0000732847-17-000001.txt : 20170215
0000732847-17-000001.hdr.sgml : 20170215
20170214173529
ACCESSION NUMBER: 0000732847-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC
CENTRAL INDEX KEY: 0000732847
IRS NUMBER: 952844956
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00983
FILM NUMBER: 17610909
BUSINESS ADDRESS:
STREET 1: 1214 EAST GREEN STREET, SUITE 104
CITY: PASADENA
STATE: CA
ZIP: 91106-3171
BUSINESS PHONE: (626) 796-6622
MAIL ADDRESS:
STREET 1: 1214 EAST GREEN STREET, SUITE 104
CITY: PASADENA
STATE: CA
ZIP: 91106-3171
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA
DATE OF NAME CHANGE: 20010411
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000732847
XXXXXXXX
12-31-2016
12-31-2016
FIRST WILSHIRE SECURITIES MANAGEMENT INC
1214 EAST GREEN STREET, SUITE 104
PASADENA
CA
91106-3171
13F HOLDINGS REPORT
028-00983
N
Scott Hood
President & CEO
626-796-6622
Scott Hood
Pasadena
CA
02-14-2017
0
125
349462
false
INFORMATION TABLE
2
fwsm13f12312016.xml
BIOPHARMX CORP
COM
09072X101
10
28027
SH
SOLE
28027
0
0
CUSTOMERS BANCORP INC
COM
23204G100
14052
392301
SH
SOLE
10000
0
382301
ENOVA INTL INC
COM
29357K103
4889
389527
SH
SOLE
26946
0
362581
FIRSTCASH INC
COM
33767D105
7475
159036
SH
SOLE
24738
0
134298
INTEST CORP
COM
461147100
850
184695
SH
SOLE
43100
0
141595
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
1949
38850
SH
SOLE
0
0
38850
UNIQUE FABRICATING INC
COM
90915J103
2564
175600
SH
SOLE
113325
0
62275
VOLT INFORMATION SCIENCES IN
COM
928703107
5108
745659
SH
SOLE
45346
0
700313
AUTOBYTEL INC
COM NEW
05275N205
293
21767
SH
SOLE
0
0
21767
AEGION CORP
COM
00770F104
9143
385772
SH
SOLE
79750
0
306022
ANDERSONS INC
COM
034164103
5937
132821
SH
SOLE
0
0
132821
APPLIANCE RECYCLING CTRS AME
COM NEW
03814F205
17
15000
SH
SOLE
15000
0
0
ARI NETWORK SVCS INC
COM NEW
001930205
2084
385169
SH
SOLE
381844
0
3325
BANK COMM HLDGS
COM
06424J103
1415
148950
SH
SOLE
115000
0
33950
CAMTEK LTD
ORD
M20791105
1330
404315
SH
SOLE
41000
0
363315
CENTRAL GARDEN & PET CO
COM
153527106
2427
73354
SH
SOLE
0
0
73354
CHEROKEE INC DEL NEW
COM
16444H102
315
30000
SH
SOLE
30000
0
0
AMERICAS CAR MART INC
COM
03062T105
631
14433
SH
SOLE
7600
0
6833
CISCO SYS INC
COM
17275R102
317
10496
SH
SOLE
500
0
9996
COMPUTER TASK GROUP INC
COM
205477102
177
41932
SH
SOLE
0
0
41932
CUI GLOBAL INC
COM NEW
126576206
4487
647475
SH
SOLE
0
0
647475
DAWSON GEOPHYSICAL CO NEW
COM
239360100
4558
566961
SH
SOLE
0
0
566961
DESTINATION XL GROUP INC
COM
25065K104
982
231143
SH
SOLE
26300
0
204843
US ECOLOGY INC
COM
91732J102
226
4600
SH
SOLE
0
0
4600
EDUCATIONAL DEV CORP
COM
281479105
381
38292
SH
SOLE
38292
0
0
EAST WEST BANCORP INC
COM
27579R104
11457
225389
SH
SOLE
29500
0
195889
EZCORP INC
CL A NON VTG
302301106
8267
776285
SH
SOLE
142475
0
633810
FARMERS NATL BANC CORP
COM
309627107
937
65985
SH
SOLE
0
0
65985
FOSTER L B CO
COM
350060109
2062
151600
SH
SOLE
0
0
151600
STEALTHGAS INC
SHS
Y81669106
1602
473936
SH
SOLE
50000
0
423936
GENERAL FIN CORP DEL
COM
369822101
251
45291
SH
SOLE
45291
0
0
HANMI FINL CORP
COM NEW
410495204
513
14708
SH
SOLE
0
0
14708
