-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DV2MZJUEVgcmNsTkGJEtkiXmj1NSJEJQSmCfSX5Z53djBScEMxY87TVoZ0quzj0D X7WZwZ2pjaNC8hxtXO4JTw== 0001095449-04-000021.txt : 20040213 0001095449-04-000021.hdr.sgml : 20040213 20040213152648 ACCESSION NUMBER: 0001095449-04-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 EFFECTIVENESS DATE: 20040213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 04598506 BUSINESS ADDRESS: STREET 1: 600 S LAKE STREET STREET 2: SUITE 100 CITY: PASADENA STATE: CA ZIP: 91106 BUSINESS PHONE: 6267966622 MAIL ADDRESS: STREET 1: 600 SOUTH LAKE AVE STE 100 CITY: PASADENA STATE: CA ZIP: 91106 13F-HR 1 f13f1203.txt FORM 13F FOR DECEMBER 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Wilshire Securities Management, Inc. Address: 600 S. Lake Avenue, Suite 100 Pasadena, CA 91106 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott W. Hood Title: President Phone: (800) 858-0679 Signature, Place, and Date of Signing: /s/ Scott W. Hood Pasadena, CA Date February 13, 2004 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $149,143,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABLE Lab Inc New COM 00371N407 370 20500 SH SOLE 20500 Abx Air Inc COM 00080S101 214 49810 SH SOLE 49810 Ace Cash Express COM 004403101 3564 167400 SH SOLE 5000 162400 ACLN LTD COM MO1764105 10 342209 SH SOLE 342209 AG Services America Inc COM 001250109 130 15300 SH SOLE 15300 American Ecology Corp. COM 025533407 262 31900 SH SOLE 31900 American Physicians COM 028882108 2009 190038 SH SOLE 190038 Andersons Inc COM 034164103 5309 332500 SH SOLE 27200 305300 Aquila Inc COM 03840P102 622 183400 SH SOLE 183400 Asta Funding Inc COM 046220109 4987 145600 SH SOLE 4800 140800 AT&T Corp. New COM 001957109 229 11900 SH SOLE 11900 0 Atlantic Tele Network COM 049079205 3767 134300 SH SOLE 16300 118000 BeniHana COM 082047101 161 12200 SH SOLE 12200 Beverly Enterprises COM 087851309 481 56000 SH SOLE 56000 Block H & R Inc COM 093671105 221 4000 SH SOLE 4000 0 Bonso Electric Intl Inc COM 098529308 492 60000 SH SOLE 60000 California State Non-Call COM 130623KP5 232 200000 PRN SOLE 200000 0 Carlisle Hldgs. Ltd. COM P21277101 6585 1070800 SH SOLE 38000 1032800 Carriage Services Inc COM 143905107 2225 603440 SH SOLE 603440 Center Finl Corp Calif COM 15146E102 8259 303099 SH SOLE 13392 289707 Chindex Intl Inc COM 169467107 456 14000 SH SOLE 14000 0 Cleco Corp New COM 12561W105 207 11500 SH SOLE 11500 Consumer Port Svcs Inc COM 210502100 113 30400 SH SOLE 30400 Crown Pac Partners LP COM 228439105 17 313702 SH SOLE 313702 CTI Inds Corp New COM 125961300 276 122182 SH SOLE 122182 Department 56 Inc COM 249509100 367 28000 SH SOLE 28000 Duke Energy Corp COM 264399106 1879 91900 SH SOLE 19500 72400 East West Bancorp Inc COM 27579R104 3097 57700 SH SOLE 57700 Educational Dev Corp. COM 281479105 667 60500 SH SOLE 30000 30500 Eplus Inc COM 294268107 432 35000 SH SOLE 35000 Ezcorp Inc COM 302301106 6595 775000 SH SOLE 59300 715700 Faro Technologies Inc COM 311642102 395 15800 SH SOLE 15800 0 First Cash Financial Service COM 31942D107 6169 240600 SH SOLE 28900 211700 Fresh Delmonte COM G36738105 6396 270608 SH SOLE 29500 241108 Geo Group Inc COM 929798106 251 11000 SH SOLE 11000 Greater Bay Bancorp COM 391648102 328 11500 SH SOLE 11500 Greater China Fund Inc. COM 39167B102 2115 111000 SH SOLE 111000 Gulfterra Energy Partners Ltd COM 28368B102 387 9100 SH SOLE 5800 3300 Gundle Environmental Sys inc. COM 402809107 392 18900 SH SOLE 18900 Hanmi Bank COM 410495105 1481 74924 SH SOLE 74924 Headwaters Inc COM 42210P102 1925 98680 SH SOLE 14000 84680 Hemacare Corp COM 423498104 63 81000 SH SOLE 81000 Horizon Health Corp COM 44041Y104 3986 185500 SH SOLE 18000 167500 Humana Inc COM 444859102 448 19600 SH SOLE 19600 Imax Corp. COM 45245E109 880 111300 SH SOLE 111300 Intl Displayworks Inc COM 459412102 