13F-HR 1 f093001.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Institutional Investment Manager Filing this Report: NAME: Glickenhaus & Co. ADDRESS: Six East 43rd Street New York, NY 10017 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Linda Anderson Title: Director and Principal Phone: 212-953-7872 Signature, Place, and Date of Signing: Linda Anderson New York, NY October 31, 2001 Report Type Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 116 FORM 13F INFORMATION TABLE VALUE TOTAL: $286,064,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AGERE SYS INC CL A COM 00845V100 122 29400 SH DEFINED 12200 3300 13900 AKER RGI 5.250% 07/23/02 CONVERTIBLE BOND 401996W66 455 500000 PRN SOLE 500000 0 0 ALTERA CORP COM COM 021441100 1853 113150 SH SOLE 45250 0 67900 AMERICAN EXPRESS CO COM 025816109 2037 70100 SH DEFINED 40300 200 29600 AMR CORP DEL COM 001765106 426 22282 SH SOLE 12882 0 9400 ANADARKO PETE CORP COM COM 032511107 1553 32303 SH SOLE 11465 0 20838 AON CORP COM COM 037389103 9605 228700 SH DEFINED 80100 400 148200 APT SATELLITE HLDGS LTD SPONSO COM 00203R105 68 28500 SH SOLE 1900 0 26600 AT & T WIRELESS COM COM 00209A106 768 51426 SH DEFINED 7836 3957 39633 AT&T CORP COM 001957109 255 13198 SH DEFINED 0 12298 900 AUTODIE CORP SDCV 7.000 5/01/1 CONVERTIBLE BOND 052770AA2 0 675000 PRN SOLE 675000 0 0 BAY AREA RECOVERY CENTER INC COM 072021108 2 32500 SH DEFINED 0 32500 0 BEAR STEARNS COS INC COM 073902108 3762 75224 SH SOLE 27361 0 47863 BECKMAN COULTER INC COM COM 075811109 1301 29400 SH DEFINED 1800 300 27300 BEDFORD PPTY INVS INC COM PAR COM 076446301 277 13700 SH SOLE 3700 0 10000 BEVERLY ENTERPRISES INC COM NE COM 087851309 462 45279 SH SOLE 1200 0 44079 BRANDYWINE RLTY TR SH BEN INT COM 105368203 392 18400 SH SOLE 900 0 17500 BRASCAN CORP LTD VTG SHS CL COM 10549P606 1513 91700 SH DEFINED 22600 500 68600 BRISTOL MYERS SQUIBB CO COM 110122108 10079 181400 SH DEFINED 56400 500 124500 BURLINGTON RESOURCES INC COM 122014103 14211 415400 SH DEFINED 169850 300 245250 CABOT OIL & GAS CORP COM 127097103 6183 309900 SH DEFINED 123700 500 185700 CANADIAN HOTL INCM PPTY REITUN COM 135928109 944 191088 SH SOLE 191088 0 0 CAPSTAR HOTEL CO NOTE 4.750% 1 CONVERTIBLE BOND 140918AC7 780 1000000 PRN SOLE 1000000 0 0 CAPSTEAD MTG CORP PFD B CV $1. CONVERTIBLE PREF 14067E308 240 20000 SH SOLE 20000 0 0 CHESAPEAKE ENERGY CORP COM COM 165167107 57 10000 SH SOLE 10000 0 0 CHEVRON CORP COM 166751107 581 6850 SH SOLE 1350 0 5500 CISCO SYSTEMS INC. COM 17275R102 139 11400 SH DEFINED 0 10000 1400 CITIGROUP INC. COM 172967101 6314 155913 SH DEFINED 54058 429 101426 CMS ENERGY 8.75 CONV PFD 07/01 CONVERTIBLE PREF 125896308 2355 77200 SH SOLE 46900 0 30300 CONTINENTAL AIRLS INC CL B COM 210795308 260 17300 SH SOLE 1300 0 16000 COOPER CAMERON CORP COM COM 216640102 590 18000 SH SOLE 18000 0 0 CORNING INC COM 219350105 1004 113800 SH SOLE 60800 0 53000 CORPORATE OFFICE PPTYS TR COM COM 22002T108 891 81700 