-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OQ7vfvz8hn33KN6CLkUFHS1QlWEUsjtjz7wT7JzoKGT21XONy0zWsTwrdWTF8Tvn BP/HZkFS6kmEYsWm87MWDg== 0001095449-05-000037.txt : 20050216 0001095449-05-000037.hdr.sgml : 20050216 20050216125623 ACCESSION NUMBER: 0001095449-05-000037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050216 DATE AS OF CHANGE: 20050216 EFFECTIVENESS DATE: 20050216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 05619995 BUSINESS ADDRESS: STREET 1: 600 S LAKE STREET STREET 2: SUITE 100 CITY: PASADENA STATE: CA ZIP: 91106 BUSINESS PHONE: 6267966622 MAIL ADDRESS: STREET 1: 600 SOUTH LAKE AVE STE 100 CITY: PASADENA STATE: CA ZIP: 91106 13F-HR 1 f13f2004-12.txt FORM 13F FOR DECEMBER 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2004 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Wilshire Securities Management, Inc. Address: 600 S. Lake Avenue, Suite 100 Pasadena, CA 91106 13F File Number: 028-00983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott W. Hood Title: President Phone: (800) 858-0679 Signature, Place, and Date of Signing: /s/ Scott W. Hood Pasadena, CA Date February 14, 2005 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 129 Form 13F Information Table Value Total: $247,148,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21st Century Hldg Co COM 90136Q100 3687 252510 SH SOLE 16800 235710 ABLE Lab Inc New COM 00371N407 420 18500 SH SOLE 1000 17500 Abx Air Inc COM 00080S101 532 59810 SH SOLE 19810 40000 Ace Cash Express COM 4403101 617 20800 SH SOLE 3500 17300 Agco Corp COM 1084102 1278 58400 SH SOLE 58400 Allied Capital Corp New COM 019003Q10 1962 75911 SH SOLE 2400 73511 American Physicians COM 2882108 2396 230563 SH SOLE 9900 220663 Andersons Inc COM 34164103 10408 408150 SH SOLE 34200 373950 Annondale Corp COM 35712108 10 10000 SH SOLE 10000 0 Aquila Inc COM 03840P102 37 10000 SH SOLE 300 9700 Asconi Corp COM 04363Q204 196 57900 SH SOLE 50900 7000 Asta Funding Inc COM 46220109 9089 338654 SH SOLE 16500 322154 AT&T Corp. New COM 1957109 968 50800 SH SOLE 17550 33250 Atlantic Tele Network COM 49079205 5876 180815 SH SOLE 19100 161715 Bellsouth Tele Commun COM 079867AJ6 103 100000 SH SOLE 100000 0 BeniHana COM 82047101 183 11200 SH SOLE 11200 Beverly Enterprises COM 87851309 586 64000 SH SOLE 5000 59000 Calif St Var Purp Go COM 13062PPS5 48 50000 SH SOLE 50000 0 California State Non-Call COM 130623KP5 229 200000 SH SOLE 200000 0 Carlisle Hldgs. Ltd. COM P21277101 8365 1155353 SH SOLE 56200 1099153 Carriage Services Inc COM 143905107 7615 1541440 SH SOLE 158600 1382840 Center Finl Corp Calif COM 15146E102 11923 595572 SH SOLE 25864 569708 Chindex Intl Inc COM 169467107 588 56539 SH SOLE 56539 0 Cleco Corp New COM 12561W105 223 11000 SH SOLE 11000 Comtech Group Inc COM 205821101 269 90000 SH SOLE 90000 0 Consumer Port Svcs Inc COM 210502100 136 28400 SH SOLE 1700 26700 CTI Inds Corp New COM 125961300 93 63867 SH SOLE 9904 53963 Department 56 Inc COM 249509100 450 27000 SH SOLE 4000 23000 Duke Energy Corp COM 264399106 2158 85200 SH SOLE 19500 65700 East