0000732847-21-000006.txt : 20210817 0000732847-21-000006.hdr.sgml : 20210817 20210816173221 ACCESSION NUMBER: 0000732847-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210817 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 211180045 BUSINESS ADDRESS: STREET 1: 1214 EAST GREEN STREET, SUITE 104 CITY: PASADENA STATE: CA ZIP: 91106-3171 BUSINESS PHONE: (626) 796-6622 MAIL ADDRESS: STREET 1: 1214 EAST GREEN STREET, SUITE 104 CITY: PASADENA STATE: CA ZIP: 91106-3171 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA DATE OF NAME CHANGE: 20010411 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000732847 XXXXXXXX 06-30-2021 06-30-2021 FIRST WILSHIRE SECURITIES MANAGEMENT INC

1214 EAST GREEN STREET, SUITE 104 PASADENA CA 91106-3171

13F HOLDINGS REPORT 028-00983 N Howard Lu 6267966622 Howard Lu Pasadena CA 08-16-2021 0 83 285709 false INFORMATION TABLE 2 fwsm13f06302021.xml BM TECHNOLOGIES INC CL A COM 05591L107 257 23393 SH SOLE 769 0 22624 CUSTOMERS BANCORP INC COM 23204G100 434 11132 SH SOLE 0 0 11132 WISDOMTREE TR MORTGAGE PLUS BD 97717Y725 400 7868 SH SOLE 0 0 7868 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 965 19237 SH SOLE 0 0 19237 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 305 14286 SH SOLE 0 0 14286 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 985 13025 SH SOLE 0 0 13025 SIRIUSPOINT LTD COM G8192H106 629 62432 SH SOLE 62432 0 0 TRECORA RES COM 894648104 3904 469263 SH SOLE 98368 0 370895 WISDOMTREE TR INTRST RATE HDGE 97717W380 400 8500 SH SOLE 0 0 8500 ANDERSONS INC COM 034164103 6994 229094 SH SOLE 150 0 228944 ANI PHARMACEUTICALS INC COM 00182C103 8380 239101 SH SOLE 14105 0 224996 ANTARES PHARMA INC COM 036642106 11056 2535727 SH SOLE 190961 0 2344766 BELLUS HEALTH INC NEW COM NEW 07987C204 255 82000 SH SOLE 0 0 82000 CAMTEK LTD ORD M20791105 2764 73302 SH SOLE 14039 0 59263 CHECK POINT SOFTWARE TECH LT ORD M22465104 494 4250 SH SOLE 0 0 4250 CISCO SYS INC COM 17275R102 538 10146 SH SOLE 546 0 9600 DAKTRONICS INC COM 234264109 113 17100 SH SOLE 17100 0 0 EASTSIDE DISTILLING INC COM 277802302 28 10000 SH SOLE 10000 0 0 EVOFEM BIOSCIENCES INC COM 30048L104 1243 1100000 SH SOLE 0 0 1100000 EAST WEST BANCORP INC COM 27579R104 10737 149774 SH SOLE 12866 0 136907 EZCORP INC CL A NON VTG 302301106 16336 2709066 SH SOLE 349455 0 2359611 FOSTER L B CO COM 350060109 2638 141545 SH SOLE 0 0 141545 GULF IS FABRICATION INC COM 402307102 3954 874888 SH SOLE 143973 0 730915 HONEYWELL INTL INC COM 438516106 273 1243 SH SOLE 0 0 1243 INTEL CORP COM 458140100 364 6490 SH SOLE 0 0 6490 LIBERTY GLOBAL PLC SHS CL C G5480U120 49338 1824643 SH SOLE 272857 0 1551786 LIMONEIRA CO COM 532746104 7557 430581 SH SOLE 9603 0 420978 LANDSTAR SYS INC COM 515098101 363 2300 SH SOLE 0 0 2300 MANITEX INTL INC COM 563420108 7022 963245 SH SOLE 272120 0 691125 MICROSOFT CORP COM 594918104 1016 3750 SH SOLE 0 0 3750 NORTHWEST PIPE CO COM 667746101 4475 158397 SH SOLE 0 0 158397 PAVMED INC COM 70387R106 640 100000 SH SOLE 0 0 100000 ISHARES TR PFD AND INCM SEC 464288687 377 9593 SH SOLE 0 0 9593 RICHARDSON ELECTRS LTD COM 763165107 1456 175263 SH SOLE 170100 0 5163 SUPERIOR GROUP OF CO INC COM 868358102 9509 397686 SH SOLE 31656 0 