13F-HR/A 1 f093006.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY October 25, 2006 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 192 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,054,645,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A T & T INC (NEW) COM 00206R102 352 10818 SH SOLE 3818 0 7000 ABBOTT LABS COM 002824100 248 5100 SH SOLE 5100 0 0 ABBOTT LABS COM 002824100 97 2000 SH OTHER 0 0 2000 AETNA U S HEALTHCARE INC COM COM 00817Y108 13332 337100 SH DEFINED 277000 3000 57100 AFRICAN PLATINUM PLC SHS COM G0114V107 2115 4530000 SH SOLE 4530000 0 0 ALCAN ALUM LTD COM 013716105 4103 102900 SH DEFINED 86400 500 16000 ALCOA, INC. COM 013817101 9590 342000 SH SOLE 286400 0 55600 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 14967 775100 SH SOLE 690400 0 84700 ALPHA NATURAL RESOURCES INC CO COM 02076X102 961 61000 SH SOLE 40500 0 20500 ALTERA CORP COM COM 021441100 6095 331600 SH SOLE 308000 0 23600 AMERICAN EXPRESS CO COM 025816109 264 4700 SH SOLE 3700 0 1000 AMERICAN INTL GROUP INC COM 026874107 20394 307780 SH DEFINED 262735 2200 42845 AMERICAN INTL GROUP INC COM 026874107 232 3500 SH OTHER 0 0 3500 AMGEN INC COM 031162100 229 3200 SH SOLE 3200 0 0 ANADARKO PETE CORP COM COM 032511107 26382 601906 SH DEFINED 519506 3500 78900 APACHE CORP COM COM 037411105 2656 42030 SH SOLE 35700 0 6330 APARTMENT INVT & MGMT CO CL A COM 03748R101 307 5635 SH SOLE 4500 0 1135 AUTODIE CORP SDCV (DEFAULT) 7. CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 AVIS BUDGET GROUP INC COM 053774105 366 20000 SH SOLE 17500 0 2500 AXIS CAPITAL HLDGS LTD SHS COM G0692U109 43661 1258600 SH DEFINED 1113900 4300 140400 AXIS CAPITAL HLDGS LTD SHS COM G0692U109 173 5000 SH OTHER 0 0 5000 B A S F A G SPONSORED ADR COM 055262505 320 4000 SH SOLE 3300 0 700 BALL CORP COM COM 058498106 4894 121000 SH DEFINED 108200 1000 11800 BANK NEW YORK INC COM 064057102 361 10230 SH SOLE 9800 0 430 BANK OF AMERICA COM 060505104 20343 379745 SH DEFINED 323534 3000 53211 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH OTHER 0 0 32500 BEAZER HOMES USA INC COM 07556Q105 6995 179175 SH SOLE 167675 0 11500 BELLSOUTH CORP COM 079860102 270 6308 SH SOLE 1808 0 4500 BOEING CO COM 097023105 44 560 SH SOLE 560 0 0 BOEING CO COM 097023105 355 4500 SH OTHER 0 0 4500 BP P L C SPONSORED ADR COM 055622104 202 3075 SH SOLE 1250 0 1825 BUCKEYE PARTNERS L P COM 118230101 215 4925 SH SOLE 4685 0 240 CABOT OIL & GAS CORP COM 127097103 12591 262700 SH DEFINED 226950 3000 32750 CENTEX CORP COM 152312104 631 12000 SH SOLE 10400 0 1600 CHESAPEAKE ENERGY CORP COM COM 165167107 8118 280125 SH DEFINED 235525 1100 43500 CHESAPEAKE ENERGY CORP COM COM 165167107 203 7000 SH OTHER 0 0 7000 CHEVRONTEXACO