-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P7iv41XIo0Ptor2bu0PRysJN8ZCxIwg1G+YmpODVHVdw84vJr/kqMMCGVuM3eLc6 uqccCDSVWMC7JNdUo+LTxw== 0000732857-04-000006.txt : 20040204 0000732857-04-000006.hdr.sgml : 20040204 20040204131135 ACCESSION NUMBER: 0000732857-04-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040204 EFFECTIVENESS DATE: 20040204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 IRS NUMBER: 131936873 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 04565804 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 f0123103.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: Six East 43rd Street New York, NY 10017 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY February 4, 2004 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 137 FORM 13F INFORMATION TABLE VALUE TOTAL: $447,168,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 8X8 INC NEW COM COM 282914100 45 10000 SH SOLE 0 0 10000 ABBOTT LABS COM 002824100 522 11200 SH DEFINED 0 11200 0 ABBOTT LABS COM 002824100 93 2000 SH OTHER 0 0 2000 AGERE SYS INC CL A COM 00845V100 366 120003 SH DEFINED 100000 3 20000 ALTERA CORP COM COM 021441100 4441 196050 SH DEFINED 72750 10300 113000 AMERICAN INTL GROUP INC COM 026874107 3289 49622 SH DEFINED 23118 2504 24000 AMERISOURCEBERGEN CORP COM COM 03073E105 3178 56600 SH DEFINED 18500 900 37200 ANADARKO PETE CORP COM COM 032511107 18869 369900 SH DEFINED 138100 15700 216100 AON CORP COM COM 037389103 2639 110250 SH DEFINED 43400 2600 64250 APOGENT TECHNOLOGIES INC COM COM 03760A101 230 10000 SH SOLE 10000 0 0 APT SATELLITE HLDGS LTD SPONSO COM 00203R105 54 22700 SH SOLE 0 0 22700 ARCHER DANIELS MIDLAND COM 039483102 787 51700 SH DEFINED 7900 2500 41300 AT & T WIRELESS COM COM 00209A106 2023 253245 SH DEFINED 93689 6771 152785 AUTODIE CORP SDCV (DEFAULT) 7. CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 BANK NEW YORK INC COM 064057102 440 13275 SH DEFINED 0 13275 0 BANK OF AMERICA COM 060505104 8501 105699 SH DEFINED 36100 4864 64735 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH OTHER 0 0 32500 BEVERLY ENTERPRISES INC COM NE COM 087851309 301 35002 SH SOLE 4950 0 30052 BUCKEYE PARTNERS L P COM 118230101 209 4600 SH DEFINED 0 2600 2000 BURLINGTON RESOURCES INC COM 122014103 19422 350700 SH DEFINED 143800 11050 195850 CABLEVISION SYS CORP CL A COM 12686C109 12068 515928 SH DEFINED 188000 8400 319528 CABOT OIL & GAS CORP COM 127097103 396 13500 SH SOLE 10400 0 3100 CEDAR SHOPPING CTRS INC COM NE COM 150602209 211 17000 SH DEFINED 5000 2000 10000 CENTEX CORP COM 152312104 4823 44800 SH DEFINED 14700 400 29700 CHARLES RIV LABORATORIES INTCO COM 159864107 2223 64740 SH DEFINED 15800 1390 47550 CHARTER COMMUNICATIONS INC DCL COM 16117M107 1095 272300 SH DEFINED 84400 13600 174300 CHEVRONTEXACO CORPORATION COM 166764100 10762 124580 SH DEFINED 39185 9434 75961 CHUBB CONV PFD B 7.00% 08/16/0 CONVERTIBLE PREF 171232507 2591 89900 SH DEFINED 31300 6000 52600 CHUBB CORP COM 171232101 341 5000 SH DEFINED 800 400 3800 CITIGROUP INC. COM 172967101 4397 90586 SH DEFINED 27636 11945 51005 CMS ENERGY CORP COM COM 125896100 93 10907 SH SOLE 0 0 10907 CONOCOPHILLIPS COM COM 20825C104 1629 24844 SH DEFINED 7400 2811 14633 CONTINENTAL AIRLS INC CL B COM 210795308 285 17500 SH SOLE 3100 0 14400 COOPER CAMERON CORP COM COM 216640102 345 7400 SH SOLE 4000 0 3400 CORPORATE OFFICE PPTYS TR COM COM 22002T108 1184 56385 SH DEFINED 5600 700 50085 COUNTRYWIDE CR INDS INC COM 222372104 35775 471655 SH DEFINED 244954 29058 197643 CYTYC CORP COM COM 232946103 2631 190090 SH DEFINED 38100 1200 150790 D R HORTON INC COM COM 23331A109 9687 335895 SH DEFINED 110820 3600 221475 DEVON ENERGY CORP NEW COM COM 25179M103 11599 202564 SH DEFINED 83657 21000 97907 DNP SELECT INCOME FD INC COM 23325P104 127 11575 SH SOLE 0 0 11575 E M C CORP MASS COM COM 268648102 177 13711 SH DEFINED 7000 311 6400 EAUTOCLAIMS COM INC COM COM 278578109 26 110000 SH SOLE 110000 0 0 EL PASO CORP CONV. 