-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A6PCrBXKHOccu4XRw++JX2ffdRlUySjXv+kRb8NUivo8zWnrh+o3amFyoKabq7xx ZImtcLU207Lj2xs0AoJVlA== 0000732857-06-000009.txt : 20060503 0000732857-06-000009.hdr.sgml : 20060503 20060503110834 ACCESSION NUMBER: 0000732857-06-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060503 DATE AS OF CHANGE: 20060503 EFFECTIVENESS DATE: 20060503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 06802162 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR/A 1 f033106.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2006 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: 546 Fifth Avenue New York, NY 10036 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY May 3, 2006 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 194 FORM 13F INFORMATION TABLE VALUE TOTAL: $994,187,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A T & T INC (NEW) COM 00206R102 434 16059 SH DEFINED 4647 670 10742 ABBOTT LABS COM 002824100 217 5100 SH SOLE 5100 0 0 ABBOTT LABS COM 002824100 85 2000 SH OTHER 0 0 2000 AFRICAN PLATINUM PLC SHS COM G0114V107 3173 4355000 SH SOLE 4355000 0 0 ALCAN ALUM LTD COM 013716105 1925 42100 SH SOLE 36200 0 5900 ALCOA, INC. COM 013817101 6859 224450 SH SOLE 199150 0 25300 ALPHA NATURAL RESOURCES INC CO COM 02076X102 1446 62500 SH DEFINED 41400 1600 19500 ALTERA CORP COM COM 021441100 6873 333000 SH DEFINED 308900 500 23600 AMERICAN EXPRESS CO COM 025816109 363 6900 SH SOLE 5900 0 1000 AMERICAN INTL GROUP INC COM 026874107 19423 293880 SH DEFINED 254035 1800 38045 AMERICAN INTL GROUP INC COM 026874107 99 1500 SH OTHER 0 0 1500 AMERICAN STD COS INC DEL COM COM 029712106 8795 205200 SH SOLE 167000 0 38200 AMGEN INC COM 031162100 233 3200 SH SOLE 3200 0 0 ANADARKO PETE CORP COM COM 032511107 29344 290503 SH SOLE 255803 0 34700 APACHE CORP COM COM 037411105 2039 31130 SH DEFINED 25700 600 4830 APARTMENT INVT & MGMT CO CL A COM 03748R101 306 6535 SH SOLE 5400 0 1135 ARBOR RLTY TR INC COM COM 038923108 348 12900 SH SOLE 9200 0 3700 AUTODIE CORP SDCV (DEFAULT) 7. CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 AXIS CAPITAL HLDGS LTD SHS COM G0692U109 15249 510000 SH DEFINED 429600 3700 76700 BALL CORP COM COM 058498106 4037 92100 SH SOLE 77600 0 14500 BANK NEW YORK INC COM 064057102 369 10230 SH DEFINED 9800 430 0 BANK OF AMERICA COM 060505104 17863 392242 SH SOLE 336934 0 55308 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH OTHER 0 0 32500 BEAZER HOMES USA INC COM 07556Q105 11167 169975 SH DEFINED 152075 400 17500 BELLSOUTH CORP COM 079860102 288 8322 SH SOLE 1808 0 6514 BOEING CO COM 097023105 44 560 SH SOLE 560 0 0 BOEING CO COM 097023105 351 4500 SH OTHER 0 0 4500 BP AMOCO ADS COM 055622104 318 4606 SH DEFINED 1625 140 2841 BRISTOW GROUP INC COM 110394103 278 9000 SH SOLE 5000 0 4000 BUCKEYE PARTNERS L P COM 118230101 210 4925 SH SOLE 4600 0 325 CABOT OIL & GAS CORP COM 127097103 5133 107100 SH SOLE 97650 0 9450 CENDANT CORPORATION COM 151313103 5446 313900 SH DEFINED 262800 500 50600 CENTEX CORP COM 152312104 5297 85450 SH SOLE 76450 0 9000 CHESAPEAKE ENERGY CORP COM COM 165167107 6820 217125 SH DEFINED 175625 2500 39000 CHESAPEAKE ENERGY CORP COM COM 165167107 220 7000 SH OTHER 0 0 7000 CHEVRONTEXACO CORPORATION COM 166764100 387 6682 SH SOLE 6682 0 0 CHEVRONTEXACO CORPORATION COM 166764100 23 400 SH OTHER 0 0 400 CHUBB CONV PFD B 7.00% 08/16/0 CONVERTIBLE PREF 171232507 2992 88000 SH SOLE 81400 0 6600 CHUBB CORP COM 171232101 554 5800 SH SOLE 4500 0 1300 CITIGROUP INC. 