CORPORATION COM 166764100 436 6729 SH SOLE 6582 0 147 CHEVRONTEXACO CORPORATION COM 166764100 26 400 SH OTHER 0 0 400 CHUBB CORP COM 171232101 3802 73171 SH SOLE 65703 0 7468 CIT GROUP INC COM 125581108 10893 224000 SH DEFINED 186700 2300 35000 CITIGROUP INC. COM 172967101 2390 48127 SH SOLE 36044 0 12083 COMCAST CORP CL A SPL COM 20030N200 5421 147258 SH SOLE 137430 0 9828 COMCAST CORP CL A SPL COM 20030N200 74 2000 SH OTHER 0 0 2000 CONOCOPHILLIPS COM COM 20825C104 4855 81550 SH SOLE 59280 0 22270 CONTINENTAL AIRLS INC CL B COM 210795308 232 8200 SH SOLE 7200 0 1000 CORNING INC COM 219350105 665 27263 SH SOLE 4860 0 22403 COUNTRYWIDE CR INDS INC COM 222372104 82994 2368551 SH SOLE 2238893 0 129658 COUNTRYWIDE CR INDS INC COM 222372104 140 4000 SH OTHER 0 0 4000 D R HORTON INC COM COM 23331A109 16720 698108 SH DEFINED 590185 3000 104923 D R HORTON INC COM COM 23331A109 24 1000 SH OTHER 0 0 1000 DEVON ENERGY CORP NEW COM COM 25179M103 31261 495031 SH SOLE 434131 0 60900 DISCOVERY HOLDING CO CL A COM COM 25468Y107 559 38670 SH SOLE 34760 0 3910 DOUBLE HULL TANKERS INC COM COM Y21110104 161 11700 SH SOLE 6400 0 5300 DOW CHEMICAL CORP COM 260543103 1173 30100 SH SOLE 30100 0 0 DRYSHIPS INC SHS COM Y2109Q101 2321 173200 SH SOLE 119100 0 54100 EAGLE BULK SHIPPING INC COM COM Y2187A101 21244 1321143 SH SOLE 1213723 0 107420 EL PASO CORPORATION COM 28336L109 3355 245950 SH SOLE 222250 0 23700 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 8432 181140 SH DEFINED 161000 400 19740 ENCANA CORP COM COM 292505104 7559 161900 SH DEFINED 136600 1500 23800 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 38064 821574 SH DEFINED 747604 2000 71970 ENERPLUS RES FD TR UNIT NEW COM 29274D604 35785 711570 SH SOLE 638185 0 73385 ENTERPRISE PRODS PARTNERS L CO COM 293792107 97993 3663290 SH DEFINED 3443190 1200 218900 ENTERRA ENERGY TR TR UNIT COM 29381P102 25401 2657003 SH DEFINED 2418622 1500 236881 ENTERRA ENERGY TST UN-RESTRICT COM 29381P102 4850 500000 SH SOLE 500000 0 0 EOG RESOURCES INC. COM 26875P101 18911 290722 SH DEFINED 257122 2800 30800 EXXON CORPORATION COM 30231G102 2397 35724 SH SOLE 16788 0 18936 FEDEX CORP COM 31428X106 370 3400 SH SOLE 400 0 3000 FIRST INDL RLTY TR INC COM 32054K103 2532 57550 SH SOLE 56250 0 1300 FORTESCUE METALS DFD 6/12/05 FOREIGN COMMON S XXF008175 0 14243 SH SOLE 13102 0 1141 FRONTLINE LTD ORD COM G3682E127 743 19300 SH SOLE 16600 0 2700 GENERAL ELEC CO COM 369604103 9778 276998 SH SOLE 219317 0 57681 GENERAL MARITIME CORP SHS COM Y2692M103 497 13600 SH SOLE 11800 0 1800 GIBRALTAR INDUSTRIES INC COM 374689107 3600 162300 SH SOLE 160050 0 2250 GLOBAL SANTAFE CORPORATION COM G3930E101 1000 20000 SH SOLE 20000 0 0 HEWLETT PACKARD CO COM 428236103 