HARDINGE INC
COM
412324303
3944
355978
SH
SOLE
55357
0
300621
HOPE BANCORP INC
COM
43940T109
10954
500421
SH
SOLE
79801
0
420620
FIRST INTERNET BANCORP
COM
320557101
654
20450
SH
SOLE
0
0
20450
INNOSPEC INC
COM
45768S105
13031
190229
SH
SOLE
22200
0
168029
LAKELAND INDS INC
COM
511795106
975
93705
SH
SOLE
0
0
93705
LIMONEIRA CO
COM
532746104
2054
95481
SH
SOLE
23017
0
72464
LIGHTPATH TECHNOLOGIES INC
CL A NEW
532257805
1240
805000
SH
SOLE
805000
0
0
LANDSTAR SYS INC
COM
515098101
205
2400
SH
SOLE
0
0
2400
LUNA INNOVATIONS
COM
550351100
644
438221
SH
SOLE
359796
0
78425
MFRI INC
COM
552721102
1854
228891
SH
SOLE
46882
0
182009
MITCHAM INDS INC
COM
606501104
46
11200
SH
SOLE
0
0
11200
MOBILE MINI INC
COM
60740F105
5547
183369
SH
SOLE
0
0
183369
MIND C T I LTD
ORD
M70240102
95
38568
SH
SOLE
38568
0
0
MANITEX INTL INC
COM
563420108
3733
544184
SH
SOLE
279820
0
264364
MICROSOFT CORP
COM
594918104
457
7350
SH
SOLE
0
0
7350
MATRIX SVC CO
COM
576853105
7504
330556
SH
SOLE
12600
0
317956
NATURES SUNSHINE PRODUCTS IN
COM
639027101
11147
743120
SH
SOLE
176557
0
566563
NORTHERN TECH INTL CORP
COM
665809109
423
30764
SH
SOLE
0
0
30764
NUTRACEUTICAL INTL CORP
COM
67060Y101
3733
106803
SH
SOLE
0
0
106803
NV5 GLOBAL INC
COM
62945V109
10847
324761
SH
SOLE
16600
0
308161
NATIONAL WESTN LIFE GROUP IN
CL A
638517102
6213
19991
SH
SOLE
3001
0
16990
PRO-DEX INC COLO
COM NEW
74265M205
66
14000
SH
SOLE
14000
0
0
PERION NETWORK LTD
SHS
M78673106
130
91696
SH
SOLE
0
0
91696
EPLUS INC
COM
294268107
2966
25749
SH
SOLE
0
0
25749
POINTER TELOCATION LTD
SHS
M7946T104
170
25000
SH
SOLE
25000
0
0
PIONEER PWR SOLUTIONS INC
COM NEW
723836300
1762
296210
SH
SOLE
75000
0
221210
PRGX GLOBAL INC
COM NEW
69357C503
2663
451331
SH
SOLE
106318
0
345013
RENT A CTR INC NEW
COM
76009N100
2909
258551
SH
SOLE
400
0
258151
SILICOM LTD
ORD
M84116108
2242
54555
SH
SOLE
1500
0
53055
INVENTURE FOODS INC
COM
461212102
5361
544278
SH
SOLE
215926
0
328352
SUPERCOM LTD NEW
SHS NEW
M87095119
1296
382215
SH
SOLE
0
0
382215
STERLING CONSTRUCTION CO INC
COM
859241101
846
100000
SH
SOLE
100000
0
0
SYNALLOY CP DEL
COM
871565107
751
68589
SH
SOLE
0
0
68589
TOR MINERALS INTL INC
COM NEW
890878309
634
103913
SH
SOLE
103913
0
0
TRINITY BIOTECH PLC SPON
ADR NEW
896438306
6114
883571
SH
SOLE
0
0
883571
TETRA TECH INC NEW
COM
88162G103
11352
263090
SH
SOLE
51000
0
212090
VIMPELCOM LTD SPONSORED
ADR
92719A106
51
13300
SH
SOLE
13300
0
0
VOXX INTL CORP
CL A
91829F104
1372
291864
SH
SOLE
0
0
291864
ACME UTD CORP
COM
004816104
2741
107196
SH
SOLE
29000
0
78196
FEDERAL AGRIC MTG CORP
CL C
313148306
12232
213585
SH
SOLE
27480
0
186105
AMERICAN WTR WKS CO INC NEW
COM
030420103
5430
75035
SH
SOLE
11300
0
63735
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
4350
66650
SH
SOLE
0
0
66650
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
295
1809
SH
SOLE
200
0
1609
CHINA FD INC
COM
169373107
1240
82387
SH
SOLE
439
0
81948
CHINA CORD BLOOD CORP
SHS
G21107100
64
10423
SH
SOLE
0
0
10423
CRAWFORD & CO
CL A
224633206
8171
862864
SH
SOLE
160154
0
702710
CVS HEALTH CORP
COM
126650100
312
3950
SH
SOLE
0