366030 ISHARES TR SHORT TREAS BD 464288679 884 8000 SH SOLE 0 0 8000 ISHARES TR 1 3 YR TREAS BD 464287457 349 4046 SH SOLE 0 0 4046 SILICOM LTD ORD M84116108 20382 462602 SH SOLE 58577 0 404025 SOLIGENIX INC COM 834223307 389 350000 SH SOLE 0 0 350000 TRIDENT ACQUISITIONS CORP UNIT 05/09/2023 89615T205 424 70000 SH SOLE 70000 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 477 70000 SH SOLE 70000 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 88 70000 SH SOLE 70000 0 0 TETRA TECH INC NEW COM 88162G103 598 4900 SH SOLE 0 0 4900 VSE CORP COM 918284100 3609 72887 SH SOLE 0 0 72887 ABBOTT LABS COM 002824100 468 4035 SH SOLE 0 0 4035 FEDERAL AGRIC MTG CORP CL C 313148306 6223 62921 SH SOLE 11237 0 51684 BK OF AMERICA CORP COM 060505104 603 14617 SH SOLE 5660 0 8957 BRISTOL-MYERS SQUIBB CO COM 110122108 210 3150 SH SOLE 0 0 3150 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4522 16272 SH SOLE 2129 0 14143 CHINA FD INC COM 169373107 1255 41155 SH SOLE 518 0 40637 COMMERCIAL METALS CO COM 201723103 292 9500 SH SOLE 0 0 9500 CRAWFORD & CO CL A 224633206 5836 643435 SH SOLE 144339 0 499096 CRAWFORD & CO CL B 224633107 2094 243482 SH SOLE 0 0 243482 CVS HEALTH CORP COM 126650100 384 4607 SH SOLE 0 0 4607 QUEST DIAGNOSTICS INC COM 74834L100 323 2450 SH SOLE 0 0 2450 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 2928 58002 SH SOLE 12233 0 45769 HOME DEPOT INC COM 437076102 423 1325 SH SOLE 0 0 1325 HUNTSMAN CORP COM 447011107 7906 298116 SH SOLE 0 0 298116 INDUSTRIAS BACHOCO SAB SPON ADR B 456463108 3123 67415 SH SOLE 1273 0 66142 ISHARES TR U.S. MED DVC ETF 464288810 740 2050 SH SOLE 0 0 2050 ISHARES TR CORE S&P MCP ETF 464287507 430 1600 SH SOLE 0 0 1600 ISHARES TR CORE S&P500 ETF 464287200 602 1400 SH SOLE 0 0 1400 ISHARES TR TRANS AVG ETF 464287192 260 1000 SH SOLE 0 0 1000 JACOBS ENGR GROUP INC COM 469814107 537 4025 SH SOLE 0 0 4025 JEFFERIES FINL GROUP INC COM 47233W109 24710 722516 SH SOLE 93331 0 629185 JOHNSON & JOHNSON COM 478160104 411 2497 SH SOLE 0 0 2497 JPMORGAN CHASE & CO COM 46625H100 267 1717 SH SOLE 837 0 880 MARATHON PETE CORP COM 56585A102 289 4786 SH SOLE 0 0 4786 PFIZER INC COM 717081103 215 5485 SH SOLE 555 0 4930 PROCTER AND GAMBLE CO COM 742718109 270 2000 SH SOLE 0 0 2000 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 279 7176 SH SOLE 7176 0 0 SERVICE CORP INTL COM 817565104 251 4677 SH SOLE 1577 0 3100 PROSHARES TR PSHS ULTSH 20YRS 74347B201 258 13680 SH SOLE 13680 0 0 TUTOR PERINI CORP COM 901109108 4521 326403 SH SOLE 44200 0 282203 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 754 3050 SH SOLE 0 0 3050 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 603 1533 SH SOLE 0 0 1533 VISTRA CORP COM 92840M102 27394 1476776 SH SOLE 232473 0 1244303 VANGUARD INDEX FDS TOTAL STK MKT 922908769 279 1250 SH SOLE 0 0 1250 VERIZON COMMUNICATIONS INC COM 92343V104 336 6005 SH SOLE 0 0 6005 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 259 3200 SH SOLE 0 0 3200 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 452 12330 SH SOLE 0 0 12330 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 568 3850 SH SOLE 0 0 3850 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1035 5798 SH SOLE 0 0 5798