817 22276 SH SOLE 874 0 21402 HEWLETT PACKARD CO COM 428236103 183 5000 SH OTHER 0 0 5000 I B M COM 459200101 12761 155734 SH SOLE 128646 0 27088 INERGY L P UNIT LTD PARTNP COM 456615103 7494 275100 SH SOLE 241000 0 34100 INGERSOLL-RAND CO LTD CL A COM COM G4776G101 12233 322100 SH DEFINED 271200 2100 48800 INTEL CORP COM 458140100 9725 472793 SH SOLE 424810 0 47983 INTEL CORP COM 458140100 117 5700 SH OTHER 0 0 5700 INTERNATIONAL METAL ENTERPRISE FOREIGN COMMON S U45982110 19 34000 SH SOLE 34000 0 0 INTERNATIONAL METAL ENTERPRISE FOREIGN COMMON S U45982102 91 17000 SH SOLE 17000 0 0 INTERNATIONAL PAPER CO COM 460146103 2163 62460 SH SOLE 51470 0 10990 ISTAR FINL INC COM COM 45031U101 647 15525 SH SOLE 14720 0 805 J.P. MORGAN CHASE & CO COM 46625H100 7752 165081 SH DEFINED 135417 600 29064 JAMES RIVER COAL CO COM NEW COM 470355207 211 20000 SH SOLE 20000 0 0 JMG EXPLOR.WTS @ $5.00 EXPIRE WARRANT AND RIGH 46621A117 225 39408 SH SOLE 36536 0 2872 JOHNSON & JOHNSON COM 478160104 2173 33457 SH SOLE 23182 0 10275 KINDER MORGAN EGY PTNS L P UT COM 494550106 564 12850 SH SOLE 11700 0 1150 K-SEA TRANSPORTATION PARTNER COM 48268Y101 1233 36200 SH SOLE 34000 0 2200 LABORATORY CORP AMER HLDGS COM COM 50540R409 7396 112790 SH SOLE 104870 0 7920 LIBERTY GLOBAL INC COM SER A COM 530555101 373 14478 SH SOLE 13373 0 1105 LIBERTY GLOBAL INC COM SER C COM 530555309 368 14687 SH SOLE 13568 0 1119 LIBERTY MEDIA HLDG CORP CAP CO COM 53071M302 2121 25379 SH SOLE 23006 0 2373 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 2588 126982 SH SOLE 115104 0 11878 LINCOLN NATL CORP IND COM COM 534187109 18823 303200 SH DEFINED 261200 2000 40000 LOWES COS INC COM COM 548661107 203 7240 SH SOLE 1640 0 5600 LSI LOGIC CORP COM 502161102 132 16000 SH SOLE 0 0 16000 LUCENT TECHNOLOGIES INC COM 549463107 45 19304 SH SOLE 6776 0 12528 MARATHON OIL CORP COM COM 565849106 3400 44219 SH SOLE 43019 0 1200 MAVERICK TUBE CORP COM COM 577914104 324 5000 SH SOLE 5000 0 0 MCDONALDS CORP COM 580135101 430 11000 SH SOLE 9000 0 2000 METLIFE INC COM 59156R108 11331 199917 SH SOLE 164399 0 35518 MGM MIRAGE COM COM 552953101 237 6000 SH SOLE 6000 0 0 MICRON TECHNOLOGY INC COM 595112103 243 13950 SH SOLE 10750 0 3200 MICROSOFT CORP COM 594918104 1518 55493 SH SOLE 47335 0 8158 MIDLAND CO COM COM 597486109 260 6000 SH SOLE 6000 0 0 MILACRON, INC. COM 598709103 11 12616 SH SOLE 0 0 12616 MOTOROLA INC COM 620076109 1463 58528 SH SOLE 47910 0 10618 NAVIOS MARITIME HOLDINGS INCCO COM Y62196103 50 10500 SH OTHER 0 0 10500 NAVIOS MARITIME HOLDINGS INCWT WARRANT AND RIGH Y62196111 811 1531000 SH SOLE 1531000 0 0 NAVIOS MARITIME HOLDINGS INCWT WARRANT AND RIGH Y62196111 23 42500 SH OTHER 0 0 42500 NEWS CORP CL A COM 65248E104 