-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PNR/gghavbKr6Cy/10XoFCDXk40412eBKJxig0edu4/uvhdenwwNMCU4sBWuyysU PxHqFnkkUKj8hxIJCLDpuQ== 0000732857-06-000011.txt : 20060714 0000732857-06-000011.hdr.sgml : 20060714 20060714105510 ACCESSION NUMBER: 0000732857-06-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060714 DATE AS OF CHANGE: 20060714 EFFECTIVENESS DATE: 20060714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 06961876 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR/A 1 f063006.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2006 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY July 14, 2006 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 194 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,009,342,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A T & T INC (NEW) COM 00206R102 440 15759 SH DEFINED 4647 370 10742 ABBOTT LABS COM 002824100 222 5100 SH SOLE 5100 0 0 ABBOTT LABS COM 002824100 87 2000 SH OTHER 0 0 2000 AFRICAN PLATINUM PLC SHS COM G0114V107 2734 4480000 SH SOLE 4480000 0 0 ALCAN ALUM LTD COM 013716105 2178 46400 SH SOLE 36500 0 9900 ALCOA, INC. COM 013817101 7263 224450 SH SOLE 199150 0 25300 ALLIANCE HOLDINGS GP, L.P. COM 01861G100 16943 781500 SH DEFINED 684600 22300 74600 ALPHA NATURAL RESOURCES INC CO COM 02076X102 1226 62500 SH DEFINED 41400 1600 19500 ALTERA CORP COM COM 021441100 5837 332600 SH DEFINED 308500 500 23600 AMERICAN EXPRESS CO COM 025816109 357 6700 SH SOLE 5700 0 1000 AMERICAN INTL GROUP INC COM 026874107 18174 307780 SH DEFINED 264435 2800 40545 AMERICAN INTL GROUP INC COM 026874107 207 3500 SH OTHER 0 0 3500 AMGEN INC COM 031162100 209 3200 SH SOLE 3200 0 0 ANADARKO PETE CORP COM COM 032511107 27970 586506 SH DEFINED 510006 2900 73600 APACHE CORP COM COM 037411105 2746 40230 SH DEFINED 33300 1500 5430 APARTMENT INVT & MGMT CO CL A COM 03748R101 245 5635 SH SOLE 4500 0 1135 ARBOR RLTY TR INC COM COM 038923108 268 10700 SH SOLE 7200 0 3500 AUTODIE CORP SDCV (DEFAULT) 7. CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 AXIS CAPITAL HLDGS LTD SHS COM G0692U109 35768 1250200 SH DEFINED 1092750 28350 129100 AXIS CAPITAL HLDGS LTD SHS COM G0692U109 143 5000 SH OTHER 0 0 5000 B A S F A G SPONSORED ADR COM 055262505 369 4600 SH DEFINED 3900 700 0 BALL CORP COM COM 058498106 4171 112600 SH DEFINED 103400 500 8700 BANK NEW YORK INC COM 064057102 329 10230 SH DEFINED 9800 430 0 BANK OF AMERICA COM 060505104 18665 388045 SH DEFINED 332184 1253 54608 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH OTHER 0 0 32500 BEAZER HOMES USA INC COM 07556Q105 6554 142875 SH DEFINED 135975 600 6300 BELLSOUTH CORP COM 079860102 301 8322 SH SOLE 1808 0 6514 BOEING CO COM 097023105 46 560 SH SOLE 560 0 0 BOEING CO COM 097023105 369 4500 SH OTHER 0 0 4500 BUCKEYE PARTNERS L P COM 118230101 207 4925 SH SOLE 4600 0 325 CABOT OIL & GAS CORP COM 127097103 9305 189900 SH DEFINED 170150 2800 16950 CENDANT CORPORATION COM 151313103 1140 70000 SH SOLE 50000 0 20000 CENTEX CORP COM 152312104 2188 43500 SH SOLE 39300 0 4200 CHESAPEAKE ENERGY CORP COM COM 165167107 6789 224425 SH DEFINED 