-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HrF5S53P+ZUWn2HyuzTWfNyDloOXmzsaf4DZj+NJck8KNQFyJZrGeE/fi+OnpTke G4noC8bBJeaiq4da7WFEiQ== 0001095449-04-000144.txt : 20041115 0001095449-04-000144.hdr.sgml : 20041115 20041115164448 ACCESSION NUMBER: 0001095449-04-000144 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041115 DATE AS OF CHANGE: 20041115 EFFECTIVENESS DATE: 20041115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 041146061 BUSINESS ADDRESS: STREET 1: 600 S LAKE STREET STREET 2: SUITE 100 CITY: PASADENA STATE: CA ZIP: 91106 BUSINESS PHONE: 6267966622 MAIL ADDRESS: STREET 1: 600 SOUTH LAKE AVE STE 100 CITY: PASADENA STATE: CA ZIP: 91106 13F-HR 1 f13f2004-09.txt FORM 13F FOR SEPTEMBER 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 31, 2004, 2004 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Wilshire Securities Management, Inc. Address: 600 S. Lake Avenue, Suite 100 Pasadena, CA 91106 13F File Number: 028-00983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott W. Hood Title: President Phone: (800) 858-0679 Signature, Place, and Date of Signing: /s/ Scott W. Hood Pasadena, CA Date November 15, 2004 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: $170,652,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- American Intl Group COM 026874107 204 3000 SH SOLE 3000 0 Chindex Intl Inc COM 169467107 252 28000 SH SOLE 28000 0 Gulfterra Energy Partners Ltd COM 28368B102 243 5800 SH SOLE 5800 0 Hemacare Corp COM 423498104 128 76000 SH SOLE 76000 0 Iris International Inc COM 46270W105 321 41200 SH SOLE 41200 0 MetLife Inc COM 59156R108 502 13000 SH SOLE 13000 0 Nokia Corp Spons COM 654902204 243 17690 SH SOLE 17690 0 Perma Fix Environmental COM 714157104 66 41250 SH SOLE 41250 0 Precis Inc COM 740184106 90 30000 SH SOLE 30000 0 Whole Living Inc COM 96683U105 5 30000 SH SOLE 30000 0 21st Century Hldg Co COM 90136Q100 2925 251760 SH SOLE 251760 ABLE Lab Inc New COM 00371N407 354 18500 SH SOLE 18500 Abx Air Inc COM 00080S101 389 59810 SH SOLE 59810 Ace Cash Express COM 4403101 548 21030 SH SOLE 21030 American Physicians COM 2882108 2306 231518 SH SOLE 231518 Andersons Inc COM 34164103 7899 378850 SH SOLE 29900 348950 Aquila Inc COM 03840P102 541 173400 SH SOLE 173400 Asta Funding Inc COM 46220109 5023 310234 SH SOLE 310234 AT&T Corp. New COM 1957109 548 38250 SH SOLE 18150 20100 Atlantic Tele Network COM 49079205 4626 160615 SH SOLE 16300 144315 BeniHana COM 82047101 153 11200 SH SOLE 11200 Beverly Enterprises COM 87851309 409 54000 SH SOLE 54000 Carlisle Hldgs. Ltd. COM P21277101 7274 1143653 SH SOLE 33200 1110453 Carriage Services Inc COM 143905107 6939 1466940 SH SOLE 83600 1383340 Center Finl Corp Calif COM 15146E102 11441 601536 SH SOLE 29760 571776 Cleco Corp New COM 12561W105 190 11000 SH SOLE 11000 Consumer Port Svcs Inc COM 210502100 143 30400 SH SOLE 30400 Crown Pac Partners LP COM 228439105 7 313702 SH SOLE 313702 CTI Inds Corp New COM 125961300 88 61009 SH SOLE 61009 Department 56 Inc COM 249509100 391 24000 SH SOLE 24000 Duke Energy Corp COM 264399106 1589 69400 SH SOLE 19500 49900 East West Bancorp Inc COM 27579R104 3896 116000 SH SOLE 30000 86000 Energy & Engine COM 29267D108 155 500000 SH SOLE 500000 Eplus Inc COM 294268107 335 32000 SH SOLE 32000 Ezcorp Inc COM 302301106 10261 1179450 SH SOLE 69300 1110150 First Cash Financial Service COM 31942D107 968 48327 SH SOLE 48327 Fresh Delmonte COM G36738105 6311253332.77 SH SOLE 26700 226632.77 Geo Group Inc COM 929798106 205 10000 SH SOLE 10000 Greater Bay Bancorp COM 391648102 316 11000 SH SOLE 11000 Greater China Fund Inc. COM 39167B102 1586 102400 SH SOLE 102400 Haggar Corp COM 405173105 437 25466 SH SOLE 25466 Hanmi Bank COM 410495105 1985 65734 SH