-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2PGjfxw0rG4HFuuroRk7tWUzRlJjPilZQvpabg6zN+CUoYH5pUeey/f/ZwtTRpE qUHBviPre5mzhbtIwo9H7A== 0000732857-02-000008.txt : 20020801 0000732857-02-000008.hdr.sgml : 20020801 20020801162517 ACCESSION NUMBER: 0000732857-02-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLICKENHAUS & CO CENTRAL INDEX KEY: 0000732857 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00654 FILM NUMBER: 02717465 BUSINESS ADDRESS: STREET 1: 6 EAST 43RD STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 f063002.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: Six East 43rd Street New York, NY 10017 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY August 1, 2002 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 123 FORM 13F INFORMATION TABLE VALUE TOTAL: $331,793,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AGERE SYS INC CL A COM 00845V100 539 385007 SH DEFINED 365000 3 20004 AGERE SYSTEMS CVT PREF A 6.500 CONVERTIBLE BOND 00845VAA8 250 250000 PRN SOLE 250000 0 0 AKER RGI 5.250% 07/23/02 CONVERTIBLE BOND M5634083 455 500000 PRN SOLE 500000 0 0 ALTERA CORP COM COM 021441100 1196 87950 SH SOLE 23750 0 64200 AMBAC INC COM 023139108 3461 51500 SH SOLE 9500 0 42000 AMERADA HESS CORP COM 023551104 10331 125228 SH SOLE 37200 0 88028 AMERICAN INTL GROUP INC COM 026874107 476 6982 SH SOLE 6136 0 846 ANADARKO PETE CORP COM COM 032511107 1897 38482 SH DEFINED 17800 2100 18582 AON CORP COM COM 037389103 9569 324600 SH DEFINED 117900 1700 205000 APT SATELLITE HLDGS LTD SPONSO COM 00203R105 74 25600 SH SOLE 0 0 25600 AT & T WIRELESS COM COM 00209A106 120 20439 SH DEFINED 3031 54 17354 AUTODIE CORP SDCV 7.000 5/01/1 CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH OTHER 0 0 32500 BEDFORD PPTY INVS INC COM PAR COM 076446301 371 13700 SH SOLE 4000 0 9700 BEVERLY ENTERPRISES INC COM NE COM 087851309 269 35377 SH SOLE 1200 0 34177 BRANDYWINE RLTY TR SH BEN INT COM 105368203 486 18750 SH SOLE 1400 0 17350 BRASCAN CORP LTD VTG SHS CL COM 10549P606 1586 69000 SH SOLE 19900 0 49100 BRISTOL MYERS SQUIBB CO COM 110122108 180 7000 SH SOLE 7000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 51 2000 SH OTHER 0 0 2000 BURLINGTON RESOURCES INC COM 122014103 13676 359900 SH DEFINED 148700 250 210950 CABLEVISION SYS CORP CL A COM 12686C109 1998 211200 SH SOLE 75400 0 135800 CABOT OIL & GAS CORP COM 127097103 7081 309900 SH SOLE 121100 0 188800 CAPSTAR HOTEL CO NOTE 4.750% 1 CONVERTIBLE BOND 140918AC7 780 1000000 PRN SOLE 1000000 0 0 CENTEX CORP COM 152312104 1000 17300 SH SOLE 7800 0 9500 CHARTER COMMUNICATIONS INC DCL COM 16117M107 2103 515500 SH SOLE 180900 0 334600 CHEVRONTEXACO CORPORATION COM 166764100 2982 33690 SH SOLE 11146 0 22544 CHIQUITA BRANDS INTL INC COM COM 170032809 602 33600 SH SOLE 14000 0 19600 CISCO SYSTEMS INC. COM 17275R102 158 11300 SH DEFINED 0 3300 8000 CITIGROUP INC. COM 172967101 4376 112934 SH DEFINED 38862 900 73172 CMS ENERGY 8.75 CONV PFD 07/01 CONVERTIBLE PREF 125896308 168 10800 SH SOLE 0 0 10800 CONTINENTAL AIRLS INC CL B COM 210795308 680 43100 SH SOLE 5700 0 37400 COOPER CAMERON CORP COM COM 216640102 208 4300 SH SOLE 4000 0 300 CORNING INC COM 219350105 588 165700 SH SOLE 96500 0 