-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ey5seTz/XWNzaOZZY6ti5DXnMsFrv0ThUWWYFIC5PLqOEP6ihZrhgzoRLFzXa/IS MRCzt1EpK+NMJSOGVLsdiw== 0001095449-06-000029.txt : 20060215 0001095449-06-000029.hdr.sgml : 20060215 20060215160617 ACCESSION NUMBER: 0001095449-06-000029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060215 DATE AS OF CHANGE: 20060215 EFFECTIVENESS DATE: 20060215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 06621971 BUSINESS ADDRESS: STREET 1: 1224 EAST GREEN STREET, SUITE 200 CITY: PASADENA STATE: CA ZIP: 91106-3171 BUSINESS PHONE: (626) 796-6622 MAIL ADDRESS: STREET 1: 1224 EAST GREEN STREET, SUITE 200 CITY: PASADENA STATE: CA ZIP: 91106-3171 13F-HR 1 f13f2005-12.txt FORM 13F FOR DECEMBER 31, 2005 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2005 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Wilshire Securities Management, Inc. Address: 1224 East Green Street, Suite 200 Pasadena, CA 91106 13F File Number: 028-00983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott W. Hood Title: President Phone: (800) 858-0679 Signature, Place, and Date of Signing: /s/ Scott W. Hood Pasadena, CA Date February 14, 2006 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 159 Form 13F Information Table Value Total: $359,019,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21st Century Hld Wts Exp 9/30/ Com 90136Q134 711 158000 SH SOLE 120000 38000 21st Century Hldg Co Com 90136Q100 12899 753912 SH SOLE 96132 657780 21st Century Holding Co Wts ex Com 90136Q118 200 57145 SH SOLE 57145 0 Abx Air Inc Com 00080S101 446 56810 SH SOLE 19810 37000 Ace Cash Express Com 004403101 6397 273943 SH SOLE 33500 240443 Agco Corp Com 001084102 843 50900 SH SOLE 0 50900 Allied Capital Corp New Com 01903Q108 5483 186688 SH SOLE 27600 159088 American Physicians Com 028882108 2983 226018 SH SOLE 9900 216118 American Water Star Inc Com 030409106 4 100000 SH SOLE 100000 0 Amerisafe Inc Com 03071H100 1511 150000 SH SOLE 95000 55000 Andersons Inc Com 034164103 18539 430350 SH SOLE 23700 406650 Aquila Inc Com 03840P102 36 10000 SH SOLE 0 10000 Asconi Corp New Com 04363Q204 38 124100 SH SOLE 50900 73200 Asta Funding Inc Com 046220109 11112 406425 SH SOLE 15500 390925 AT & T Inc. Com 00206R102 607 24769 SH SOLE 3621 21148 Atlantic Tele Network Com 049079205 8198 195649 SH SOLE 18600 177049 BB Holdings Limited Com P1622X106 8833 1304737 SH SOLE 58300 1246437 BeniHana Com 082047101 234 10200 SH SOLE 0 10200 Beverly Enterprises Com 087851309 1328 113800 SH SOLE 5000 108800 Bradley Pharmaceuticals Inc Com 104576103 105 11000 SH SOLE 11000 0 Bridgetech Holdings Intl Com 10845P102 71 25000 SH SOLE 25000 0 Candente Resource Group Com 13739Y106 15 25000 SH SOLE 25000 0 Carlisle Group Ltd Ord Com P21241107 897 498493 SH SOLE 23120 475373 Carriage Services Inc Com 143905107 7071 1414240 SH