13F-HR 1 f033102.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: Six East 43rd Street New York, NY 10017 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY May 7, 2002 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 117 FORM 13F INFORMATION TABLE VALUE TOTAL: $368,541,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AKER RGI 5.250 07/23/02 CONVERTIBLE BOND 401996W66 455 500000 PRN SOLE 500000 0 0 ALTERA CORP COM COM 021441100 1967 89950 SH SOLE 21750 0 68200 AMBAC INC COM 023139108 6427 108800 SH DEFINED 31300 6000 71500 AMERADA HESS CORP COM 023551104 9970 125628 SH DEFINED 37200 5700 82728 AMR CORP DEL COM 001765106 203 7682 SH SOLE 1182 0 6500 ANADARKO PETE CORP COM COM 032511107 1718 30447 SH SOLE 11465 0 18982 AON CORP COM COM 037389103 11246 321300 SH DEFINED 117900 12600 190800 APT SATELLITE HLDGS LTD SPONSO COM 00203R105 81 25600 SH SOLE 0 0 25600 AT & T WIRELESS COM COM 00209A106 317 35385 SH SOLE 18031 0 17354 AUTODIE CORP SDCV 7.000 5/01/1 CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 BAY AREA RECOVERY CENTER INC COM 072021108 0 32500 SH DEFINED 0 32500 0 BEDFORD PPTY INVS INC COM PAR COM 076446301 351 13700 SH SOLE 3700 0 10000 BEVERLY ENTERPRISES INC COM NE COM 087851309 320 44379 SH SOLE 1200 0 43179 BRANDYWINE RLTY TR SH BEN INT COM 105368203 440 18400 SH SOLE 900 0 17500 BRASCAN CORP LTD VTG SHS CL COM 10549P606 1950 89400 SH DEFINED 29600 1000 58800 BRISTOL MYERS SQUIBB CO COM 110122108 243 6000 SH SOLE 6000 0 0 BROOKFIELD PPTYS CORP COM COM 112900105 224 11800 SH DEFINED 400 10800 600 BURLINGTON RESOURCES INC COM 122014103 14579 363650 SH DEFINED 149200 700 213750 CABLEVISION SYS CORP CL A COM 12686C109 7347 216100 SH DEFINED 84800 7600 123700 CABOT OIL & GAS CORP COM 127097103 7302 294900 SH DEFINED 118500 500 175900 CAPSTAR HOTEL CO NOTE 4.750 10 CONVERTIBLE BOND 140918AC7 780 1000000 PRN SOLE 1000000 0 0 CHARTER COMMUNICATIONS INC DCL COM 16117M107 5411 479300 SH DEFINED 178500 22500 278300 CHEVRONTEXACO CORPORATION COM 166764100 6331 70137 SH SOLE 26229 0 43908 CITIGROUP INC. COM 172967101 5619 113479 SH DEFINED 39462 829 73188 CMS ENERGY 8.75 CONV PFD 07/01 CONVERTIBLE PREF 125896308 319 10800 SH SOLE 0 0 10800 CONTINENTAL AIRLS INC CL B COM 210795308 1246 44000 SH SOLE 6300 0 37700 COOPER CAMERON CORP COM COM 216640102 220 4300 SH SOLE 4000 0 300 CORNING INC COM 219350105 1082 142000 SH SOLE 100200 0 41800 CORPORATE OFFICE PPTYS TR COM COM 22002T108 825 62985 SH SOLE 15000 0 47985 COUNTRYWIDE CR INDS INC COM 222372104 14464 323208 SH DEFINED 198240 900 124068 D R HORTON INC COM COM 23331A109 2828 112530 SH DEFINED 32880 450 79200 DEVON ENERGY CORP NEW COM COM 25179M103 1933 40050 SH SOLE 24000 0 16050 DIAMOND OFFSHORE DRILLNG INCCO COM 25271C102 2057 65800 SH SOLE 15700 0 50100 DUFF & PHELPS UTILITIES INCOME COM 264324104 131 11575 SH SOLE 0 0 11575 E M C CORP MASS COM COM 268648102 304 25500 SH SOLE 3800 0 21700 EAUTOCLAIMS COM INC COM COM 278578109 58 110000 SH SOLE 110000 0 0 ENSCO INTL INC COM 