181425 4000 39000 CHESAPEAKE ENERGY CORP COM COM 165167107 212 7000 SH OTHER 0 0 7000 CHEVRONTEXACO CORPORATION COM 166764100 418 6729 SH DEFINED 6582 147 0 CHEVRONTEXACO CORPORATION COM 166764100 25 400 SH OTHER 0 0 400 CHICAGO BRIDGE & IRON COM 167250109 242 10000 SH DEFINED 7700 2300 0 CHUBB CONV PFD B 7.00% 08/16/0 CONVERTIBLE PREF 171232507 3100 88000 SH SOLE 81400 0 6600 CHUBB CORP COM 171232101 591 11848 SH DEFINED 9000 248 2600 CITIGROUP INC. COM 172967101 2417 50087 SH DEFINED 34752 500 14835 COMCAST CORP CL A SPL COM 20030N200 4912 149858 SH DEFINED 139230 800 9828 COMCAST CORP CL A SPL COM 20030N200 66 2000 SH OTHER 0 0 2000 CONOCOPHILLIPS COM COM 20825C104 5078 77496 SH DEFINED 54226 1820 21450 CONTINENTAL AIRLS INC CL B COM 210795308 244 8200 SH SOLE 7200 0 1000 CORNING INC COM 219350105 659 27263 SH SOLE 4860 0 22403 COUNTRYWIDE CR INDS INC COM 222372104 88555 2325497 SH DEFINED 2178107 20334 127056 COUNTRYWIDE CR INDS INC COM 222372104 152 4000 SH OTHER 0 0 4000 D R HORTON INC COM COM 23331A109 16221 680974 SH DEFINED 573185 21133 86656 D R HORTON INC COM COM 23331A109 24 1000 SH OTHER 0 0 1000 DEVON ENERGY CORP NEW COM COM 25179M103 28183 466531 SH DEFINED 406231 14100 46200 DISCOVERY HOLDING CO CL A COM COM 25468Y107 579 39544 SH DEFINED 35434 200 3910 DOUBLE HULL TANKERS INC COM COM Y21110104 158 11700 SH SOLE 6400 0 5300 DRYSHIPS INC SHS COM Y2109Q101 2802 259690 SH SOLE 198790 0 60900 E M C CORP MASS COM COM 268648102 248 22650 SH SOLE 15250 0 7400 EAGLE BULK SHIPPING INC COM COM Y2187A101 16466 1155543 SH DEFINED 1048423 700 106420 EAGLE BULK SHIPPING INC COM COM Y2187A101 14 1000 SH OTHER 0 0 1000 EGLE BULK SHIPPING - RESTRICTE COM Y2187A101 0 160000 SH SOLE 160000 0 0 EL PASO CORPORATION COM 28336L109 3689 245950 SH DEFINED 220250 2000 23700 ENBRIDGE ENERGY PARTNERS L PCO COM 29250R106 9185 210900 SH DEFINED 184760 7300 18840 ENCANA CORP COM COM 292505104 8649 164300 SH DEFINED 138750 2850 22700 ENERGY TRANSFER PARTNERS L.P. COM 29273R109 37266 834624 SH DEFINED 757854 2000 74770 ENERPLUS RES FD TR UNIT NEW COM 29274D604 39625 704570 SH DEFINED 634835 4650 65085 ENTERPRISE PRODS PARTNERS L CO COM 293792107 85474 3432690 SH DEFINED 3214890 42200 175600 ENTERRA ENERGY TR TR UNIT COM 29381P102 36264 2688213 SH DEFINED 2423172 27000 238041 ENTERRA ENERGY TST UN-RESTRICT COM 29381P102 6745 500000 SH SOLE 500000 0 0 EOG RESOURCES INC. COM 26875P101 20283 292522 SH DEFINED 258572 1150 32800 EXXON CORPORATION COM 30231G102 2192 35724 SH DEFINED 16788 618 18318 FEDEX CORP COM 31428X106 386 3300 SH SOLE 300 0 3000 FIRST INDL RLTY TR INC COM 32054K103 2221 58550 SH DEFINED 57250 100 1200 FRONTLINE LTD ORD COM G3682E127 731 19300 SH SOLE 16600 0 2700 GENERAL ELEC CO COM 369604103 9100 276098 SH DEFINED 218310 443 57345 GENERAL MARITIME CORP SHS COM Y2692M103 540 14600 SH SOLE 11800 0 2800 GIBRALTAR INDUSTRIES INC COM 374689107 4707 162300 SH SOLE 160050 0 2250 HEWLETT PACKARD CO COM 428236103 766 24173 SH DEFINED 874 290 23009 HEWLETT PACKARD CO COM 428236103 158 5000 SH OTHER 0 0 5000 HOME DEPOT INC COM 437076102 1207 33726 SH SOLE 24926 