0000732847-11-000039.txt : 20110517
0000732847-11-000039.hdr.sgml : 20110517
20110516181604
ACCESSION NUMBER: 0000732847-11-000039
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110517
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC
CENTRAL INDEX KEY: 0000732847
IRS NUMBER: 952844956
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00983
FILM NUMBER: 11849168
BUSINESS ADDRESS:
STREET 1: 1224 EAST GREEN STREET, SUITE 200
CITY: PASADENA
STATE: CA
ZIP: 91106-3171
BUSINESS PHONE: (626) 796-6622
MAIL ADDRESS:
STREET 1: 1224 EAST GREEN STREET, SUITE 200
CITY: PASADENA
STATE: CA
ZIP: 91106-3171
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA
DATE OF NAME CHANGE: 20010411
13F-HR
1
fwsm13f033111.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: First Wilshire Securities Management, Inc.
Address: 1224 East Green Street
Suite 200
Pasadena, CA 91106
13F File Number: 28-00983
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matthew Dunn
Title: Chief Compliance Officer
Phone: 626 796 6622 x 119
Signature, Place, and Date of Signing:
/s/ Matthew Dunn Pasadena, CA May 16, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 182
Form13F Information Table Value Total: $633,112 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
21ST CENTY HLDG CO COM 90136Q100 161 52310 SH SOLE 0 52310
ACME UTD CORP COM 004816104 2619 271160 SH SOLE 71776 199384
ADVANCED PHOTONIX INC CL A 00754E107 60 30000 SH SOLE 0 30000
ALASKA AIR GROUP INC COM 011659109 317 5000 SH SOLE 5000 0
AMERICAN CAP LTD COM 02503Y103 329 33200 SH SOLE 0 33200
AMERICAN GREETINGS CORP CL A 026375105 20359 862684 SH SOLE 175609 687075
AMERICAN WTR WKS CO INC NEW COM 030420103 30059 1071639 SH SOLE 237811 833828
ANADARKO PETE CORP COM 032511107 475 5800 SH SOLE 0 5800
ANDERSONS INC COM 034164103 5732 117647 SH SOLE 0 117647
ARCH COAL INC COM 039380100 276 7650 SH SOLE 0 7650
ARCHER DANIELS MIDLAND CO COM 039483102 360 10000 SH SOLE 10000 0
ARLINGTON ASSET INVT CORP CL A NEW 041356205 599 19665 SH SOLE 0 19665
ASTA FDG INC COM 046220109 5633 658046 SH SOLE 98561 559485
AT&T INC COM 00206R102 561 18332 SH SOLE 13350 4982
ATLANTIC TELE NETWORK INC COM NEW 049079205 22417 602759 SH SOLE 116073 486686
AXIS CAPITAL HOLDINGS SHS G0692U109 5109 146299 SH SOLE 17250 129049
BANK COMM HLDGS COM 06424J103 1326 314984 SH SOLE 314984 0
BANK OF AMERICA CORPORATION COM 060505104 1393 104465 SH SOLE 0 104465
BARNWELL INDS INC COM 068221100 186 25660 SH SOLE 25660 0
BENIHANA INC COM 082047101 593 70362 SH SOLE 0 70362
BIOLASE TECHNOLOGY INC COM 090911108 279 57387 SH SOLE 0 57387
BLOCK H & R INC COM 093671105 167 10000 SH SOLE 10000 0
BOFI HLDG INC COM 05566U108 366 23570 SH SOLE 12000 11570
CARRIAGE SVCS INC COM 143905107 7350 1333857 SH SOLE 77000 1256857
CASH AMER INTL INC COM 14754D100 20479 444722 SH SOLE 66175 378547
CCA INDS INC COM 124867102 848 146206 SH SOLE 5500 140706
CENTER FINL CORP CALIF COM 15146E102 4514 615044 SH SOLE 479377 135667
CENTRAL GARDEN & PET CO COM 153527106 1307 148347 SH SOLE 0 148347
CENTURYLINK INC COM 156700106 5030 121069 SH SOLE 45593 75476
CHINA BAK BATTERY INC COM 16936Y100 50 27410 SH SOLE 27210 200
CHINA FD INC COM 169373107 6919 219800 SH SOLE 796 219004