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COM 598709103 20 12616 SH SOLE 0 0 12616 MOTOROLA INC COM 620076109 1347 58777 SH SOLE 48310 0 10467 NAVIOS MARITIME HOLDINGS INCWT WARRANT AND RIGH Y62196111 820 1491000 SH SOLE 1491000 0 0 NAVIOS MARITIME HOLDINGS INCWT WARRANT AND RIGH Y62196111 8 15000 SH OTHER 0 0 15000 NEWS CORP CL A COM 65248E104 17141 1031942 SH DEFINED 888123 4000 139819 NEWS CORP CL A COM 65248E104 216 13000 SH OTHER 0 0 13000 NORDIC AMERN TANKER SHIPPINGOR COM G65773106 240 8300 SH SOLE 0 0 8300 NORFOLK SOUTHN CORP COM 655844108 600 11100 SH SOLE 10500 0 600 NORTH FORK BANCORP INC N Y COM 659424105 4712 163450 SH SOLE 143300 0 20150 NYSE GROUP INC COM COM 62949W103 6229 78601 SH SOLE 78601 0 0 OLD REP INTL CORP COM 680223104 2697 123583 SH DEFINED 117146 375 6062 ORACLE SYS CORP COM 68389X105 8735 638049 SH DEFINED 520149 6500 111400 PACIFIC ENERGY PARTNERS L P CO COM 69422R105 6282 205500 SH DEFINED 178500 400 26600 PEABODY ENERGY CORP COM COM 704549104 1270 25200 SH SOLE 24800 0 400 PENGROWTH ENERGY TRUST TR UNIT COM 706902301 1913 82800 SH SOLE 73800 0 9000 PENN VIRGINIA RESOURCE PART COM 707884102 11259 196250 SH DEFINED 180150 500 15600 PEPSICO INC COM 713448108 267 4616 SH SOLE 316 0 4300 PFIZER INC COM 717081103 209 8401 SH DEFINED 806 600 6995 PFIZER INC COM 717081103 112 4513 SH OTHER 0 0 4513 PIONEER NAT RES CO COM COM 723787107 17218 389100 SH DEFINED 337400 1300 50400 PIONEER NAT RES CO COM COM 723787107 111 2500 SH OTHER 0 0 2500 PLAYTEX PRODS INC COM COM 72813P100 105 10000 SH SOLE 0 0 10000 PRB GAS TRANSPORTATION COM 693535106 807 139400 SH DEFINED 121900 700 16800 PRIDE INTL INC DEL COM COM 74153Q102 624 20000 SH SOLE 20000 0 0 PRIMEWEST ENERGY TR TR UNIT NE COM 741930309 341 12000 SH SOLE 0 0 12000 PROCTER & GAMBLE COMPANY COM 742718109 283 4912 SH DEFINED 4593 319 0 PROGRESS ENERGY COM 743263105 168 3826 SH SOLE 0 0 3826 PROGRESS ENERGY COM 743263105 53 1200 SH OTHER 0 0 1200 PRUDENTIAL FINANCIAL INC COM 744320102 621 8195 SH SOLE 8195 0 0 PULTE CORP COM 745867101 17403 452974 SH SOLE 400082 0 52892 QUINTANA MARITIME LTD SHS COM Y7169G109 9480 1073584 SH DEFINED 901175 11800 160609 QUINTANA MARITIME LTD SHS COM Y7169G109 91 10300 SH OTHER 0 0 10300 REGENCY ENERGY COM 75885Y107 14069 636611 SH DEFINED 562811 6400 67400 REINSURANCE GROUP AMER INC COM COM 759351109 8040 170025 SH SOLE 149525 0 20500 REPUBLIC PROPERTY TRUST COM 760737106 7742 657800 SH DEFINED 572900 8100 76800 ROWE T PRICE INTL FDS INC EMER MUTUAL FUNDS 77956H864 581 20303 SH SOLE 20303 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 218 3500 SH SOLE 3500 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 747 12000 SH OTHER 0 0 12000 SEASPAN COM Y75638109 1956 92400 SH SOLE 88600 0 3800 SHIP FINANCE INTERNATIONAL COM G81075106 805 46917 SH SOLE 34733 0 12184 SHIP FINANCE INTERNATIONAL COM G81075106 60 3500 SH OTHER 0 0 3500 SIERRA PAC RES NEW COM COM 826428104 7004 507200 SH DEFINED 490300 2000 14900 SOVEREIGN BANCORP INC COM COM 845905108 1014 46300 SH SOLE 46200 0 100 SPRINT CORP COM 852061100 17027 658957 SH SOLE 570556 0 88401 ST PAUL COS INC COM 792860108 3627 86796 SH DEFINED 79778 613 6405 STONEMOR PARTNERS LP COM 86183Q100 861 41200 SH SOLE 37700 0 3500 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 6363 151600 SH DEFINED 145700 700 5200 SUNRISE ASSISTED LIVING INC CO COM 86768K106 288 7400 SH SOLE 7400 0 0 TEEKAY SHIPPING CORP COM COM Y8564W103 519 14000 SH SOLE 8110 0 5890 TEEKAY SHIPPING CORP COM COM Y8564W103 74 2000 SH OTHER 0 0 2000 TESORO PETE CORP COM 881609101 1982 29000 SH SOLE 28000 0 1000 TEXAS INSTRS INC COM 882508104 2659 81876 SH DEFINED 75376 1500 5000 TIME WARNER INC COM 887317105 207 12315 SH SOLE 7825 0 4490 TK LNG PARTNERS L.P. 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