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COM 26875P101 7514 162749 SH DEFINED 65009 2400 95340 EXXON CORPORATION COM 30231G102 724 17651 SH DEFINED 1200 7412 9039 FIRST INDL RLTY TR INC COM 32054K103 1208 35800 SH SOLE 5100 0 30700 FREDDIE MAC-VOTING COMMON COM 313400301 1623 27835 SH DEFINED 13400 1035 13400 FRONTLINE LTD ORD COM G3682E127 1375 54000 SH DEFINED 22800 2200 29000 GANNETT INC DEL COM 364730101 214 2400 SH DEFINED 0 2400 0 GENERAL ELEC CO COM 369604103 2334 75351 SH DEFINED 5500 18788 51063 GIBRALTAR STL CORP COM 37476F103 2723 108200 SH SOLE 89600 0 18600 GLOBAL SANTAFE CORPORATION COM G3930E101 338 13627 SH SOLE 4585 0 9042 GULFTERRA ENERGY PARTNERS LPCO COM 40274U108 327 7700 SH SOLE 400 0 7300 HERITAGE PROPANE PRTNRS LP UN COM 426918108 2635 63900 SH DEFINED 15800 4700 43400 HSBC HLDGS PLC ADR SPON NEW COM 404280406 3499 44393 SH DEFINED 22469 909 21015 HUGHES ELECTRONIC CORP COM 444418107 6932 418854 SH DEFINED 102876 9956 306022 I B M COM 459200101 1317 14211 SH DEFINED 3200 2611 8400 INERGY L P UNIT LTD PARTNP COM 456615103 490 19800 SH DEFINED 0 2000 17800 INTEL CORP COM 458140100 1417 44218 SH DEFINED 7300 5908 31010 INTEL CORP COM 458140100 183 5700 SH OTHER 0 0 5700 ISTAR FINL INC COM COM 45031U101 631 16215 SH SOLE 2300 0 13915 IVAX CORP COM 465823102 6842 286500 SH DEFINED 135300 1200 150000 J.P. MORGAN CHASE & CO COM 46625H100 209 5677 SH DEFINED 0 5677 0 JEFFERSON PILOT CORP COM COM 475070108 4106 81064 SH DEFINED 12300 5614 63150 JOHNSON & JOHNSON COM 478160104 1103 21347 SH DEFINED 0 20497 850 KINDER MORGAN EGY PTNS L P UT COM 494550106 655 13300 SH DEFINED 2600 1400 9300 LABORATORY CORP AMER HLDGS COM COM 50540R409 2456 66471 SH DEFINED 21100 1200 44171 LIBERTY MEDIA CORP SERIES A CO COM 530718105 13610 1144662 SH DEFINED 416460 42968 685234 LINCOLN NATL CORP IND COM COM 534187109 7584 187850 SH DEFINED 73400 2600 111850 LOCKHEED MARTIN CORP COM COM 539830109 1378 26800 SH DEFINED 16000 1800 9000 MAGELLAN MIDSTGREAM PARTNERS L COM 559080106 1655 33100 SH SOLE 16400 0 16700 MAGUIRE PPTYS INC COM COM 559775101 1227 50500 SH DEFINED 11000 1800 37700 MARATHON OIL CORP COM COM 565849106 1552 46900 SH SOLE 23900 0 23000 MBNA CORP COM 55262L100 386 15519 SH DEFINED 0 15519 0 MCDONALDS CORP COM 580135101 253 10200 SH DEFINED 0 10000 200 MEDIACOM COMMUNICATIONS CORPCL COM 58446K105 4575 528867 SH DEFINED 182567 29100 317200 MERISTAR HOSPITALITY CORP COM COM 58984Y103 136 20900 SH SOLE 1400 0 19500 METLIFE INC COM 59156R108 7966 236599 SH DEFINED 78549 3300 154750 MICRON TECHNOLOGY INC COM 595112103 831 61700 SH DEFINED 7650 11050 43000 MICROSOFT CORP COM 594918104 1215 44398 SH DEFINED 7700 5698 31000 MIRANT CORP COM COM 604675108 43 109500 SH SOLE 26200 0 83300 MONDAVI ROBERT CORP CL A COM 609200100 602 15500 SH SOLE 15500 0 0 NEWS CORP LTD ADR SPONS PREF COM 652487802 3939 130219 SH DEFINED 28728 3411 98080 NEXTEL COMMUNICATIONS INC CL A COM 65332V103 1529 54500 SH SOLE 8700 0 45800 NOBLE CORPORATION COM COM G65422100 