0 8800 I B M COM 459200101 15445 201059 SH DEFINED 159146 1213 40700 INCO LTD COM 453258402 6656 101000 SH SOLE 86300 0 14700 INERGY L P UNIT LTD PARTNP COM 456615103 6674 259100 SH DEFINED 209700 36600 12800 INTEL CORP COM 458140100 9028 475180 SH DEFINED 425110 2087 47983 INTEL CORP COM 458140100 108 5700 SH OTHER 0 0 5700 INTERNATIONAL METAL ENTERPRISE FOREIGN COMMON S U45982110 19 34000 SH SOLE 34000 0 0 INTERNATIONAL METAL ENTERPRISE FOREIGN COMMON S U45982102 91 17000 SH SOLE 17000 0 0 INTERNATIONAL PAPER CO COM 460146103 3141 97260 SH SOLE 83170 0 14090 ISTAR FINL INC COM COM 45031U101 608 16100 SH DEFINED 14320 400 1380 J.P. MORGAN CHASE & CO COM 46625H100 7026 167281 SH DEFINED 136917 173 30191 JED OIL, INC COM 472310101 5412 324475 SH DEFINED 296525 3900 24050 JMG EXPLOR.WARRANTS @ $5.00 EX WARRANT AND RIGH 46621A117 208 39571 SH DEFINED 36576 123 2872 JMG EXPLORATION INC COM 46621A109 513 47748 SH DEFINED 44776 123 2849 JOHNSON & JOHNSON COM 478160104 1992 33250 SH DEFINED 21375 275 11600 KERR MCGEE CORP COM 492386107 14217 205000 SH DEFINED 163400 700 40900 KINDER MORGAN EGY PTNS L P UT COM 494550106 591 12850 SH DEFINED 11700 250 900 K-SEA TRANSPORTATION PARTNER COM 48268Y101 1167 36300 SH SOLE 34100 0 2200 LABORATORY CORP AMER HLDGS COM COM 50540R409 7050 113290 SH SOLE 105370 0 7920 LIBERTY GLOBAL INC COM SER A COM 530555101 313 14567 SH DEFINED 13342 120 1105 LIBERTY GLOBAL INC COM SER C COM 530555309 304 14776 SH DEFINED 13535 122 1119 LIBERTY MEDIA HLDG CORP CAP CO COM 53071M302 2156 25734 SH DEFINED 23261 100 2373 LIBERTY MEDIA HLDG CORP INT CO COM 53071M104 2222 128757 SH DEFINED 116379 500 11878 LINCOLN NATL CORP IND COM COM 534187109 17502 310100 SH DEFINED 266900 3000 40200 LOWES COS INC COM COM 548661107 220 7240 SH SOLE 1640 0 5600 LSI LOGIC CORP COM 502161102 143 16000 SH SOLE 0 0 16000 LUCENT TECHNOLOGIES INC COM 549463107 83 34168 SH SOLE 11448 0 22720 MARATHON OIL CORP COM COM 565849106 3683 44219 SH DEFINED 42719 300 1200 MAVERICK TUBE CORP COM COM 577914104 316 5000 SH SOLE 5000 0 0 MCDONALDS CORP COM 580135101 370 11000 SH SOLE 9000 0 2000 MEDIACOM COMMUNICATIONS CORPCL COM 58446K105 862 138414 SH SOLE 127114 0 11300 METLIFE INC COM 59156R108 10407 203217 SH DEFINED 164449 4950 33818 MGM MIRAGE COM COM 552953101 245 6000 SH SOLE 6000 0 0 MICRON TECHNOLOGY INC COM 595112103 210 13950 SH SOLE 10750 0 3200 MICROSOFT CORP COM 594918104 1500 64358 SH DEFINED 49835 135 14388 MIDLAND CO COM COM 597486109 228 6000 SH SOLE 6000 0 0 MILACRON, INC. COM 598709103 13 12616 SH SOLE 0 0 12616 MOTOROLA INC COM 620076109 1192 59178 SH DEFINED 48310 401 10467 NAVIOS MARITIME HOLDINGS INCWT WARRANT AND RIGH Y62196111 643 1531000 SH SOLE 1531000 0 0 NAVIOS MARITIME HOLDINGS INCWT WARRANT AND RIGH Y62196111 6 15000 SH OTHER 0 0 15000 NEWS CORP CL A COM 65248E104 19270 1004696 SH DEFINED 862335 5542 136819 NEWS CORP CL A COM 65248E104 249 13000 SH OTHER 0 0 13000 NORDIC AMERN TANKER SHIPPINGOR COM G65773106 303 8300 SH SOLE 0 0 8300 NORFOLK SOUTHN CORP COM 655844108 591 11100 SH SOLE 10500 0 600 NYSE GROUP INC COM COM 62949W103 1898 27721 