19225 978352 SH DEFINED 837891 7800 132661 NEWS CORP CL A COM 65248E104 246 12500 SH OTHER 0 0 12500 NORDIC AMERN TANKER SHIPPINGOR COM G65773106 289 8300 SH SOLE 0 0 8300 NORFOLK SOUTHN CORP COM 655844108 566 12850 SH SOLE 12250 0 600 NYSE GROUP INC COM COM 62949W103 2072 27721 SH SOLE 27721 0 0 OLD REP INTL CORP COM 680223104 2725 123021 SH SOLE 116959 0 6062 ORACLE SYS CORP COM 68389X105 11346 639549 SH DEFINED 486849 7500 145200 ORACLE SYS CORP COM 68389X105 62 3500 SH OTHER 0 0 3500 PACIFIC ENERGY PARTNERS L P CO COM 69422R105 7234 205500 SH DEFINED 178400 500 26600 PEABODY ENERGY CORP COM COM 704549104 1442 39200 SH SOLE 38800 0 400 PENGROWTH ENERGY TR TR UNIT NE COM 706902509 890 45340 SH SOLE 37340 0 8000 PENN VIRGINIA RESOURCE PART COM 707884102 9177 381900 SH SOLE 360900 0 21000 PENN WEST ENERGY TR TR UNIT COM 707885109 794 21600 SH SOLE 19600 0 2000 PEPSICO INC COM 713448108 281 4300 SH SOLE 0 0 4300 PFIZER INC COM 717081103 221 7801 SH SOLE 806 0 6995 PFIZER INC COM 717081103 128 4513 SH OTHER 0 0 4513 PIONEER NAT RES CO COM COM 723787107 10821 276600 SH DEFINED 238900 2100 35600 PIONEER NAT RES CO COM COM 723787107 78 2000 SH OTHER 0 0 2000 POGO PRODUCING CO COM COM 730448107 8591 209800 SH DEFINED 174700 600 34500 PRB 10% SR. SUB. CONVERT. NOTE CONVERTIBLE BOND 888888888 450 500000 PRN SOLE 500000 0 0 PRB GAS TRANSPORTATION COM 693535106 608 137000 SH SOLE 120300 0 16700 PRIDE INTL INC DEL COM COM 74153Q102 6326 230700 SH DEFINED 189300 2900 38500 PRIMEWEST ENERGY TR TR UNIT NE COM 741930309 296 12000 SH SOLE 0 0 12000 PROCTER & GAMBLE COMPANY COM 742718109 271 4372 SH SOLE 3966 0 406 PRUDENTIAL FINANCIAL INC COM 744320102 625 8195 SH SOLE 8195 0 0 PULTE CORP COM 745867101 10367 325395 SH DEFINED 288003 1600 35792 QUINTANA MARITIME LTD SHS COM Y7169G109 20076 1958679 SH DEFINED 1701378 1800 255501 QUINTANA MARITIME LTD SHS COM Y7169G109 44 4300 SH OTHER 0 0 4300 REGENCY ENERGY PARTNERS L.P. COM 75885Y107 14802 612150 SH SOLE 544050 0 68100 REINSURANCE GROUP AMER INC COM COM 759351109 4752 91500 SH SOLE 83400 0 8100 REPUBLIC PROPERTY TRUST COM 760737106 6837 620400 SH SOLE 542800 0 77600 ROWE T PRICE INTL FDS INC EMER MUTUAL FUNDS 77956H864 575 20303 SH SOLE 20303 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 231 3500 SH SOLE 3500 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 793 12000 SH OTHER 0 0 12000 SEASPAN COM Y75638109 2064 91800 SH SOLE 88000 0 3800 SHIP FINANCE INTERNATIONAL COM G81075106 749 37617 SH DEFINED 29133 900 7584 SHIP FINANCE INTERNATIONAL COM G81075106 70 3500 SH OTHER 0 0 3500 SIERRA PAC RES NEW COM COM 826428104 7269 506900 SH SOLE 492000 0 14900 SMURFIT-STONE CONTAINER CORP. COM 832727101 1272 113550 SH SOLE 84500 0 29050 