900 SH SOLE 0 0 15900 TK LNG PARTNERS L.P. COM Y8564M105 1559 46800 SH SOLE 42500 0 4300 TOLL BROS INC COM COM 889478103 6330 196400 SH SOLE 170700 0 25700 TYCO INTL LTD NEW COM COM 902124106 3337 109760 SH SOLE 92360 0 17400 UNITED TECHNOLOGIES CORP COM 913017109 862 13780 SH SOLE 510 0 13270 UNUMPROVIDENT CORP COM 91529Y106 2859 137600 SH SOLE 107700 0 29900 US SHIPPING PARTNERS LP COM 903417103 941 50200 SH SOLE 43800 0 6400 U-STORE-IT TR COM 91274F104 11397 554600 SH SOLE 521600 0 33000 VALERO ENERGY CORP COM 91913Y100 22062 431238 SH SOLE 378038 0 53200 VALERO GP HLDGS LLC UNIT LLC I COM 91914G108 17543 706800 SH SOLE 612600 0 94200 VALERO L P COM COM 91913W104 6507 116668 SH SOLE 110168 0 6500 VERIZON COMMUNICATIONS COM 92343V104 648 17409 SH SOLE 6453 0 10956 WACHOVIA GROUP COM COM 929903102 400 7019 SH SOLE 3167 0 3852 WAL MART STORES INC COM 931142103 619 13408 SH SOLE 7608 0 5800 WARREN RES INC COM COM 93564A100 1946 166013 SH SOLE 120388 0 45625 WELLS FARGO NEW COM 949746101 467 13130 SH SOLE 10530 0 2600 WHITING PETE CORP NEW COM COM 966387102 12363 265300 SH SOLE 220600 0 44700 WYETH COM 983024100 300 5900 SH SOLE 4600 0 1300 W&T OFFSHORE INC COM 92922P106 1330 43300 SH SOLE 42700 0 600 XEROX CORP COM 984121103 23934 1412060 SH SOLE 1214160 0 197900 XILINX INC COM COM 983919101 1138 47800 SH SOLE 40300 0 7500 XTO ENERGY INC COM COM 98385X106 382 8120 SH SOLE 120 0 8000
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