13F-HR 1 f13f2004-06.txt FORM 13F FOR JUNE, 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Wilshire Securities Management, Inc. Address: 600 S. Lake Avenue, Suite 100 Pasadena, CA 91106 13F File Number: 028-00983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott W. Hood Title: President Phone: (800) 858-0679 Signature, Place, and Date of Signing: /s/ Scott W. Hood Pasadena, CA Date August 13, 2004 -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 111 Form 13F Information Table Value Total: $178,100,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21st Century Hldg Co COM 90136Q100 3120 135652 SH SOLE 3000 132652 ABLE Lab Inc New COM 00371N407 421 20500 SH SOLE 1000 19500 Abx Air Inc COM 00080S101 409 59810 SH SOLE 0 59810 Ace Cash Express COM 4403101 509 19800 SH SOLE 0 19800 ACLN LTD COM MO1764105 3 344615 SH SOLE 187489 157126 American Ecology Corp. COM 25533407 334 27900 SH SOLE 0 27900 American Intl Group COM 26874107 214 3000 SH SOLE 0 3000 American Physicians COM 2882108 2306 240463 SH SOLE 4000 236463 Andersons Inc COM 34164103 6622 391130 SH SOLE 29900 361230 Aquila Inc COM 03840P102 635 178400 SH SOLE 0 178400 Asta Funding Inc COM 46220109 5163 296700 SH SOLE 9600 287100 AT&T Corp. New COM 1957109 756 51670 SH SOLE 18420 33250 Atlantic Tele Network COM 49079205 4895 152500 SH SOLE 16300 136200 BeniHana COM 82047101 184 12200 SH SOLE 0 12200 Beverly Enterprises COM 87851309 482 56000 SH SOLE 0 56000 Brantley Cap Corp COM 105494108 130 12000 SH SOLE 12000 0 Carlisle Hldgs. Ltd. COM P21277101 7684 1166053 SH SOLE 38400 1127653 Carriage Services Inc COM 143905107 7095 1407740 SH SOLE 81600 1326140 Center Finl Corp Calif COM 15146E102 9569 630796 SH SOLE 29760 601036 Chindex Intl Inc COM 169467107 269 28000 SH SOLE 28000 0 Cleco Corp New COM 12561W105 207 11500 SH SOLE 0 11500 Consumer Port Svcs Inc COM 210502100 137 30400 SH SOLE 1700 28700 Crown Pac Partners LP COM 228439105 9 313702 SH SOLE 0 313702 CTI Inds Corp New COM 125961300 153 71198 SH SOLE 9904 61294 Department 56 Inc COM 249509100 431 28000 SH SOLE 4000 24000 Duke Energy Corp COM 264399106 1814 89400 SH SOLE 19500 69900 East West Bancorp Inc COM 27579R104 3524 114800 SH SOLE 0 114800 Educational Dev Corp. COM 281479105 354 32000 SH SOLE 30000 2000 Eplus Inc COM 294268107 374 35000 SH SOLE 0 35000 Ezcorp Inc COM 302301106 9666 973400 SH SOLE 60500 912900 First Cash Financial Service COM 31942D107 1050 49350 SH SOLE 300 49050 First Intl Bank COM 32054G102 334 247760 SH SOLE 82760 165000 First Intl Bank Warrants COM 32054G110 12 49552 SH SOLE 16552 33000 Fresh Delmonte COM G36738105 7157 283224 SH SOLE 26700 256524 Geo Group Inc COM 929798106 224 11000 SH SOLE 1000 10000 Greater Bay Bancorp COM 391648102 332 11500 SH SOLE 1000 10500 Greater China Fund Inc. COM 39167B102 1511 107000 SH SOLE 3200 103800 Gulfterra Energy Partners Ltd COM 28368B102 348 9000 SH SOLE 5800 3200 Hanmi Bank COM 410495105 2057 69734 SH SOLE 0 69734 Hanover Foods Cl A COM 41078W100 280 3412 SH SOLE 0 3412 Hansen Natural Corp COM 411310105 203 8000 SH SOLE 0 8000 Headwaters Inc COM 42210P102 3399 131080 SH SOLE 13000 118080 Hemacare Corp COM 423498104 60 76000 SH SOLE 76000 0 Horizon Health Corp COM 44041Y104 4289 182493 SH SOLE 18000 164493 Humana Inc COM 444859102 365 21600 SH SOLE 500 21100 Hungarian Tel & Cable Corp COM 445542103 1833 189800 SH SOLE 4000 185800 Imax Corp. COM 45245E109 776 140300 SH SOLE 2500 137800 Intl Absorbents Inc New COM 45885E203 599 126000 SH SOLE 5800 120200 Intl Displayworks Inc COM 459412102 2410 566967 SH SOLE 202300 364667 Iris International Inc COM 46270W105 311 41200 SH SOLE 41200 0 ITLA Capital Corp COM 450565106 816 