69200 CORPORATE OFFICE PPTYS TR COM COM 22002T108 951 65185 SH SOLE 13000 0 52185 COUNTRYWIDE CR INDS INC COM 222372104 13638 282658 SH SOLE 143140 0 139518 D R HORTON INC COM COM 23331A109 3014 115780 SH SOLE 41430 0 74350 DEVON ENERGY CORP NEW COM COM 25179M103 1969 39950 SH SOLE 24250 0 15700 DIAMOND OFFSHORE DRILLNG INCCO COM 25271C102 1670 58600 SH SOLE 12500 0 46100 DNP SELECT INCOME FD INC COM 23325P104 118 11575 SH SOLE 0 0 11575 DYNEGY INC NEW CL A COM 26816Q101 331 46000 SH SOLE 40000 0 6000 E M C CORP MASS COM COM 268648102 182 24100 SH SOLE 2400 0 21700 EAUTOCLAIMS COM INC COM COM 278578109 42 110000 SH SOLE 110000 0 0 EL PASO CORP PREFERRED 9.000% PREFERRED STOCKS 28336L208 964 18800 SH SOLE 6500 0 12300 EL PASO CORPORATION COM 28336L109 11799 572500 SH DEFINED 211225 1400 359875 ENSCO INTL INC COM 26874Q100 679 24900 SH SOLE 20000 0 4900 EOG RESOURCES INC. COM 26875P101 2662 67049 SH SOLE 43109 0 23940 EXXON CORPORATION COM 30231G102 277 6776 SH SOLE 1200 0 5576 FAMOUS FIXINS INC NEV COM COM 307071100 0 36500 SH SOLE 0 0 36500 FEDERAL HOME LN MTG CORP COM 313400301 6065 99100 SH SOLE 35500 0 63600 FIRST INDL RLTY TR INC COM 32054K103 18182 553500 SH SOLE 333300 0 220200 GENERAL ELEC CO COM 369604103 3085 106213 SH DEFINED 95000 450 10763 GENERAL MARITIME CORP SHS COM Y2692M103 494 51500 SH SOLE 22600 0 28900 GENERAL MOTORS 4.50% 03/06/32 COM 370442741 5181 200500 SH SOLE 87200 0 113300 GENERAL MOTORS 5.25% 03/06/35 COM 370442733 743 28300 SH SOLE 14200 0 14100 GENERAL MTRS CORP CL H NEW COM 370442832 5812 558834 SH SOLE 211160 0 347674 GIBRALTAR STL CORP COM 37476F103 2401 108200 SH SOLE 89600 0 18600 GLOBAL SANTAFE CORPORATION COM G3930E101 2055 75148 SH SOLE 16486 0 58663 GOLDEN ST BANCORP INC LTGTN TR WARRANT AND RIGH 381197136 43 39000 SH SOLE 0 0 39000 HEARST-ARGYLE TELEVISION INCCO COM 422317107 3272 145100 SH SOLE 37400 0 107700 HOUSEHOLD INTL INC COM COM 441815107 8891 178900 SH SOLE 59100 0 119800 I B M COM 459200101 1105 15350 SH DEFINED 3200 100 12050 INTEL CORP COM 458140100 1049 57410 SH DEFINED 7900 2300 47210 INTEL CORP COM 458140100 104 5700 SH OTHER 0 0 5700 ISTAR FINL INC COM COM 45031U101 462 16215 SH SOLE 2300 0 13915 IVAX CORP COM 465823102 2947 272900 SH SOLE 132900 0 140000 KERR MCGEE CORP COM 492386107 4937 92200 SH SOLE 47600 0 44600 LABORATORY CORP AMER HLDGS COM COM 50540R409 840 18400 SH SOLE 3200 0 15200 LEXINGTON CORPORATE PPTYS TRCO COM 529043101 965 58500 SH SOLE 11400 0 47100 LIBERTY MEDIA CORP SERIES A CO COM 530718105 9105 910500 SH DEFINED 321600 2200 586700 LIBERTY PPTY TR SH BEN INT COM 531172104 1453 41500 SH SOLE 29800 0 11700 LINCOLN NATL CORP IND COM COM 534187109 8967 213500 SH SOLE 77900 0 135600 LORAL SPACE & COMMUNICATIONSCO COM G56462107 59 60000 SH SOLE 60000 0 0 MARATHON OIL CORP COM COM 565849106 1440 53100 SH SOLE 25900 0 27200 MERCK & CO INC COM 589331107 4294 84800 SH SOLE 32000 0 52800 MERISTAR HOSPITALITY CORP COM COM 58984Y103 531 34800 SH SOLE 3400 0 31400 MERISTAR HOTELS & RESORTS INCO COM 589988104 21 23803 SH SOLE 6065 0 17738 METLIFE INC COM 59156R108 6278 218000 SH SOLE 76400 0 141600 MICRON TECHNOLOGY INC COM 595112103 1298 64170 SH SOLE 26570 0 37600 MIRANT CORP COM COM 604675108 