SH SOLE 35200 0 46500 COUNTRYWIDE CR INDS INC COM 222372104 9008 205058 SH SOLE 122240 0 82818 D R HORTON INC COM COM 23331A109 1784 85520 SH DEFINED 26920 300 58300 DELPHI FINL GROUP INC CL A COM 247131105 1631 48260 SH SOLE 33560 0 14700 DEVON ENERGY CORP NEW COM COM 25179M103 344 10000 SH SOLE 5000 0 5000 DIAMOND OFFSHORE DRILLNG INCCO COM 25271C102 1895 75150 SH SOLE 22750 0 52400 DU PONT E I DE NEMOURS CO COM 263534109 1313 35000 SH SOLE 14400 0 20600 DUFF & PHELPS UTILITIES INCOME COM 264324104 124 11575 SH SOLE 0 0 11575 E M C CORP MASS COM COM 268648102 397 33800 SH SOLE 12100 0 21700 EAUTOCLAIMS COM INC COM COM 278578109 77 110000 SH SOLE 110000 0 0 ELAN PLC ADR COM 284131208 315 6500 SH DEFINED 0 6000 500 ENSCO INTL INC COM 26874Q100 1120 76600 SH SOLE 34600 0 42000 EOG RESOURCES INC. COM 26875P101 3386 117049 SH SOLE 59800 0 57249 EQUITY OFFICE PPTYS TR COM COM 294741103 877 27409 SH SOLE 11455 0 15954 EXXON CORPORATION COM 30231G102 756 19176 SH SOLE 2400 0 16776 FANNIE MAE COM 313586109 248 3100 SH SOLE 3100 0 0 FELCOR LODGING TR INC COM COM 31430F101 168 12500 SH SOLE 12500 0 0 FIRST INDL RLTY TR INC COM 32054K103 17462 582050 SH SOLE 351500 0 230550 FMC CORP NEW COM 302491303 250 5100 SH SOLE 5100 0 0 FRONTLINE LTD ORD COM G3682E127 2258 248100 SH DEFINED 89000 400 158700 GENERAL ELEC CO COM 369604103 450 12098 SH SOLE 0 0 12098 GENERAL MARITIME CORP SHS COM Y2692M103 143 16000 SH SOLE 15000 0 1000 GENERAL MTRS CORP CL H NEW COM 370442832 6281 471174 SH DEFINED 174040 800 296334 GIBRALTAR STL CORP COM 37476F103 1634 108200 SH SOLE 89600 0 18600 GLOBAL MARINE INC NEW COM 379352404 1736 124000 SH SOLE 38500 0 85500 GOLDEN ST BANCORP INC LTGTN TR WARRANT AND RIGH 381197136 51 40600 SH SOLE 0 0 40600 HEARST-ARGYLE TELEVISION INCCO COM 422317107 5782 330400 SH SOLE 114600 0 215800 HONEYWELL INTERNATIONAL, INC. COM 438516106 4359 165100 SH DEFINED 50200 300 114600 I B M COM 459200101 3113 33937 SH SOLE 6500 0 27437 ICN PHARMACEUTICAL INC NEW COM 448924100 5465 207394 SH SOLE 123070 0 84324 IMC GLOBAL INC COM 449669100 298 33100 SH SOLE 10000 0 23100 INTEL CORP COM 458140100 1493 73050 SH DEFINED 27600 6050 39400 ISTAR FINL INC COM COM 45031U101 401 16215 SH SOLE 2300 0 13915 KERR MCGEE CORP COM 492386107 5835 112400 SH DEFINED 40400 200 71800 LEXINGTON CORPORATE PPTYS TRCO COM 529043101 853 58200 SH SOLE 10400 0 47800 LIBERTY PPTY TR SH BEN INT COM 531172104 1191 41500 SH SOLE 29800 0 11700 LINCOLN NATL CORP IND COM COM 534187109 3301 70800 SH DEFINED 28700 200 41900 MERISTAR HOSPITALITY CORP COM COM 58984Y103 367 34800 SH SOLE 3400 0 31400 MERISTAR HOTELS & RESORTS INCO COM 589988104 24 23803 SH SOLE 6065 0 17738 METLIFE INC COM 59156R108 8364 281600 SH DEFINED 105000 400 176200 MICRON TECHNOLOGY INC COM 595112103 1141 60620 SH SOLE 40020 0 20600 MISSOURI KANS TEX RR CO NON IN COM 606113207 406 3798 SH SOLE 3798 0 0 MONDAVI ROBERT CORP CL A COM 609200100 623 17500 SH SOLE 17500 0 0 NEW PLAN