West Bancorp Inc COM 27579R104 4825 115000 SH SOLE 115000 Educational Dev Corp. COM 281479105 330 32000 SH SOLE 30000 2000 Enterprise Products Partners COM 293792107 421 16290 SH SOLE 10498 5792 Eplus Inc COM 294268107 366 31000 SH SOLE 31000 Ezcorp Inc COM 302301106 18743 1216300 SH SOLE 116700 1099600 First Cash Financial Service COM 31942D107 1128 42150 SH SOLE 42150 First Regional Bancorp COM 33615C101 270 5000 SH SOLE 5000 0 Fresh Delmonte COM G36738105 8114 274032 SH SOLE 32700 241332 Friedman Billings Ramsey Group COM 358434108 946 48800 SH SOLE 48800 Gander Mountain Company COM 36471P108 1713 132800 SH SOLE 2000 130800 Geo Group Inc COM 929798106 266 10000 SH SOLE 1000 9000 Global Aircraft Solutions COM 378964100 9 11000 SH SOLE 11000 0 Greater Bay Bancorp COM 391648102 306 11000 SH SOLE 1000 10000 Greater China Fund Inc. COM 39167B102 1632 103600 SH SOLE 8200 95400 Haggar Corp COM 405173105 598 25466 SH SOLE 3000 22466 Hanmi Bank COM 410495105 2362 65734 SH SOLE 65734 Hanover Foods Cl A COM 41078W100 309 3412 SH SOLE 3412 0 Headwaters Inc COM 42210P102 325 11402 SH SOLE 2000 9402 Hemacare Corp COM 423498104 118 76000 SH SOLE 76000 0 Home Depot Inc COM 437076102 214 5000 SH SOLE 5000 0 Horizon Health Corp COM 44041Y104 5024 180193 SH SOLE 27000 153193 Humana Inc COM 444859102 612 20600 SH SOLE 500 20100 Hungarian Tel & Cable Corp COM 445542103 4820 334700 SH SOLE 12500 322200 Imax Corp. COM 45245E109 1147 139000 SH SOLE 5500 133500 Intl Absorbents Inc New COM 45885E203 668 131300 SH SOLE 15600 115700 Intl Displayworks Inc COM 459412102 2571 300967 SH SOLE 280967 0 Iris International Inc COM 46270W105 402 41200 SH SOLE 41200 0 ITLA Capital Corp COM 450565106 1169 19885 SH SOLE 19885 Itron Corp. COM 465741106 6795 284182 SH SOLE 37921 246261 Jakks Pacific COM 47012E106 2777 125600 SH SOLE 22675 102925 Jinpan Intl Ltd COM G5138L100 1653 247800 SH SOLE 7600 240200 Korean Equity Fd COM 50063B104 114 18500 SH SOLE 2000 16500 Livent Inc COM 537902108 0 140000 SH SOLE 140000 0 Lo Jack Corp. COM 539451104 1886 155988 SH SOLE 12500 143488 Lone Star Tech COM 542312103 639 19100 SH SOLE 19100 Lowrance Electronics Inc COM 548900109 4758 151432 SH SOLE 27985 123447 Matrix Svc C COM 576853105 2897 359400 SH SOLE 32700 326700 Mercury Air Group Inc. COM 589354406 174 43900 SH SOLE 43900 Merisel Inc. COM 589849306 1243 194286 SH SOLE 39978 154308 Methanex Corp COM 59151K108 4338 237585 SH SOLE 24000 213585 MetLife Inc COM 59156R108 729 18000 SH SOLE 13000 5000 MFRI Inc COM 552721102 257 22908 SH SOLE 22908 Mirant Corp. COM 604675108 6 16000 SH SOLE 16000 Mitcham Inds. Inc. COM 606501104 7952 1186902 SH SOLE 132039 1054863 Mobile Mini Inc. COM 6074OF105 1119 34000 SH SOLE 5500 28500 Monsanto COM 61166W101 750 13500 SH SOLE 13500 Morgan Stanley 8.33% COM 617446AL3 22 20000 SH SOLE 20000 Motorcar Parts & Accessories COM 620071100 2548 268200 SH SOLE 28700 239500 Muniyield Calif Fd Inc COM 626296107 142 10000 SH SOLE 10000 Natl Western Life Ins COM 638522102 845 5075 SH SOLE 2300 2775 Natures Sunshine Products COM 639027101 21772 