CHINA FIRE & SEC GROUP INC COM 16938R103 2322 376386 SH SOLE 6250 370136
CHINA HOUSING & LAND DEV INC COM 16939V103 1182 604698 SH SOLE 392612 212086
CHINA INFORMATION TECHNOLOGY COM 16950L109 2527 935915 SH SOLE 279400 656515
CHINA PHARMA HLDGS INC COM 16941T104 5306 2097199 SH SOLE 1072000 1025199
CHINA SEC & SURVE TECH INC COM 16942J105 239 51671 SH SOLE 44671 7000
CHINA YUCHAI INTL LTD COM G21082105 5270 179674 SH SOLE 0 179674
CHINACAST EDU CORP COM 16946T109 3372 536447 SH SOLE 202732 333715
CHINDEX INTERNATIONAL INC COM 169467107 2474 154144 SH SOLE 106857 47287
CIBER INC COM 17163B102 5180 773108 SH SOLE 258400 514708
CIGNA CORP COM 125509109 443 10000 SH SOLE 10000 0
CISCO SYS INC COM 17275R102 190 11100 SH SOLE 0 11100
CLECO CORP NEW COM 12561W105 211 6150 SH SOLE 0 6150
COMMERCIAL METALS CO COM 201723103 198 11450 SH SOLE 0 11450
COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 31670 539162 SH SOLE 116840 422322
CONOCOPHILLIPS COM 20825C104 1730 21665 SH SOLE 6050 15615
CORINTHIAN COLLEGES INC COM 218868107 54 12150 SH SOLE 0 12150
CRAWFORD & CO CL A 224633206 334 98706 SH SOLE 63329 35377
CVS CAREMARK CORPORATION COM 126650100 309 9000 SH SOLE 9000 0
DEVRY INC DEL COM 251893103 15480 281089 SH SOLE 50450 230639
DISCOVER FINL SVCS COM 254709108 2065 85611 SH SOLE 0 85611
DORMAN PRODUCTS INC COM 258278100 1874 44535 SH SOLE 4205 40330
DUKE ENERGY CORP NEW COM 26441C105 1452 80000 SH SOLE 30500 49500
DUOYUAN PRTG INC COM 26605B109 602 541947 SH SOLE 376057 165890
EAST WEST BANCORP INC COM 27579R104 9039 411607 SH SOLE 50250 361357
EDUCATIONAL DEV CORP COM 281479105 2300 383253 SH SOLE 383253 0
ENDURANCE SPECIALTY HLDGS LT SHS G30397106 13102 268371 SH SOLE 4350 264021
EPLUS INC COM 294268107 1912 71859 SH SOLE 0 71859
EXCEED COMPANY LTD SHS G32335104 3363 453898 SH SOLE 88400 365498
EXXON MOBIL CORP COM 30231G102 655 7791 SH SOLE 0 7791
EZCORP INC CL A NON VTG 302301106 2638 84025 SH SOLE 0 84025
FEDERAL AGRIC MTG CORP CL C 313148306 16286 852248 SH SOLE 48308 803940
FIRST CASH FINL SVCS INC COM 31942D107 5056 130990 SH SOLE 0 130990
FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 1556 187654 SH SOLE 11900 175754
FMC TECHNOLOGIES INC COM 30249U101 350 3700 SH SOLE 0 3700
FRONTIER COMMUNICATIONS CORP COM 35906A108 1119 136167 SH SOLE 0 136167
FUSHI COPPERWELD INC COM 36113E107 5673 707329 SH SOLE 260697 446632
GARMIN LTD SHS H2906T109 2742 80988 SH SOLE 2000 78988
GATX CORP COM 361448103 599 15488 SH SOLE 0 15488
GENERAL ELECTRIC CO COM 369604103 4290 213961 SH SOLE 15000 198961
GENESEE & WYO INC CL A 371559105 495 8500 SH SOLE 0 8500
GP STRATEGIES CORP COM 36225V104 268 19731 SH SOLE 0 19731
GREATER CHINA FD INC COM 39167B102 3063 242328 SH SOLE 1633 240695
GRUBB & ELLIS CO COM PAR $0.01 400095204 21 26400 SH SOLE 26400 0
HANMI FINL CORP COM 410495105 450 362545 SH SOLE 93600 268945
HARBIN ELECTRIC INC COM 41145W109 10922 527874 SH SOLE 191004 336870
HARTFORD FINL SVCS GROUP INC COM 416515104 458 17000 SH SOLE 17000 0
HAWKINS INC COM 420261109 419 10190 SH SOLE 0 10190
HEALTHCARE SVCS GRP INC COM 421906108 288 16395 SH SOLE 645 15750
HEELYS INC COM 42279M107 1353 588059 SH SOLE 36449 551610
HELEN OF TROY CORP LTD COM G4388N106 749 25487 SH SOLE 0 25487