26874Q100 2065 68500 SH SOLE 28800 0 39700 EOG RESOURCES INC. COM 26875P101 2720 67049 SH SOLE 43109 0 23940 EXXON CORPORATION COM 30231G102 818 18668 SH SOLE 2400 0 16268 FAMOUS FIXINS INC NEV COM COM 307071100 1 36500 SH SOLE 0 0 36500 FEDERAL HOME LN MTG CORP COM 313400301 5006 79000 SH DEFINED 29100 3800 46100 FIRST INDL RLTY TR INC COM 32054K103 19178 559950 SH SOLE 335400 0 224550 FRONTLINE LTD ORD COM G3682E127 1530 136600 SH DEFINED 68500 1900 66200 GATX CORP 7.500 02/01/07 CONVERTIBLE BOND 361448AB9 289 250000 PRN SOLE 250000 0 0 GENERAL ELEC CO COM 369604103 401 10698 SH DEFINED 0 600 10098 GENERAL MARITIME CORP SHS COM Y2692M103 688 57300 SH DEFINED 25900 25700 5700 GENERAL MOTORS 4.50% 03/06/32 COM 370442741 5356 201500 SH DEFINED 87200 1000 113300 GENERAL MOTORS 5.25% 03/06/35 COM 370442733 773 28300 SH DEFINED 14200 200 13900 GENERAL MTRS CORP CL H NEW COM 370442832 8046 489134 SH DEFINED 183560 19800 285774 GIBRALTAR STL CORP COM 37476F103 2354 108200 SH SOLE 89600 0 18600 GLOBAL SANTAFE CORPORATION COM G3930E101 2583 79004 SH SOLE 18215 0 60790 GOLDEN ST BANCORP INC LTGTN TR WARRANT AND RIGH 381197136 51 39000 SH SOLE 0 0 39000 HEARST-ARGYLE TELEVISION INCCO COM 422317107 6581 266100 SH DEFINED 98800 6900 160400 HONEYWELL INTERNATIONAL, INC. COM 438516106 6204 162100 SH DEFINED 55400 900 105800 HOUSEHOLD INTL INC COM COM 441815107 9111 160400 SH DEFINED 51500 7540 101360 I B M COM 459200101 3520 33849 SH SOLE 8500 0 25349 INTEL CORP COM 458140100 1928 63410 SH DEFINED 10500 6300 46610 ISTAR FINL INC COM COM 45031U101 469 16215 SH SOLE 2300 0 13915 KERR MCGEE CORP COM 492386107 6423 102200 SH DEFINED 46200 400 55600 KEYCORP NEW COM COM 493267108 2710 101700 SH DEFINED 22800 7500 71400 LABORATORY CORP AMER HLDGS COM COM 50540R409 949 9900 SH SOLE 2000 0 7900 LEXINGTON CORPORATE PPTYS TRCO COM 529043101 930 58200 SH SOLE 10400 0 47800 LIBERTY MEDIA CORP SERIES A CO COM 530718105 11243 889500 SH DEFINED 315700 32900 540900 LIBERTY PPTY TR SH BEN INT COM 531172104 1338 41500 SH SOLE 29800 0 11700 LINCOLN NATL CORP IND COM COM 534187109 10019 197500 SH DEFINED 71500 5900 120100 MARATHON OIL CORP COM COM 565849106 1538 53400 SH SOLE 25900 0 27500 MERISTAR HOSPITALITY CORP COM COM 58984Y103 635 34800 SH SOLE 3400 0 31400 MERISTAR HOTELS & RESORTS INCO COM 589988104 20 23803 SH SOLE 6065 0 17738 METLIFE INC COM 59156R108 8710 276500 SH DEFINED 102000 8300 166200 MICRON TECHNOLOGY INC COM 595112103 1338 40670 SH SOLE 17470 0 23200 MIRANT CORP COM COM 604675108 4238 293300 SH DEFINED 133000 800 159500 MONDAVI ROBERT CORP CL A COM 609200100 557 15500 SH SOLE 15500 0 0 MONSANTO CO NEW COM COM 61166W101 6378 201900 SH DEFINED 48800 11100 142000 NEW PLAN EXCEL RLTY TR INC COM COM 648053106 277 13800 SH SOLE 0 0 13800 NEWS CORP LTD ADR SPONS PREF COM 652487802 7775 323950 SH DEFINED 119400 12000 192550 NEXTEL COMMUNICATIONS INC CL A COM 65332V103 303 56300 SH SOLE 8600 0 47700 NOBLE DRILLING CORP COM 655042109 3504 84650 SH SOLE 35790 0 48860 NOKIA