SOLE 104500 1309740 Cash America Intl Inc Com 14754D100 5637 243100 SH SOLE 25000 218100 Center Finl Corp Calif Com 15146E102 309 12282 SH SOLE 0 12282 China Bak Battery, Inc Com 16936Y100 7315 680446 SH SOLE 680446 0 China Fund Inc. Com 169373107 1509 65100 SH SOLE 500 64600 Chindex Intl Inc Com 169467107 1831 359668 SH SOLE 61165 298503 Cleco Corp New Com 12561W105 229 11000 SH SOLE 0 11000 Comtech Group Inc Com 205821200 373 60000 SH SOLE 60000 0 Conocophillips Com 20825C104 1886 32420 SH SOLE 22420 10000 Consumer Port Svcs Inc Com 210502100 163 28400 SH SOLE 1700 26700 Deli Solar USA Inc Com 24688L102 2793 385240 SH SOLE 11524 373716 Direct General Corp Com 25456W204 9871 584077 SH SOLE 50254 533823 Discovery Bancorp Com 25470B103 324 21242 SH SOLE 21242 0 DTE Energy Co Hldgs. Com 233331107 6982 161650 SH SOLE 14400 147250 Duke Energy Corp Com 264399106 2284 83200 SH SOLE 19500 63700 East West Bancorp Inc Com 27579R104 4141 113495 SH SOLE 0 113495 Eden Bioscience Corp Com 279445100 16 26885 SH SOLE 26885 0 Edison International Com 281020107 218 5000 SH SOLE 5000 0 Educational Dev Corp. Com 281479105 219 27000 SH SOLE 25000 2000 EFJ Inc Com 26843B101 406 40000 SH SOLE 4000 36000 Enterprise Products Partners Com 293792107 391 16290 SH SOLE 10498 5792 Eplus Inc Com 294268107 778 56575 SH SOLE 0 56575 Excelligence Learning Com 300684107 552 78599 SH SOLE 9599 69000 Ezcorp Inc Com 302301106 1256 82184 SH SOLE 600 81584 First Cash Financial Service Com 31942D107 1206 41350 SH SOLE 200 41150 First Regional Bancorp Com 33615C101 243 3600 SH SOLE 3600 0 First Vietnamese American Bank Com 337468102 220 22000 SH SOLE 22000 0 Fresh Delmonte Com G36738105 3052 134036 SH SOLE 7000 127036 Friedman Billings Ramsey Group Com 358434108 672 67900 SH SOLE 1000 66900 Gander Mountain Company Com 36471P108 758 127990 SH SOLE 4690 123300 Geo Group Inc Com 929798106 229 10000 SH SOLE 1000 9000 Global Aircraft Solutions Com 378964100 17 11000 SH SOLE 11000 0 Global Oceanic Carriers LTD St Com G39768109 60 78000 SH SOLE 78000 0 Great American Finl Res Inc Com 389915109 823 41500 SH SOLE 100 41400 Greater Bay Bancorp Com 391648102 256 10000 SH SOLE 1000 9000 Greater China Fund Inc. Com 39167B102 2316 177601 SH SOLE 10699 166902 Hanmi Bank Com 410495105 2240 125410 SH SOLE 0 125410 Hanover Foods Cl A Com 41078W100 472 4165 SH SOLE 3612 553 Harbin Electric Inc Com 41145W109 16156 1994608 SH SOLE 4000 1990608 Healthcare Svcs Group Com 421906103 270 13049 SH SOLE 337 12712 Hemacare Corp Com 423498104 116 76000 SH SOLE 76000 0 Heng Tai Consumables Group Ltd Com G44035106 373 3110000 SH SOLE 3110000 0 Home Depot Inc Com 437076102 202 5000 SH SOLE 5000 0 Humana Inc Com 444859102 941 17325 SH SOLE 500 16825 Hungarian Tel & Cable Corp Com 445542103 7942 510733 SH SOLE 42798 467935 Imagenetix Inc Com 45247F104 624 245800 SH SOLE 