1304 36450 SH SOLE 22790 0 13660 NOKIA CORP SPONSORED ADR COM 654902204 590 34679 SH DEFINED 3500 2514 28665 NORFOLK SOUTHN CORP COM 655844108 1387 58650 SH DEFINED 16900 5800 35950 NORTH FORK BANCORP INC N Y COM 659424105 688 17000 SH SOLE 14100 0 2900 NUVEEN N Y MUN VALUE FD COM COM 67062M105 93 10000 SH SOLE 0 0 10000 OLD REP INTL CORP COM 680223104 3361 132532 SH SOLE 38400 0 94132 OMI CORP COM COM Y6476W104 89 10000 SH SOLE 10000 0 0 ORACLE SYS CORP COM 68389X105 183 13848 SH DEFINED 0 13400 448 OXFORD HEALTH PLANS INC COM 691471106 8443 194100 SH DEFINED 69000 3200 121900 PACIFIC ENERGY PARTNERS L P CO COM 69422R105 5095 173700 SH DEFINED 56100 11500 106100 PEABODY ENERGY CORP COM COM 704549104 7030 168550 SH DEFINED 68985 13695 85870 PENGROWTH ENERGY TRUST TR UNIT COM 706902103 1182 72100 SH DEFINED 15000 1900 55200 PENN VIRGINIA RESOURCE PART COM 707884102 6208 181100 SH SOLE 92100 0 89000 PETRO-CDA COM 71644E102 4437 89960 SH SOLE 34500 0 55460 PROCTER & GAMBLE COMPANY COM 742718109 222 2219 SH DEFINED 0 1569 650 PRUDENTIAL FINANCIAL INC COM 744320102 342 8195 SH SOLE 8195 0 0 PULTE CORP COM 745867101 12353 263886 SH SOLE 98600 0 165286 REINSURANCE GROUP AMER INC COM COM 759351109 5848 151300 SH DEFINED 46900 3800 100600 REPUBLIC SERVICES INC COM 760759100 3215 125450 SH SOLE 36300 0 89150 SBC COMMUNICATIONS INC COM 78387G103 230 8832 SH DEFINED 0 5048 3784 SCHLUMBERGER COM 806857108 799 14600 SH DEFINED 3700 1400 9500 SEACOR SMIT INC COM 811904101 530 12600 SH SOLE 10350 0 2250 SEMCO ENERGY INC COM COM 78412D109 165 33729 SH SOLE 6400 0 27329 SIERRA PAC RES CONV PFD 9.000% CONVERTIBLE PREF 826428203 882 24500 SH SOLE 7700 0 16800 SIERRA PAC RES NEW COM COM 826428104 4342 591600 SH SOLE 408100 0 183500 SINCLAIR BROADCAST GROUP INCCL COM 829226109 2992 199700 SH DEFINED 26100 900 172700 SOVEREIGN BANCORP INC COM COM 845905108 1171 49300 SH SOLE 5100 0 44200 ST PAUL COS INC COM 792860108 6419 161900 SH DEFINED 58000 3300 100600 STELMAR SHIPPING LIMITED COM V8726M103 9321 426400 SH DEFINED 145600 10300 270500 STOLT OFFSHORE S A ADR SPON RE COM 861567105 36 14800 SH DEFINED 0 1500 13300 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 5605 151900 SH DEFINED 70000 400 81500 TESORO PETE CORP COM 881609101 4224 289900 SH DEFINED 36200 16000 237700 TEXAS INSTRS INC COM 882508104 1592 54176 SH DEFINED 5200 2751 46225 TORCHMARK CORP COM COM 891027104 4304 94500 SH DEFINED 33600 900 60000 TRANSOCEAN SEDCO FOREX INC COM COM G90078109 1731 72087 SH SOLE 33056 0 39031 TRAVELERS PROPERTY CASUALTY CO COM 89420G109 12432 740878 SH DEFINED 292831 13072 434974 TRIAD HOSPS INC COM COM 89579K109 1457 43800 SH SOLE 6100 0 37700 TSAKOS ENERGY NAVIGATION LTDSH COM G9108L108 203 11000 SH SOLE 2000 0 9000 TYCO INTL LTD NEW COM COM 902124106 8834 333350 SH DEFINED 100800 4300 228250 UNITED DEFENSE INDUSTRIES COM 91018B104 625 19600 SH SOLE 1800 0 17800 UNUMPROVIDENT CORP COM 91529Y106 2798 177400 SH DEFINED 67200 2000 108200 USG CORP NEW COM 903293405 469 28300 SH SOLE 11000 0 17300 VALERO ENERGY CORP COM 91913Y100 4444 95900 SH DEFINED 48300 700 46900 VALERO L P COM COM 91913W104 6724 135100 SH DEFINED 65100 9400 60600 VERIZON COMMUNICATIONS COM 92343V104 369 10526 SH DEFINED 0 5242 5284 WASTE MGMT INC DEL COM COM 94106L109 219 7400 SH SOLE 2500 0 4900 WILLIS GROUP HOLDINGS COM G96655108 10465 307150 SH DEFINED 108100 7200 191850 WYETH COM 983024100 246 5800 SH DEFINED 0 4200 1600
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