CORP SPONSORED ADR COM 654902204 1008 48600 SH SOLE 11900 0 36700 NUVEEN N Y MUN VALUE FD COM COM 67062M105 91 10000 SH SOLE 0 0 10000 OCEAN ENERGY INC. COM 67481E106 7249 366300 SH DEFINED 138400 18300 209600 OLD REP INTL CORP COM 680223104 12713 397655 SH DEFINED 130100 12900 254655 OMI CORP COM COM Y6476W104 2110 527500 SH DEFINED 306700 6000 214800 OVERSEAS SHIPHOLDING GROUP I COM 690368105 1086 44700 SH SOLE 30400 0 14300 PEABODY ENERGY CORP COM COM 704549104 2300 79450 SH DEFINED 31400 300 47750 PENN VIRGINIA RESOURCE PART COM 707884102 4594 192600 SH SOLE 92300 0 100300 PETRO-CDA COM 71644E102 2477 95960 SH SOLE 32900 0 63060 PRUDENTIAL FINANCIAL INC COM 744320102 3838 123600 SH DEFINED 44400 4900 74300 PULTE CORP COM 745867101 10604 221600 SH DEFINED 80500 6200 134900 REPUBLIC SERVICES INC COM 760759100 2416 129350 SH SOLE 34900 0 94450 SCHERING PLOUGH CORP COM 806605101 685 21892 SH SOLE 4900 0 16992 SEACOR SMIT INC COM 811904101 617 12600 SH SOLE 10350 0 2250 SEMCO ENERGY INC. 11% PFD 8/16 CONVERTIBLE PREF 78412D307 816 94600 SH SOLE 41200 0 53400 SIERRA PACIFIC RES PIES CON 9. CONVERTIBLE PREF 826428203 1693 31300 SH SOLE 12000 0 19300 SINCLAIR BROADCAST GROUP INCCL COM 829226109 1131 83450 SH SOLE 28150 0 55300 SOVEREIGN BANCORP INC COM COM 845905108 2204 156900 SH DEFINED 19200 800 136900 STELMAR SHIPPING LIMITED COM V8726M103 2642 158000 SH DEFINED 44100 1000 112900 SUN MICROSYSTEMS INC COM 866810104 104 11800 SH DEFINED 0 3000 8800 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 3094 139700 SH DEFINED 67200 500 72000 SUNRISE ASSISTED SRZ 5.250 02/ CONVERTIBLE BOND 86768KAD8 479 500000 PRN SOLE 500000 0 0 TEEKAY SHIPPING CORP COM COM Y8564W103 3751 98400 SH DEFINED 43600 500 54300 TENET HEALTHCARE CORP COM 88033G100 798 11900 SH SOLE 2100 0 9800 TESORO PETE CORP COM 881609101 819 58300 SH DEFINED 1700 1800 54800 TEXAS INSTRS INC COM 882508104 4121 124500 SH SOLE 60525 0 63975 TJX COS INC NEW COM 872540109 808 20200 SH SOLE 4300 0 15900 TORCHMARK CORP COM COM 891027104 3614 89700 SH SOLE 36100 0 53600 TRANSOCEAN SEDCO FOREX INC COM COM G90078109 6026 181348 SH SOLE 62620 0 118728 TRAVELERS PROPERTY CASUALTY CO COM 89420G109 318 15900 SH DEFINED 2400 1400 12100 TSAKOS ENERGY NAVIGATION LTDSH COM G9108L108 667 43800 SH DEFINED 26500 7800 9500 TYCO INTL LTD NEW COM COM 902124106 1958 60580 SH DEFINED 18400 7730 34450 U S BANCORP COM 902973304 7010 310600 SH DEFINED 70500 11800 228300 UAL CORP PAR $0.01 COM 902549500 286 17500 SH SOLE 14000 0 3500 UNITED DEFENSE INDUSTRIES COM 91018B104 1439 53700 SH DEFINED 18700 8800 26200 USG CORP NEW COM 903293405 198 28300 SH SOLE 11000 0 17300 VALERO ENERGY CORP COM 91913Y100 13464 271900 SH DEFINED 116100 8700 147100 WASHINGTON MUT INC COM COM 939322103 1782 53800 SH DEFINED 24400 4300 25100 WASTE MGMT INC DEL COM COM 94106L109 226 8300 SH SOLE 3400 0 4900 WILSHIRE TECHNOLOGIES INC WTS. WARRANT AND RIGH 972000111 0 34375 SH DEFINED 0 34375 0
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