6300 239500 Imax Corp. Com 45245E109 1253 177500 SH SOLE 5500 172000 Intl Absorbents Inc New Com 45885E203 1336 422800 SH SOLE 16300 406500 Intl Displayworks Inc Com 459412102 483 81317 SH SOLE 81317 0 ITLA Capital Corp Com 450565106 923 18885 SH SOLE 0 18885 Itron Corp. Com 465741106 5245 130987 SH SOLE 10921 120066 Jakks Pacific Com 47012E106 624 29798 SH SOLE 20075 9723 Japan Equity Fund Inc Com 471057109 248 27000 SH SOLE 0 27000 Japan Smaller Capitalization F Com 47109U104 284 18665 SH SOLE 7333 11332 Jilin Chem Indl Ltd Com 477418107 478 13400 SH SOLE 2000 11400 Jinpan Intl Ltd Com G5138L100 2076 345956 SH SOLE 9700 336256 Korean Equity Fd Com 50063B104 190 20500 SH SOLE 2000 18500 Landec Corp Com 514766104 830 107086 SH SOLE 12000 95086 Landry's Restaurant Inc Com 51508L103 371 13900 SH SOLE 0 13900 Lannett Company Com 516012101 81 11000 SH SOLE 11000 0 Lenox Group Inc Com 526262100 139 10500 SH SOLE 0 10500 Lo Jack Corp. Com 539451104 1014 42038 SH SOLE 3000 39038 Lone Star Tech Com 542312103 3660 70850 SH SOLE 650 70200 Lowrance Electronics Inc Com 548900109 16946 647536 SH SOLE 47435 600101 Lucent Technologies Com 549463107 239 89688 SH SOLE 0 89688 Lyondell Chemical Corp Com 552078107 5426 227800 SH SOLE 19500 208300 Malaysia Fund Inc Com 560905101 148 28600 SH SOLE 2000 26600 Management Network Grp Com 561693102 24 10000 SH SOLE 10000 0 MDU Resources Group Inc Com 552690109 6610 201905 SH SOLE 24400 177505 Merisel Inc. Com 589849306 1631 214597 SH SOLE 39978 174619 Methanex Corp Com 59151K108 4128 220285 SH SOLE 24000 196285 MetLife Inc Com 59156R108 970 19800 SH SOLE 13800 6000 MFRI Inc Com 552721102 188 34942 SH SOLE 0 34942 Michael Baker Corp Com 057149106 319 12500 SH SOLE 1000 11500 Mirant Corp. Com 604675108 21 16000 SH SOLE 0 16000 Mitcham Inds. Inc. Com 606501104 19036 1089630 SH SOLE 90839 998791 Mobile Mini Inc. Com 6074OF105 1583 33400 SH SOLE 5600 27800 Monsanto Com 61166W101 581 7500 SH SOLE 0 7500 Motorcar Parts & Accessories Com 620071100 2637 265000 SH SOLE 34700 230300 National Atlantic Holdings Cor Com 63253Y107 371 33900 SH SOLE 0 33900 Natl Western Life Ins Com 638522102 657 3175 SH SOLE 1300 1875 Natures Sunshine Products Com 639027101 22340 1235623 SH SOLE 173410 1062213 Neoforma Inc Com 640475505 533 53812 SH SOLE 25012 28800 Netguru Inc Com 64111K107 899 809729 SH SOLE 294812 514917 New Market Corp. Com 651587107 724 29600 SH SOLE 500 29100 Nicholas Finl Com 65373J209 255 24225 SH SOLE 24225 0 Nokia Corp Spons Com 654902204 320 17500 SH SOLE 17500 0 Northern Technologies Intl Com 665809109 68 10000 SH SOLE 10000 0 Northwest Airlines Inc. Com 667280101 5 10000 SH SOLE 10000 0 Octel Corp Com 675727101 2545 156400 SH SOLE 9500 146900 Oriental Financial Group Inc Com 68618W100 226 18300 SH SOLE 0 18300 Overhill Farms Com 690212105 1220 348661 SH SOLE 348661 0 Owens