SH SOLE 27721 0 0 OLD REP INTL CORP COM 680223104 2641 123583 SH DEFINED 117146 375 6062 ORACLE SYS CORP COM 68389X105 16269 1122807 SH DEFINED 945107 12600 165100 ORACLE SYS CORP COM 68389X105 72 5000 SH OTHER 0 0 5000 PACIFIC ENERGY PARTNERS L P CO COM 69422R105 6695 205500 SH DEFINED 178500 400 26600 PEABODY ENERGY CORP COM COM 704549104 1405 25200 SH SOLE 24800 0 400 PENGROWTH ENERGY TRUST TR UNIT COM 706902301 1099 45640 SH SOLE 37640 0 8000 PENN VIRGINIA RESOURCE PART COM 707884102 10550 392500 SH DEFINED 360300 1000 31200 PENN WEST ENERGY TR TR UNIT COM 707885109 1042 23200 SH DEFINED 21200 1500 500 PEPSICO INC COM 713448108 258 4300 SH SOLE 0 0 4300 PFIZER INC COM 717081103 183 7801 SH SOLE 806 0 6995 PFIZER INC COM 717081103 106 4513 SH OTHER 0 0 4513 PIONEER NAT RES CO COM COM 723787107 16183 348700 SH DEFINED 304400 2000 42300 PIONEER NAT RES CO COM COM 723787107 116 2500 SH OTHER 0 0 2500 PLAYTEX PRODS INC COM COM 72813P100 104 10000 SH SOLE 0 0 10000 PRB GAS TRANSPORTATION COM 693535106 743 137600 SH DEFINED 120100 700 16800 PRIMEWEST ENERGY TR TR UNIT NE COM 741930309 360 12000 SH SOLE 0 0 12000 PROCTER & GAMBLE COMPANY COM 742718109 220 3963 SH DEFINED 3338 625 0 PROGRESS ENERGY COM 743263105 164 3826 SH SOLE 0 0 3826 PROGRESS ENERGY COM 743263105 51 1200 SH OTHER 0 0 1200 PRUDENTIAL FINANCIAL INC COM 744320102 637 8195 SH SOLE 8195 0 0 PULTE CORP COM 745867101 11613 403379 SH SOLE 357987 0 45392 QUINTANA MARITIME LTD SHS COM Y7169G109 9013 1099184 SH DEFINED 903975 35000 160209 QUINTANA MARITIME LTD SHS COM Y7169G109 68 8300 SH OTHER 0 0 8300 REGENCY ENERGY PARTNERS L.P. COM 75885Y107 14005 636611 SH DEFINED 562811 6400 67400 REINSURANCE GROUP AMER INC COM COM 759351109 4890 99500 SH SOLE 91400 0 8100 REPUBLIC PROPERTY TRUST COM 760737106 6771 685300 SH DEFINED 580300 26100 78900 ROWE T PRICE INTL FDS INC EMER MUTUAL FUNDS 77956H864 536 20303 SH SOLE 20303 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 234 3500 SH SOLE 3500 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 804 12000 SH OTHER 0 0 12000 SEASPAN COM Y75638109 1936 92400 SH SOLE 88600 0 3800 SHIP FINANCE INTERNATIONAL COM G81075106 693 40017 SH SOLE 31733 0 8284 SHIP FINANCE INTERNATIONAL COM G81075106 61 3500 SH OTHER 0 0 3500 SIERRA PAC RES NEW COM COM 826428104 7101 507200 SH DEFINED 490300 2000 14900 SOVEREIGN BANCORP INC COM COM 845905108 1564 77000 SH DEFINED 75800 1200 0 SPRINT CORP COM 852061100 14934 747057 SH DEFINED 641456 6900 98701 SPRINT CORP COM 852061100 160 8000 SH OTHER 0 0 8000 ST PAUL COS INC COM 792860108 3867 86746 SH DEFINED 79728 613 6405 STONEMOR PARTNERS LP COM 86183Q100 799 41200 SH SOLE 37700 0 3500 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 6193 151600 SH DEFINED 145700 700 5200 SUNRISE ASSISTED LIVING INC CO COM 86768K106 205 7400 SH SOLE 7400 0 0 TEEKAY SHIPPING CORP COM COM Y8564W103 586 14000 SH SOLE 8110 0 5890 TESORO PETE CORP COM 881609101 2149 28900 SH SOLE 27900 0 1000 TEXAS INSTRS INC COM 882508104 2480 81876 SH DEFINED 75376 1500 5000 TK LNG PARTNERS L.P. 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