1507 628067 SH SOLE 202300 425767 Iris International Inc COM 46270W105 249 41200 SH SOLE 41200 0 Jakks Pacific COM 47012E106 283 21500 SH SOLE 21500 Jinpan Intl Ltd COM G5138L100 1662 126000 SH SOLE 126000 Korean Equity Fd COM 50063B104 80 16000 SH SOLE 16000 Lo Jack Corp. COM 539451104 599 74312 SH SOLE 74312 Lowrance Electronics Inc COM 548900109 1268 61982 SH SOLE 61982 Merisel Inc. COM 589849306 554 93700 SH SOLE 93700 MetLife Inc COM 59156R108 236 7000 SH SOLE 5000 2000 Mirant Corp. COM 604675108 6 16000 SH SOLE 16000 Mobile Mini Inc. COM 6074OF105 732 37100 SH SOLE 5500 31600 Monsanto COM 61166W101 432 15000 SH SOLE 15000 Motorcar Parts & Accessories COM 620071100 1540 272000 SH SOLE 272000 National Med Health Card Sys I COM 636918302 271 15300 SH SOLE 15300 Natl Western Life Ins COM 638522102 847 5475 SH SOLE 1500 3975 Natures Sunshine Products COM 639027101 3142 373201 SH SOLE 16600 356601 Nautilus Group Inc COM 63910B102 155 11000 SH SOLE 11000 Netguru Inc COM 64111K107 942 698902 SH SOLE 90000 608902 Nuveen Ca Quality IncMuni COM 670985100 266 17150 SH SOLE 17150 0 Nuveen Calf Perform Plus COM 67062Q106 275 18900 SH SOLE 18900 0 Nuveen Calif Div Adv COM 67070Y109 398 29700 SH SOLE 29700 0 Nuveen Calif Mun Adv Fd COM 67066Y105 497 32450 SH SOLE 32450 0 Nuveen Calif Select Qty COM 670975101 740 48839 SH SOLE 48839 0 Ocean Bio-Chem COM 674631106 289 157167 SH SOLE 157167 Octel Corp COM 675727101 1786 90700 SH SOLE 90700 Omega Protein Corp COM 68210P107 108 14000 SH SOLE 14000 Orthodontic Ctrs Amer COM 68750P103 3049 378816 SH SOLE 37200 341616 Owens Ill Inc Conv Pfd COM 690768502 519 16300 SH SOLE 16300 Owens Illinois Inc COM 690768403 1385 116500 SH SOLE 116500 Paula Financial Del COM 703588103 473 216870 SH SOLE 216870 Pediatric Svcs America COM 705323103 1355 140594 SH SOLE 140594 Perma Fix Environmental COM 714157104 128 41250 SH SOLE 41250 0 PMA Cap Corp Cl A COM 693419202 171 33400 SH SOLE 33400 Precis Inc COM 740184106 116 30000 SH SOLE 30000 0 Q.E.P. CO INC COM 74727K102 1567 137472 SH SOLE 137472 R & B Inc. COM 749124103 628 40500 SH SOLE 40500 Radio Logics COM 75040K109 196 57800 SH SOLE 57800 Rocky Shoes & Boots COM 774830103 674 30100 SH SOLE 30100 RTWI Inc COM 74974R206 487 75550 SH SOLE 75550 Rural/Metro Corp COM 781748108 111 56450 SH SOLE 56450 San Filippo John B & Son Inc COM 800422107 4180 81900 SH SOLE 81900 Scientific Learning Corp COM 808760102 100 20000 SH SOLE 20000 0 Service Corp Intl Sub Note COM 817565AU8 749 707000 PRN SOLE 657000 50000 Service Corp Intl. COM 817565104 7201 1335950 SH SOLE 214450 1121500 Sherwin Brands Inc COM 82437L104 1796 417700 SH SOLE 417700 SM&A COM 78465D105 318 27200 SH SOLE 27200 St. Paul Companies Inc COM 792860108 634 16500 SH SOLE 16500 0 Standard Mgmt Corp COM 853612109 142 42200 SH SOLE 42200 Superconductor Tech Inc. COM 867931107 100 18000 SH SOLE 18000 Talk Amer Hldgs Inc New COM 87426R202 1786 155000 SH SOLE 17700 137300 Transpor Inc. COM 893885103 416 99300 SH SOLE 99300 Travelers PPTY Casualty Corp CLA 89420G109 4972 296300 SH SOLE 16000 280300 Trover Solutions Inc COM 897249108 1897 286100 SH SOLE 286100 Tupperware Corp. COM 899896104 416 24000 SH SOLE 24000 United Amer Healthcare Corp COM 90934C105 125 36580 SH SOLE 36580 US Liquid Inc. COM 902974104 11 180000 SH SOLE 180000 Vanguard Admiral Fds COM 921932109 2017 2017488 SH SOLE 2017488 0 Vanguard Calif Tx Free COM 922021209 1917 1917144 SH SOLE 1917144 0 Vanguard Treas Fd COM 921948105 500 500000 SH SOLE 500000 Video Display Corp COM 926555103 254 21100 SH SOLE 21100 Vita Foods Products Inc COM 928450105 232 31400 SH SOLE 31400 Warrantech Corp. COM 934648304 392 356000 SH SOLE 356000 Whole Living Inc COM 96683U105 18 30000 SH SOLE 30000 Wilshire St Bk Calif COM 97200A101 9791 504180 SH SOLE 32640 471540
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