0
3950
CPI AEROSTRUCTURES INC
COM NEW
125919308
138
14950
SH
SOLE
0
0
14950
CHEVRON CORP NEW
COM
166764100
218
1850
SH
SOLE
0
0
1850
DISCOVER FINL SVCS
COM
254709108
1545
21430
SH
SOLE
0
0
21430
QUEST DIAGNOSTICS INC
COM
74834L100
225
2450
SH
SOLE
0
0
2450
DEVRY ED GROUP INC
COM
251893103
2039
65336
SH
SOLE
0
0
65336
ISHARES TR
SELECT DIVID ETF
464287168
217
2450
SH
SOLE
0
0
2450
COMPANHIA PARANAENSE ENERG C SPON
ADR PFD
20441B407
148
17500
SH
SOLE
17500
0
0
FIRST ACCEPTANCE CORP
COM
318457108
161
154330
SH
SOLE
154330
0
0
FLEXIBLE SOLUTIONS INTL INC
COM
33938T104
41
30600
SH
SOLE
0
0
30600
ABERDEEN GTR CHINA FD INC
COM
003031101
580
66717
SH
SOLE
0
0
66717
GENERAL ELECTRIC CO
COM
369604103
2665
84339
SH
SOLE
0
0
84339
GENWORTH FINL INC
COM CL A
37247D106
2866
752103
SH
SOLE
0
0
752103
GENESEE & WYO INC
CL A
371559105
233
3350
SH
SOLE
0
0
3350
HONEYWELL INTL INC
COM
438516106
243
2100
SH
SOLE
0
0
2100
HUNTSMAN CORP
COM
447011107
9474
496524
SH
SOLE
0
0
496524
ISHARES TR
CORE S&P MCP ETF
464287507
711
4300
SH
SOLE
0
0
4300
ISHARES TR
CORE S&P SCP ETF
464287804
275
2000
SH
SOLE
0
0
2000
ISHARES TR
CORE S&P500 ETF
464287200
861
3825
SH
SOLE
0
0
3825
JACOBS ENGR GROUP INC DEL
COM
469814107
14964
262520
SH
SOLE
45510
0
217010
JOHNSON & JOHNSON
COM
478160104
294
2553
SH
SOLE
0
0
2553
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
1586
163145
SH
SOLE
6000
0
157145
KOREA EQUITY FD INC
COM
50063B104
132
17762
SH
SOLE
0
0
17762
KRATON CORPORATION
COM
50077C106
3389
119010
SH
SOLE
0
0
119010
LSB INDS INC
COM
502160104
1715
203695
SH
SOLE
64746
0
138949
MDU RES GROUP INC
COM
552690109
227
7900
SH
SOLE
750
0
7150
MILLER INDS INC TENN
COM NEW
600551204
2376
89820
SH
SOLE
0
0
89820
ALTRIA GROUP INC
COM
02209S103
338
5000
SH
SOLE
0
0
5000
MARATHON PETE CORP
COM
56585A102
340
6750
SH
SOLE
0
0
6750
OWENS ILL INC
COM NEW
690768403
5188
298003
SH
SOLE
16400
0
281603
PETROLEO BRASILEIRO SA PETRO SPONSORED
ADR
71654V408
197
19500
SH
SOLE
14000
0
5500
PFIZER INC
COM
717081103
271
8351
SH
SOLE
500
0
7851
ISHARES TR
U.S. PFD STK ETF
464288687
417
11200
SH
SOLE
0
0
11200
PATRIOT NATL INC
COM
70338T102
173
37185
SH
SOLE
0
0
37185
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
3701
27167
SH
SOLE
0
0
27167
COMPANHIA DE SANEAMENTO BASI SPONSORED
ADR
20441A102
9178
1057411
SH
SOLE
272232
0
785179
SERVICE CORP INTL
COM
817565104
10494
369516
SH
SOLE
21726
0
347790
SPECTRA ENERGY CORP
COM
847560109
538
13100
SH
SOLE
250
0
12850
ABERDEEN SINGAPORE FD INC
COM
003244100
166
19215
SH
SOLE
0
0
19215
ST JUDE MED INC
COM
790849103
421
5250
SH
SOLE
0
0
5250
TRAVELERS COMPANIES INC
COM
89417E109
7494
61214
SH
SOLE
216
0
60998
TUPPERWARE BRANDS CORP
COM
899896104
3967
75396
SH
SOLE
14350
0
61046
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
279
2200
SH
SOLE
0
0
2200
VANECK VECTORS ETF TR
VIETNAM ETF
92189F817
130
10000
SH
SOLE
10000
0
0
VANGUARD INDEX FDS S&P 500 ETF
SHS
922908363
418
2035
SH
SOLE
0
0
2035
WIDEPOINT CORP
COM
967590100
697
860471
SH
SOLE
551724
0
308747
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
206
4250
SH
SOLE
0
0
4250