20185 SH SOLE 0 20185 Jakks Pacific COM 47012E106 1063 51150 SH SOLE 1025 50125 Jinpan Intl Ltd COM G5138L100 1786 249800 SH SOLE 5000 244800 Korean Equity Fd COM 50063B104 81 17000 SH SOLE 0 17000 Korean Fund COM 500634100 296 15700 SH SOLE 0 15700 Lo Jack Corp. COM 539451104 1429 162588 SH SOLE 7000 155588 Lowrance Electronics Inc COM 548900109 1914 61832 SH SOLE 0 61832 Mercury Air Group Inc. COM 589354406 145 27400 SH SOLE 0 27400 Merisel Inc. COM 589849306 450 93700 SH SOLE 2700 91000 Methanex Corp COM 59151K108 3263 246085 SH SOLE 4000 242085 MetLife Inc COM 59156R108 645 18000 SH SOLE 13000 5000 Mirant Corp. COM 604675108 6 16000 SH SOLE 0 16000 Mitcham Inds. Inc. COM 606501104 5212 1014102 SH SOLE 73489 940613 Mobile Mini Inc. COM 6074OF105 1017 35800 SH SOLE 5500 30300 Monsanto COM 61166W101 570 14800 SH SOLE 0 14800 Motorcar Parts & Accessories COM 620071100 2564 274200 SH SOLE 8700 265500 Natl Western Life Ins COM 638522102 810 5275 SH SOLE 1500 3775 Natures Sunshine Products COM 639027101 14700 1032311 SH SOLE 122210 910101 Netguru Inc COM 64111K107 1407 879549 SH SOLE 91000 788549 Nicholas Finl COM 65373J209 329 37500 SH SOLE 0 37500 Nuveen Ca Quality IncMuni COM 670985100 245 17150 SH SOLE 17150 0 Nuveen Calf Perform Plus COM 67062Q106 253 18900 SH SOLE 18900 0 Nuveen Calif Div Adv COM 67070Y109 368 29700 SH SOLE 29700 0 Nuveen Calif Mun Adv Fd COM 67066Y105 454 32450 SH SOLE 32450 0 Nuveen Calif Select Qty COM 670975101 683 48839 SH SOLE 48839 0 Ocean Bio-Chem COM 674631106 236 157167 SH SOLE 36829 120338 Octel Corp COM 675727101 2580 98000 SH SOLE 1500 96500 Orthodontic Ctrs Amer COM 68750P103 2564 313116 SH SOLE 45000 268116 Owens Ill Inc Conv Pfd COM 690768502 548 16300 SH SOLE 0 16300 Owens Illinois Inc COM 690768403 2020 120500 SH SOLE 5900 114600 Paula Financial Del COM 703588103 931 318803 SH SOLE 0 318803 Pediatric Svcs America COM 705323103 1784 140594 SH SOLE 5600 134994 Perma Fix Environmental COM 714157104 74 41250 SH SOLE 41250 0 PMA Cap Corp Cl A COM 693419202 301 33400 SH SOLE 0 33400 Precis Inc COM 740184106 75 30000 SH SOLE 0 30000 Pxre Group Ltd COM G73018106 745 29500 SH SOLE 0 29500 Q.E.P. CO INC COM 74727K102 2999 202097 SH SOLE 1000 201097 R & B Inc. COM 749124103 784 40000 SH SOLE 2000 38000 Radio Logics COM 75040K109 214 47400 SH SOLE 5000 42400 RTWI Inc COM 74974R206 3287 510395 SH SOLE 24350 486045 Rural/Metro Corp COM 781748108 110 73050 SH SOLE 2000 71050 Russell Corp COM 782352108 1148 63900 SH SOLE 1000 62900 Sand Technologies Inc CL A COM 799774302 96 101060 SH SOLE 0 101060 Scientific Learning Corp COM 808760102 126 20000 SH SOLE 20000 0 Service Corp Intl. COM 817565104 8571 1162965 SH SOLE 56739 1106226 Sherwin Brands Inc COM 82437L104 1430 493100 SH SOLE 17000 476100 SM&A COM 78465D105 234 27200 SH SOLE 0 27200 St. Paul's Travelers Co. COM 792860108 7255 178964 SH SOLE 29539 149425 Standard Mgmt Corp COM 853612109 38 10476 SH SOLE 0 10476 Superconductor Tech Inc. COM 867931107 41 33000 SH SOLE 0 33000 Talk Amer Hldgs Inc New COM 87426R202 1065 138900 SH SOLE 3100 135800 Transpor Inc. COM 893885103 566 98300 SH SOLE 0 98300 Trover Solutions Inc COM 897249108 536 77500 SH SOLE 4800 72700 Tupperware Corp. COM 899896104 447 23000 SH SOLE 1000 22000 United Amer Healthcare Corp COM 90934C105 54 10580 SH SOLE 500 10080 US Liquid Inc. COM 902974104 1 180000 SH SOLE 0 180000 Vita Foods Products Inc COM 928450105 148 31400 SH SOLE 0 31400 Warrantech Corp. COM 934648304 270 355900 SH SOLE 85400 270500 Whole Living Inc COM 96683U105 7 30000 SH SOLE 30000 0 Wilshire St Bk Calif COM 97200A101 1234 50310 SH SOLE 200 50110 YP. Net Inc COM 987824109 57 38000 SH SOLE 12000 26000