SOVEREIGN BANCORP INC COM COM 845905108 6954 323300 SH DEFINED 293400 2500 27400 SPRINT CORP COM 852061100 12178 710097 SH DEFINED 623196 4500 82401 SPRINT CORP COM 852061100 129 7500 SH OTHER 0 0 7500 ST PAUL COS INC COM 792860108 4060 86595 SH SOLE 80341 0 6254 STONEMOR PARTNERS LP COM 86183Q100 887 41100 SH SOLE 37600 0 3500 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 6705 149800 SH SOLE 145700 0 4100 SUNRISE ASSISTED LIVING INC CO COM 86768K106 221 7400 SH SOLE 7400 0 0 TALISMAN ENERGY INC COM COM 87425E103 4955 302500 SH DEFINED 254200 1600 46700 TEEKAY SHIPPING CORP COM COM Y8564W103 543 13200 SH SOLE 8110 0 5090 TESORO PETE CORP COM 881609101 1612 27800 SH SOLE 27800 0 0 TEXAS INSTRS INC COM 882508104 2646 79576 SH SOLE 72776 0 6800 TK LNG PARTNERS L.P. COM Y8564M105 1446 47500 SH SOLE 43100 0 4400 TOLL BROS INC COM COM 889478103 5161 183800 SH DEFINED 155600 3500 24700 TOLL BROS INC COM COM 889478103 140 5000 SH OTHER 0 0 5000 TSAKOS ENERGY NAVIGATION LTDSH COM G9108L108 268 6000 SH SOLE 4000 0 2000 TYCO INTL LTD NEW COM COM 902124106 6942 248000 SH DEFINED 221300 1500 25200 UNITED TECHNOLOGIES CORP COM 913017109 191 3010 SH SOLE 400 0 2610 UNITED TECHNOLOGIES CORP COM 913017109 675 10660 SH OTHER 0 0 10660 UNUMPROVIDENT CORP COM 91529Y106 4229 218100 SH SOLE 178500 0 39600 US SHIPPING PARTNERS LP COM 903417103 1027 53300 SH SOLE 46700 0 6600 U-STORE-IT TR COM 91274F104 10734 500200 SH SOLE 467000 0 33200 VALERO ENERGY CORP COM 91913Y100 21906 425608 SH DEFINED 373408 4000 48200 VALERO ENERGY CORP COM 91913Y100 180 3500 SH OTHER 0 0 3500 VALERO GP HLDGS LLC UNIT LLC I COM 91914G108 1306 67300 SH SOLE 55600 0 11700 VALERO L P COM COM 91913W104 5838 116768 SH SOLE 110168 0 6600 VERIZON COMMUNICATIONS COM 92343V104 638 17171 SH SOLE 6215 0 10956 WACHOVIA GROUP COM COM 929903102 212 3801 SH SOLE 1029 0 2772 WACHOVIA GROUP COM COM 929903102 60 1080 SH OTHER 0 0 1080 WAL MART STORES INC COM 931142103 2943 59673 SH SOLE 50873 0 8800 WARREN RES INC COM COM 93564A100 1736 142500 SH DEFINED 111100 3800 27600 WARREN RES INC COM COM 93564A100 55 4525 SH OTHER 0 0 4525 WELLS FARGO NEW COM 949746101 253 7000 SH SOLE 7000 0 0 WELLS FARGO NEW COM 949746101 94 2600 SH OTHER 0 0 2600 WHITING PETE CORP NEW COM COM 966387102 9327 232600 SH DEFINED 193000 500 39100 WYETH COM 983024100 300 5900 SH SOLE 4600 0 1300 W&T OFFSHORE INC COM 92922P106 1312 44900 SH SOLE 44300 0 600 XEROX CORP COM 984121103 21362 1372900 SH DEFINED 1166600 10000 196300 XILINX INC COM COM 983919101 1128 51400 SH SOLE 43900 0 7500 XTO ENERGY INC COM COM 98385X106 174 4120 SH SOLE 120 0 4000 XTO ENERGY INC COM COM 98385X106 169 4000 SH OTHER 0 0 4000
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