1069336 SH SOLE 178510 890826 Netguru Inc COM 64111K107 1235 901321 SH SOLE 196752 704569 New Market Corp. COM 651587107 430 21600 SH SOLE 21600 Nicholas Finl COM 65373J209 231 16150 SH SOLE 16150 0 Nokia Corp Spons COM 654902204 277 17690 SH SOLE 17690 0 Northern Technologies Intl COM 665809109 68 10000 SH SOLE 10000 0 OCA Inc COM 68750P103 1137 179116 SH SOLE 20500 158616 Ocean Bio-Chem COM 674631106 167 144783 SH SOLE 24445 120338 Octel Corp COM 675727101 3594 172700 SH SOLE 9500 163200 Owens Ill Inc Conv Pfd COM 690768-50 676 16700 SH SOLE 16700 Owens Illinois Inc COM 690768403 4232 186850 SH SOLE 17250 169600 Pain Care Holdings Inc COM 69562E104 440 143000 SH SOLE 143000 Paula Financial Del COM 703588103 782 372403 SH SOLE 14050 358353 Pediatric Svcs America COM 705323103 2982 233734 SH SOLE 37794 195940 Perma Fix Environmental COM 714157104 74 41250 SH SOLE 41250 0 PMA Cap Corp Cl A COM 693419202 346 33400 SH SOLE 10000 23400 Precis Inc COM 740184106 79 29700 SH SOLE 29700 0 Pxre Group Ltd COM G73018106 718 28500 SH SOLE 5000 23500 Q.E.P. CO INC COM 74727K102 3496 234349 SH SOLE 1450 232899 QC Holdings Inc COM 74729T101 479 25000 SH SOLE 25000 0 R & B Inc. COM 749124103 867 34700 SH SOLE 4200 30500 Radio Logics COM 75040K109 191 43400 SH SOLE 5000 38400 RTWI Inc COM 74974R206 4733 507795 SH SOLE 54450 453345 Russell Corp COM 782352108 1245 63900 SH SOLE 1000 62900 San Diego Community Bank COM 32054G102 421 247760 SH SOLE 247760 0 Sand Technologies Inc CL A COM 799774302 83 101060 SH SOLE 101060 0 Scientific Learning Corp COM 808760102 120 20000 SH SOLE 20000 0 Segements Restricted COM 815801105 135 90000 SH SOLE 90000 0 Service Corp Intl. COM 817565104 9334 1252865 SH SOLE 116965 1135900 Sherwood Brands Inc COM 82437L104 1238 471400 SH SOLE 37000 434400 Singapore Fd COM 82929L109 145 16600 SH SOLE 1 16599 St. Paul's Travelers Co. COM 792860108 7423 200229 SH SOLE 39553 160676 Stonemor Partners Ltd Partners COM 86183Q100 222 11000 SH SOLE 11000 Sunwin Intl Neutraceutical COM 867877102 80 515000 SH SOLE 515000 0 Superconductor Tech Inc. COM 867931107 36 26000 SH SOLE 26000 Sweet Success Enterprise COM 87042Q109 34 137000 SH SOLE 137000 0 Synergistic Commun Group COM 871597100 0 20300 SH SOLE 20300 0 Tag-it Pac Inc COM 873774103 1096 243500 SH SOLE 25800 217700 Talk Amer Hldgs Inc New COM 87426R202 229 34600 SH SOLE 34600 Texas Instrument 8.75% COM 882508AG9 27 25000 SH SOLE 25000 Thai Capital Fund COM 882905201 1708 201200 SH SOLE 201200 Transpor Inc. COM 893885103 581 95300 SH SOLE 13200 82100 Tupperware Corp. COM 899896104 456 22000 SH SOLE 2000 20000 US Liquid Inc. COM 902974104 0 70000 SH SOLE 70000 Vita Foods Products Inc COM 928450105 97 25500 SH SOLE 2000 23500 Warrantech Corp. COM 934648304 235 308800 SH SOLE 71200 237600 Waste Industries USA, Inc. COM 941057101 124 10000 SH SOLE 10000 Whole Living Inc COM 96683U105 5 30000 SH SOLE 30000 0 Wilshire Bancorp COM 97186T108 1459 88200 SH SOLE 200 88000 YP. Net Inc COM 987824109 112 84400 SH SOLE 33400 51000
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