EXCEL RLTY TR INC COM COM 648053106 236 13800 SH SOLE 0 0 13800 NEWS CORP LTD ADR SPONS PREF COM 652487802 6581 309100 SH DEFINED 117550 400 191150 NEXTEL COMMUNICATIONS INC CL A COM 65332V103 251 29000 SH SOLE 10700 0 18300 NOBLE DRILLING CORP COM 655042109 2111 87950 SH SOLE 41090 0 46860 NOKIA CORP SPONSORED ADR COM 654902204 833 53200 SH SOLE 15100 0 38100 NUVEEN N Y MUN VALUE FD COM COM 67062M105 95 10000 SH SOLE 0 0 10000 OCEAN ENERGY INC. COM 67481E106 4007 245800 SH DEFINED 131600 800 113400 OLD REP INTL CORP COM 680223104 8174 311855 SH DEFINED 108200 600 203055 OMI CORP COM COM Y6476W104 3524 833100 SH SOLE 351900 0 481200 OVERSEAS SHIPHOLDING GROUP I COM 690368105 4528 205800 SH SOLE 71900 0 133900 PETRO-CDA COM 71644E102 2376 96775 SH SOLE 32900 0 63875 POTASH CORP SASK INC COM 73755L107 1103 19800 SH SOLE 2200 0 17600 PULTE CORP COM 745867101 3148 102700 SH DEFINED 25500 400 76800 REPUBLIC SERVICES INC COM 760759100 2137 131900 SH SOLE 34900 0 97000 ROCKWELL COLLINS INC COM COM 774341101 1556 109600 SH DEFINED 16000 1000 92600 ROCKWELL INTL CORP NEW COM COM 773903109 451 30700 SH SOLE 15100 0 15600 SEACOR SMIT INC COM 811904101 450 12600 SH SOLE 10350 0 2250 SEMCO ENERGY INC. 11% PFD 8/16 CONVERTIBLE PREF 78412D307 1358 114600 SH SOLE 61200 0 53400 SINCLAIR BROADCAST GROUP INCCL COM 829226109 5955 738850 SH DEFINED 259550 1000 478300 SOVEREIGN BANCORP INC COM COM 845905108 6359 669400 SH SOLE 183400 0 486000 STELMAR SHIPPING LIMITED COM V8726M103 2169 155450 SH DEFINED 60650 1000 93800 SUN MICROSYSTEMS INC COM 866810104 93 11200 SH DEFINED 0 8000 3200 SYMBOL TECHNOLOGIES INC COM COM 871508107 135 12889 SH DEFINED 0 12889 0 TEEKAY SHIPPING CORP COM COM Y8564W103 8830 283200 SH DEFINED 103100 500 179600 TESORO PETE CORP COM 881609101 528 44400 SH SOLE 6300 0 38100 TEXACO INC COM 881694103 5545 85300 SH SOLE 34300 0 51000 TEXAS INSTRS INC COM 882508104 3251 130125 SH SOLE 68725 0 61400 TEXTRON INC COM 883203101 864 25700 SH SOLE 11500 0 14200 TORCHMARK CORP COM COM 891027104 3853 98800 SH SOLE 36100 0 62700 TRANSOCEAN SEDCO FOREX INC COM COM G90078109 5792 219400 SH SOLE 94084 0 125316 TRINITY INDS INC COM 896522109 294 13600 SH SOLE 6900 0 6700 TRIZEC HAHN CORP SUB VTG COM 896938107 8738 485200 SH DEFINED 168500 900 315800 ULTRA PETE CORP COM COM 903914109 40 10000 SH SOLE 10000 0 0 USG CORP NEW COM 903293405 316 84762 SH SOLE 34400 0 50362 USX MARATHON GROUP COM 902905827 10679 399200 SH SOLE 154600 0 244600 VALERO ENERGY CORP COM 91913Y100 11067 315300 SH DEFINED 120200 400 194700 VERIZON COMMUNICATIONS COM 92343V104 287 5300 SH DEFINED 152 2000 3148 WASTE MGMT INC DEL COM COM 94106L109 663 24800 SH SOLE 19900 0 4900 WESTERN GAS RES INC COM 958259103 521 20000 SH SOLE 20000 0 0 WILSHIRE TECHNOLOGIES INC WARR WARRANT AND RIGH 972000111 0 34375 SH DEFINED 0 34375 0 YOUNG BROADCASTING INC CL A COM 987434107 963 66400 SH DEFINED 15100 300 51000
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