SOLE 65734 Hanover Foods Cl A COM 41078W100 298 3412 SH SOLE 3412 Headwaters Inc COM 42210P102 296 9602 SH SOLE 10000 -398 Horizon Health Corp COM 44041Y104 3448 163393 SH SOLE 18000 145393 Humana Inc COM 444859102 416 20825 SH SOLE 20825 Hungarian Tel & Cable Corp COM 445542103 2701 284000 SH SOLE 284000 Imax Corp. COM 45245E109 781 138800 SH SOLE 138800 Intl Absorbents Inc New COM 45885E203 584 127000 SH SOLE 127000 Intl Displayworks Inc COM 459412102 1904 384667 SH SOLE 202300 182367 ITLA Capital Corp COM 450565106 919 19885 SH SOLE 19885 Itron Corp. COM 465741106 1280 73366 SH SOLE 73366 Jakks Pacific COM 47012E106 1130 49150 SH SOLE 49150 Jinpan Intl Ltd COM G5138L100 1238 242800 SH SOLE 242800 Korean Equity Fd COM 50063B104 100 18500 SH SOLE 18500 Lo Jack Corp. COM 539451104 1736 154988 SH SOLE 154988 Lowrance Electronics Inc COM 548900109 3326 135632 SH SOLE 16400 119232 Matrix Svc C COM 576853105 1541 301000 SH SOLE 42000 259000 Mercury Air Group Inc. COM 589354406 263 51400 SH SOLE 51400 Merisel Inc. COM 589849306 712 173778 SH SOLE 173778 Methanex Corp COM 59151K108 3588 238085 SH SOLE 238085 Mirant Corp. COM 604675108 7 16000 SH SOLE 16000 Mitcham Inds. Inc. COM 606501104 5887 958813 SH SOLE 60889 897924 Mobile Mini Inc. COM 6074OF105 732 29500 SH SOLE 29500 Monsanto COM 61166W101 492 13500 SH SOLE 13500 Motorcar Parts & Accessories COM 620071100 1999 266500 SH SOLE 266500 Natl Western Life Ins COM 638522102 664 4075 SH SOLE 1500 2575 Natures Sunshine Products COM 639027101 14337 945101 SH SOLE 111810 833291 Netguru Inc COM 64111K107 829 872321 SH SOLE 93200 779121 Nicholas Finl COM 65373J209 144 16150 SH SOLE 16150 0 OCA Inc COM 68750P103 1229 259216 SH SOLE 50000 209216 Ocean Bio-Chem COM 674631106 171 142855 SH SOLE 36829 106026 Octel Corp COM 675727101 2392 112600 SH SOLE 112600 Owens Ill Inc Conv Pfd COM 690768-50 582 16700 SH SOLE 16700 Owens Illinois Inc COM 690768403 1850 115600 SH SOLE 115600 Paula Financial Del COM 703588103 951 378903 SH SOLE 378903 Pediatric Svcs America COM 705323103 1893 231734 SH SOLE 12600 219134 PMA Cap Corp Cl A COM 693419202 252 33400 SH SOLE 33400 0 Pxre Group Ltd COM G73018106 672 28700 SH SOLE 28700 Q.E.P. CO INC COM 74727K102 3290 215061 SH SOLE 215061 QC Holdings Inc COM 74729T101 398 25000 SH SOLE 25000 R & B Inc. COM 749124103 759 34700 SH SOLE 34700 Radio Logics COM 75040K109 151 42400 SH SOLE 42400 RTWI Inc COM 74974R206 3503 493445 SH SOLE 24350 469095 Rural/Metro Corp COM 781748108 162 73050 SH SOLE 73050 Russell Corp COM 782352108 1076 63900 SH SOLE 63900 San Diego Community Bank COM 32054G102 251 165000 SH SOLE 82760 82240 San Diego Community Bank Warra COM 32054G110 8 33000 SH SOLE 16552 16448 Sand Technologies Inc CL A COM 799774302 97 101060 SH SOLE 101060 0 Segements Restricted COM 815801105 99 90000 SH SOLE 90000 Service Corp Intl. COM 817565104 7279 1172126 SH SOLE 85739 1086387 Sherwood Brands Inc COM 82437L104 928 475700 SH SOLE 17000 458700 SM&A COM 78465D105 190 27200 SH SOLE 27200 St. Paul's Travelers Co. COM 792860108 5298 160258.3 SH SOLE 37539 122719.3 Superconductor Tech Inc. COM 867931107 36 33000 SH SOLE 33000 Talk Amer Hldgs Inc New COM 87426R202 707 135100 SH SOLE 135100 Transpor Inc. COM 893885103 491 95300 SH SOLE 95300 Tupperware Corp. COM 899896104 374 22000 SH SOLE 22000 US Liquid Inc. COM 902974104 0 180000 SH SOLE 180000 Vita Foods Products Inc COM 928450105 88 28400 SH SOLE 28400 Warrantech Corp. COM 934648304 222 311100 SH SOLE 71600 239500 Waste Industries USA, Inc. COM 941057101 113 10000 SH SOLE 10000 Wilshire Bancorp COM 97200A101 1466 48560 SH SOLE 48560 YP. Net Inc COM 987824109 31 28000 SH SOLE 22000 6000
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