-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WdlqmLZ/R0KlUxhVT3gVwGqPcU72oXhav9LCV4xrfQI/moxuFckhJnLRLXZBLXbI j+y8B6zllXCuxOQna7pQKw== 0000732857-04-000015.txt : 20041018 0000732857-04-000015.hdr.sgml : 20041018 20041018155113 ACCESSION NUMBER: 0000732857-04-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041018 DATE AS OF CHANGE: 20041018 EFFECTIVENESS DATE: 20041018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 041083277 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 f093004.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: Six East 43rd Street New York, NY 10017 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY October 18, 2004 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 123 FORM 13F INFORMATION TABLE VALUE TOTAL: $683,770,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 474 11200 SH DEFINED 0 11200 0 ABBOTT LABS COM 002824100 85 2000 SH OTHER 0 0 2000 AGERE SYS INC CL A COM 00845V100 134 128016 SH DEFINED 108014 2 20000 ALTERA CORP COM COM 021441100 3864 197450 SH DEFINED 68950 21900 106600 AMERICAN INTL GROUP INC COM 026874107 4529 66608 SH DEFINED 20179 8729 37700 ANADARKO PETE CORP COM COM 032511107 25442 383393 SH DEFINED 142900 24193 216300 ARCHER DANIELS MIDLAND COM 039483102 255 15000 SH DEFINED 0 8800 6200 ASSURED GUARANTY LTD COM COM G0585R106 603 36200 SH DEFINED 7600 7400 21200 AUTODIE CORP SDCV (DEFAULT) 7. CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 AXIS CAPITAL HLDGS LTD SHS COM G0692U109 3245 124800 SH DEFINED 62000 8900 53900 BANK NEW YORK INC COM 064057102 300 10300 SH DEFINED 500 9800 0 BANK OF AMERICA COM 060505104 12280 283412 SH DEFINED 95400 21788 166224 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH OTHER 0 0 32500 BEAZER HOMES USA INC COM 07556Q105 2768 25900 SH DEFINED 9900 4950 11050 BUCKEYE PARTNERS L P COM 118230101 202 4600 SH DEFINED 0 2600 2000 BURLINGTON RESOURCES INC COM 122014103 29633 726304 SH DEFINED 295800 26804 403700 CABLEVISION SYS CORP CL A COM 12686C109 11363 560328 SH DEFINED 199800 28250 332278 CABOT OIL & GAS CORP COM 127097103 3457 77000 SH DEFINED 33100 4100 39800 CALPINE CORP COM 131347106 75 26000 SH SOLE 20000 0 6000 CENTEX CORP COM 152312104 4443 88050 SH DEFINED 28600 1850 57600 CHARTER COMMUNICATIONS INC DCL COM 16117M107 86 32400 SH DEFINED 6900 13200 12300 CHESAPEAKE ENERGY CORP COM COM 165167107 1653 104400 SH DEFINED 58200 1500 44700 CHEVRONTEXACO CORPORATION COM 166764100 13289 247742 SH DEFINED 79732 20588 147422 CHUBB CONV PFD B 7.00% 08/16/0 CONVERTIBLE PREF 171232507 2689 95000 SH DEFINED 33900 6000 55100 CHUBB CORP COM 171232101 527 7500 SH DEFINED 1300 2400 3800 CITIGROUP INC. 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