Ill Inc Conv Pfd Com 690768502 500 14700 SH SOLE 0 14700 Owens Illinois Inc Com 690768403 4058 192850 SH SOLE 17750 175100 Pain Care Holdings Inc Com 69562E104 424 130000 SH SOLE 0 130000 Paula Financial Del Com 703588103 973 481618 SH SOLE 14950 466668 Pediatric Svcs America Com 705323103 2491 176643 SH SOLE 26194 150449 Perma Fix Environmental Com 714157104 69 41250 SH SOLE 41250 0 PHC Inc Mass Cl A Com 693315103 669 321737 SH SOLE 0 321737 PMA Cap Corp Cl A Com 693419202 305 33400 SH SOLE 10000 23400 Pro-Dex Inc Colo Com 74265M106 1775 724485 SH SOLE 50845 673640 Proliance Intl Inc Com 74340R104 499 94300 SH SOLE 13200 81100 Q.E.P. CO INC Com 74727K102 3430 319681 SH SOLE 7278 312403 QC Holdings Inc Com 74729T101 415 36000 SH SOLE 25000 11000 R & B Inc. Com 749124103 658 69400 SH SOLE 8400 61000 Radio Logics Com 75040K109 126 41400 SH SOLE 5000 36400 River City Bank Mechanicsville Com 768037103 159 15000 SH SOLE 15000 0 RTWI Inc Com 74974R206 4387 472745 SH SOLE 39100 433645 Russell Corp Com 782352108 797 59200 SH SOLE 1000 58200 Safety Components New Intl Inc Com 786474205 223 15400 SH SOLE 3000 12400 San Diego Community Bank Com 32054G102 352 49552 SH SOLE 49552 0 Sand Technologies Inc CL A New Com 799774302 17 25000 SH SOLE 25000 0 Scientific Learning Corp Com 808760102 113 20000 SH SOLE 20000 0 Seagate Technologies Com G7945J104 8615 430961 SH SOLE 58050 372911 Segements Restricted Com 815801105 62 90500 SH SOLE 90500 0 Seitel Inc Com 816074405 184 87900 SH SOLE 60000 27900 Service Corp Intl. Com 817565104 10531 1287355 SH SOLE 70426 1216929 Sherwood Brands Inc Com 82437L104 508 503400 SH SOLE 67000 436400 Singapore Fd Com 82929L109 678 70600 SH SOLE 0 70600 St. Paul's Travelers Co. Com 792860108 10236 229151 SH SOLE 39553 189598 Stonemor Partners Ltd Partners Com 86183Q100 853 41600 SH SOLE 4200 37400 Sunwin Intl Neutraceutical Com 867877102 292 1271650 SH SOLE 1120700 150950 Superconductive Components Inc Com 868048307 938 250000 SH SOLE 250000 0 Superconductor Tech Inc. Com 867931107 7 16000 SH SOLE 0 16000 Sweet Success Enterprise Com 87042Q109 178 137100 SH SOLE 137100 0 Tag-it Pac Inc Com 873774103 86 238500 SH SOLE 25800 212700 Thai Capital Fund Com 882905201 2304 256300 SH SOLE 2000 254300 Tupperware Corp. Com 899896104 493 22000 SH SOLE 2000 20000 UCBH Holdings Inc Com 90262T308 1311 73300 SH SOLE 0 73300 Vita Foods Products Inc Com 928450105 43 25000 SH SOLE 0 25000 Volt Information Sci Inc Com 928703107 567 29800 SH SOLE 0 29800 Warrantech Corp. Com 934648304 69 177800 SH SOLE 15100 162700 Waste Industries USA, Inc. Com 941057101 129 10000 SH SOLE 0 10000 Whole Living Inc Com 96683U105 4 30000 SH SOLE 30000 0 Wilshire Bancorp Com 97200A101 3327 193545 SH SOLE 4800 188745 YP. Net Inc Com 987824109 45 81000 SH SOLE 32000 49000
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