2126 291300 SH SOLE 131000 0 160300 MONDAVI ROBERT CORP CL A COM 609200100 531 15500 SH SOLE 15500 0 0 MONSANTO CO NEW COM COM 61166W101 3537 198700 SH SOLE 48800 0 149900 NEW PLAN EXCEL RLTY TR INC COM COM 648053106 287 13800 SH SOLE 0 0 13800 NEWS CORP LTD ADR SPONS PREF COM 652487802 6388 323450 SH DEFINED 119400 500 203550 NEXTEL COMMUNICATIONS INC CL A COM 65332V103 181 56300 SH SOLE 8600 0 47700 NOBLE CORPORATION COM COM G65422100 2704 70050 SH SOLE 27790 0 42260 NOKIA CORP SPONSORED ADR COM 654902204 654 45165 SH SOLE 9300 0 35865 NUVEEN N Y MUN VALUE FD COM COM 67062M105 92 10000 SH SOLE 0 0 10000 OCEAN ENERGY INC. COM 67481E106 6575 303400 SH SOLE 95700 0 207700 OLD REP INTL CORP COM 680223104 11077 351655 SH SOLE 103700 0 247955 OMI CORP COM COM Y6476W104 2163 527500 SH SOLE 306700 0 220800 PEABODY ENERGY CORP COM COM 704549104 2231 78850 SH SOLE 31000 0 47850 PENN VIRGINIA RESOURCE PART COM 707884102 3951 195100 SH SOLE 92900 0 102200 PETRO-CDA COM 71644E102 2713 95960 SH SOLE 32900 0 63060 PULTE CORP COM 745867101 12910 224600 SH SOLE 82500 0 142100 REPUBLIC SERVICES INC COM 760759100 2463 129150 SH SOLE 35800 0 93350 SCHERING PLOUGH CORP COM 806605101 1013 41192 SH DEFINED 16200 400 24592 SEACOR SMIT INC COM 811904101 597 12600 SH SOLE 10350 0 2250 SEMCO ENERGY INC. 11% PFD 8/16 CONVERTIBLE PREF 78412D307 800 94600 SH SOLE 42700 0 51900 SIERRA PAC RES NEW COM COM 826428104 4334 555700 SH SOLE 343800 0 211900 SIERRA PACIFIC RES PIES CON 9. CONVERTIBLE PREF 826428203 1236 31300 SH SOLE 12000 0 19300 SOVEREIGN BANCORP INC COM COM 845905108 1175 78600 SH SOLE 7400 0 71200 STELMAR SHIPPING LIMITED COM V8726M103 4192 282500 SH DEFINED 85300 300 196900 SUN MICROSYSTEMS INC COM 866810104 59 11800 SH SOLE 0 0 11800 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 3048 139700 SH SOLE 67200 0 72500 TENET HEALTHCARE CORP COM 88033G100 780 16350 SH SOLE 2250 0 14100 TESORO PETE CORP COM 881609101 1348 173900 SH SOLE 65700 0 108200 TEXAS INSTRS INC COM 882508104 2846 120100 SH SOLE 58525 0 61575 TJX COS INC NEW COM 872540109 737 37600 SH SOLE 7000 0 30600 TORCHMARK CORP COM COM 891027104 2663 69700 SH SOLE 33600 0 36100 TOYS R US INC 6.25% 8/16/05 SE PREFERRED STOCKS 892335209 231 4500 SH SOLE 700 0 3800 TRANSOCEAN SEDCO FOREX INC COM COM G90078109 5320 170798 SH SOLE 57570 0 113228 TRAVELERS PROPERTY CASUALTY CO COM 89420G109 4613 260600 SH SOLE 69200 0 191400 TYCO INTL LTD NEW COM COM 902124106 2778 205650 SH SOLE 66400 0 139250 U S BANCORP COM 902973304 2711 116100 SH SOLE 25400 0 90700 UAL CORP PAR $0.01 COM 902549500 200 17500 SH SOLE 14000 0 3500 UNITED DEFENSE INDUSTRIES COM 91018B104 1056 45900 SH SOLE 16300 0 29600 UNUMPROVIDENT CORP COM 91529Y106 2614 102700 SH SOLE 55600 0 47100 USG CORP NEW COM 903293405 202 28300 SH SOLE 11000 0 17300 VALERO ENERGY CORP COM 91913Y100 9875 263900 SH SOLE 111700 0 152200 WASTE MGMT INC DEL COM COM 94106L109 216 8300 SH SOLE 3400 0 4900 WILLIAMS COS INC COM COM 969457100 90 15000 SH SOLE 15000 0 0 WILLIAMS ENERGY PARTNERS L PCO COM 969491109 8388 250400 SH SOLE 200500 0 49900 WILSHIRE TECHNOLOGIES INC WTS. WARRANT AND RIGH 972000111 0 34375 SH OTHER 0 0 34375
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