HONEYWELL INTL INC COM 438516106 310 5200 SH SOLE 0 5200
HOPFED BANCORP INC COM 439734104 1321 143615 SH SOLE 35700 107915
HORNBECK OFFSHORE SVCS INC N COM 440543106 369 11950 SH SOLE 0 11950
HORSEHEAD HLDG CORP COM 440694305 247 14500 SH SOLE 14500 0
HUMANA INC COM 444859102 2233 31926 SH SOLE 5000 26926
IMAX CORP COM 45245E109 27410 857085 SH SOLE 188450 668635
INDIA FD INC COM 454089103 754 22879 SH SOLE 0 22879
INNOSPEC INC COM 45768S105 18478 578525 SH SOLE 66235 512290
INTEL CORP COM 458140100 303 15000 SH SOLE 15000 0
INTERNATIONAL BUSINESS MACHS COM 459200101 489 3000 SH SOLE 3000 0
INVENTURE FOODS INC COM 461212102 4243 1102158 SH SOLE 317826 784332
JAKKS PAC INC COM 47012E106 480 24798 SH SOLE 20000 4798
JAPAN EQUITY FD INC COM 471057109 137 22200 SH SOLE 1200 21000
JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 212 23298 SH SOLE 11133 12165
JINPAN INTL LTD ORD G5138L100 9780 837371 SH SOLE 149628 687743
JOHNSON & JOHNSON COM 478160104 394 6650 SH SOLE 0 6650
KIRBY CORP COM 497266106 378 6600 SH SOLE 0 6600
KOREA EQUITY FD INC COM 50063B104 343 25228 SH SOLE 2666 22562
KOREA FD COM NEW 500634209 341 7068 SH SOLE 0 7068
KSW INC COM 48268R106 61 17180 SH SOLE 0 17180
LANNET INC COM 516012101 1324 237213 SH SOLE 200000 37213
LILLY ELI & CO COM 532457108 721 20500 SH SOLE 20500 0
LINCOLN EDL SVCS CORP COM 533535100 8545 537743 SH SOLE 72560 465183
MALAYSIA FD INC COM 560905101 207 18000 SH SOLE 0 18000
MANITEX INTL INC COM 563420108 6021 1094698 SH SOLE 384500 710198
MANNATECH INC COM 563771104 529 326463 SH SOLE 0 326463
MARATHON OIL CORP COM 565849106 301 5650 SH SOLE 0 5650
MCG CAPITAL CORP COM 58047P107 4994 766230 SH SOLE 231922 534308
MDU RES GROUP INC COM 552690109 5205 226591 SH SOLE 30150 196441
METHANEX CORP COM 59151K108 3509 112345 SH SOLE 20000 92345
METLIFE INC COM 59156R108 1930 43150 SH SOLE 35000 8150
MICROFINANCIAL INC COM 595072109 526 118680 SH SOLE 0 118680
MICROSOFT CORP COM 594918104 896 35300 SH SOLE 13000 22300
MILLER INDS INC TENN COM NEW 600551204 2538 156266 SH SOLE 6600 149666
MILLICOM INTL CELLULAR S A SHS NEW L6388F110 7296 75870 SH SOLE 16396 59474
MITCHAM INDS INC COM 606501104 2724 199584 SH SOLE 21650 177934
MOBILE MINI INC COM 60740F105 1691 70404 SH SOLE 0 70404
MONTPELIER RE HOLDINGS LTD SHS G62185106 936 52950 SH SOLE 0 52950
MOTORCAR PTS AMER INC COM 620071100 8827 631411 SH SOLE 176000 455411
NAM TAI ELECTRS INC COM PAR $0.02 629865205 200 30986 SH SOLE 0 30986
NATIONAL WESTN LIFE INS CO CL A 638522102 1883 11603 SH SOLE 800 10803
NATURES SUNSHINE PRODUCTS IN COM 639027101 11294 1260441 SH SOLE 254391 1006050
NETSOL TECHNOLOGIES INC COM NEW 64115A204 1502 799007 SH SOLE 0 799007
NEW IRELAND FUND INC COM 645673104 116 15173 SH SOLE 0 15173
NOKIA CORP SPONSORED ADR 654902204 214 25100 SH SOLE 25100 0
NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 1672 143018 SH SOLE 143018 0
NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 589 46025 SH SOLE 45900 125
NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 1240 102842 SH SOLE 102842 0
NUVEEN CA SELECT QUALITY MUN COM 670975101 478 37000 SH SOLE 37000 0
NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 124 10157 SH SOLE 10157 0
NUVEEN INSD CA PREM INCOME 2 COM 67061U108 534 43182 SH SOLE 43182 0
NUVEEN INSD CALIF DIVID COM 67071M104 541 41038 SH SOLE 41038 0
OVERHILL FARMS INC COM 690212105 994 163460 SH SOLE 130014 33446
OWENS ILL INC COM NEW 690768403 16817 557053 SH SOLE 67240 489813
PARKER DRILLING CO COM 701081101 69 10000 SH SOLE 0 10000
PEABODY ENERGY CORP COM 704549104 864 12000 SH SOLE 10000 2000
PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 20 13150 SH SOLE 0 13150
PETMED EXPRESS INC COM 716382106 190 12000 SH SOLE 12000 0
PETSMART INC COM 716768106 518 12650 SH SOLE 12500 150
PFIZER INC COM 717081103 9320 458875 SH SOLE 21048 437827
PHC INC MASS CL A 693315103 595 225487 SH SOLE 0 225487
PINNACLE DATA SYS INC COM 723454104 518 389145 SH SOLE 389145 0
PRGX GLOBAL INC COM NEW 69357C503 922 151818 SH SOLE 0 151818
PRO-DEX INC COLO COM NEW 74265M205 701 304877 SH SOLE 14447 290430
QC HLDGS INC COM 74729T101 542 125083 SH SOLE 0 125083
RENAISSANCERE HOLDINGS LTD COM G7496G103 5686 82421 SH SOLE 0 82421
RENT A CTR INC NEW COM 76009N100 32193 922164 SH SOLE 162901 759263
SANFILIPPO JOHN B & SON INC COM 800422107 834 71246 SH SOLE 7700 63546
SEABRIGHT HOLDINGS INC COM 811656107 402 39200 SH SOLE 0 39200
SEAGATE TECHNOLOGY PLC SHS G7945M107 3290 228347 SH SOLE 500 227847
SERVICE CORP INTL COM 817565104 9581 866294 SH SOLE 33226 833068
SHINER INTL INC COM 824568109 2683 2417434 SH SOLE 988880 1428554
SIMULATIONS PLUS INC COM 829214105 62 19500 SH SOLE 0 19500
SINGAPORE FD INC COM 82929L109 748 51300 SH SOLE 0 51300
SINOHUB INC COM 82935L101 293 154875 SH SOLE 154575 300
SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 460 59269 SH SOLE 0 59269
SPAN AMER MED SYS INC COM 846396109 440 28369 SH SOLE 28369 0
SPECTRA ENERGY CORP COM 847560109 872 32100 SH SOLE 7750 24350
STEWART ENTERPRISES INC CL A 860370105 138 18000 SH SOLE 18000 0
SUTOR TECH GROUP LTD COM 869362103 82 50434 SH SOLE 50434 0
SUTRON CORP COM 869380105 1130 148689 SH SOLE 0 148689
THAI CAP FD INC COM NEW 882905201 2474 197603 SH SOLE 2000 195603
TITAN MACHY INC COM 88830R101 360 14275 SH SOLE 0 14275
TRANSCEND SERVICES INC COM NEW 893929208 1247 51999 SH SOLE 0 51999
TRAVELERS COMPANIES INC COM 89417E109 10309 173312 SH SOLE 44546 128766
TUPPERWARE BRANDS CORP COM 899896104 25438 426028 SH SOLE 42200 383828
UNITIL CORP COM 913259107 1600 67895 SH SOLE 0 67895
UNIVERSAL POWER GROUP INC COM 913788105 368 88226 SH SOLE 0 88226
US ECOLOGY INC COM 91732J102 324 18600 SH SOLE 0 18600
WELLS FARGO & CO NEW COM 949746101 336 10600 SH SOLE 10000 600
WHOLE FOODS MKT INC COM 966837106 330 5000 SH SOLE 5000 0
WILSHIRE BANCORP INC COM 97186T108 2805 572498 SH SOLE 17873 554625
WINDSTREAM CORP COM 97381W104 13454 1044567 SH SOLE 319459 725108
WINNER MEDICAL GRP INC COM NEW 97476P204 986 212591 SH SOLE 0 212591
WONDER AUTO TECHNOLOGY INC COM 978166106 167 30800 SH SOLE 0 30800
WOWJOINT HOLDINGS LIMITED *W EXP 05/15/201 G9796W119 10 50000 SH SOLE 50000 0
WPCS INTL INC COM NEW 92931L203 522 219559 SH SOLE 20000 199559
YONGYE INTL INC COM 98607B106 665 108411 SH SOLE 100 108311
YUCHENG TECHNOLOGIES LTD COM G98777108 1441 359367 SH SOLE 37000 322367
ZHONGPIN INC COM 98952K107 12199 805204 SH SOLE 216325 588879
ZIMMER HLDGS INC COM 98956P102 200 3300 SH SOLE 0 3300