-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OEvoi3/fYw1Ur8BTjKPPJJPBZFc9vK7vo0b4xm3I8tFq3cBfuSNJd+CRuPTx2eKR GfSLRP+vEq0r0kCfnchNhA== 0000732847-11-000037.txt : 20110215 0000732847-11-000037.hdr.sgml : 20110215 20110214191850 ACCESSION NUMBER: 0000732847-11-000037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 11610879 BUSINESS ADDRESS: STREET 1: 1224 EAST GREEN STREET, SUITE 200 CITY: PASADENA STATE: CA ZIP: 91106-3171 BUSINESS PHONE: (626) 796-6622 MAIL ADDRESS: STREET 1: 1224 EAST GREEN STREET, SUITE 200 CITY: PASADENA STATE: CA ZIP: 91106-3171 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA DATE OF NAME CHANGE: 20010411 13F-HR 1 fwsm13f123110.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Wilshire Securities Management, Inc. Address: 1224 East Green Street Suite 200 Pasadena, CA 91106 13F File Number: 28-00983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Dunn Title: Chief Compliance Officer Phone: 626 796 6622 x 119 Signature, Place, and Date of Signing: /s/ Matthew Dunn Pasadena, CA February 11, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 184 Form13F Information Table Value Total: $567,673 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21ST CENTY HLDG CO COM 90136Q100 169 53027 SH SOLE 0 53027 ACME UTD CORP COM 004816104 2533 266081 SH SOLE 71776 194305 ADVANCED PHOTONIX INC CL A 00754E107 49 30000 SH SOLE 0 30000 ALASKA AIR GROUP INC COM 011659109 283 5000 SH SOLE 5000 0 AMERICAN CAP LTD COM 02503Y103 251 33200 SH SOLE 0 33200 AMERICAN GREETINGS CORP CL A 026375105 17434 786719 SH SOLE 175609 611110 AMERICAN WTR WKS CO INC NEW COM 030420103 26583 1051109 SH SOLE 237811 813298 ANADARKO PETE CORP COM 032511107 442 5800 SH SOLE 0 5800 ANDERSONS INC COM 034164103 4291 118057 SH SOLE 0 118057 ARCH COAL INC COM 039380100 216 6150 SH SOLE 0 6150 ARCHER DANIELS MIDLAND CO COM 039483102 301 10000 SH SOLE 10000 0 ARLINGTON ASSET INVT CORP CL A NEW 041356205 490 20445 SH SOLE 0 20445 ASTA FDG INC COM 046220109 5153 636213 SH SOLE 98561 537652 AT&T INC COM 00206R102 559 19032 SH SOLE 13350 5682 ATLANTIC TELE NETWORK INC COM NEW 049079205 20491 533999 SH SOLE 116073 417926 AXIS CAPITAL HOLDINGS SHS G0692U109 5412 150824 SH SOLE 17250 133574 BANK COMM HLDGS COM 06424J103 1339 314984 SH SOLE 314984 0 BANK OF AMERICA CORPORATION COM 060505104 1415 106084 SH SOLE 0 106084 BARNWELL INDS INC COM 068221100 186 51360 SH SOLE 51360 0 BENIHANA INC COM 082047101 564 70362 SH SOLE 0 70362 BIOLASE TECHNOLOGY INC COM 090911108 99 56819 SH SOLE 0 56819 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 0 11625 SH SOLE 11625 0 BLOCK H & R INC COM 093671105 119 10000 SH SOLE 10000 0 BOFI HLDG INC COM 05566U108 366 23570 SH SOLE 12000 11570 CARRIAGE SVCS INC COM 143905107 6502 1340612 SH SOLE 77000 1263612 CASH AMER INTL INC COM 14754D100 16424 444726 SH SOLE 66175 378551 CCA INDS INC COM 124867102 826 146206 SH SOLE 5500 140706 CENTER FINL CORP CALIF COM 15146E102 4664 615314 SH SOLE 479377 135937 CENTRAL GARDEN & PET CO COM 153527106 1470 149372 SH SOLE 0 149372 CENTURYLINK INC COM 156700106 5612 121554 SH SOLE 45593 75961 CHINA BAK BATTERY INC COM 16936Y100 53 27410 SH SOLE 27210 200 CHINA FD INC COM 169373107 7228 222385 SH SOLE 796 221589 CHINA FIRE & SEC GROUP INC COM 16938R103 2347 357286 SH SOLE 6250 351036 CHINA HOUSING & LAND DEV INC COM 16939V103 1669 609048 SH SOLE 392612 216436 CHINA INFORMATION TECHNOLOGY COM 16950L109 4903 941060 SH SOLE 279400 661660 CHINA PHARMA HLDGS INC COM 16941T104 6369 2101999 SH SOLE 1072000 1029999 CHINA SEC & SURVE TECH INC COM 16942J105 222 41671 SH SOLE 34671 7000 CHINA YUCHAI INTL LTD COM G21082105 6472 204224 SH SOLE 0 204224 CHINACAST EDU CORP COM 16946T109 3075 396247 SH SOLE 202732 193515 CHINDEX INTERNATIONAL INC COM 169467107 2548 154494 SH SOLE 106857 47637 CIBER INC COM 17163B102 3850 822693 SH SOLE 258400 564293 CIGNA CORP COM 125509109 367 10000 SH SOLE 10000 0 CISCO SYS INC COM 17275R102 241 11900 SH SOLE 0 11900 CLECO CORP NEW COM 12561W105 212 6900 SH SOLE 0 6900 COMMERCIAL METALS CO COM 201723103 190 11450 SH SOLE 0 11450 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 27025 511067 SH SOLE 116840 394227 CONOCOPHILLIPS COM 20825C104 1475 21665 SH SOLE 6050 15615 CORINTHIAN COLLEGES INC COM 218868107 63 12150 SH SOLE 0 12150 CRAWFORD & CO CL A 224633206 252 103706 SH SOLE 63329 40377 CVS CAREMARK CORPORATION COM 126650100 313 9000 SH SOLE 9000 0 DEVRY INC DEL COM 251893103 7390 154015 SH SOLE 24250 129765 DISCOVER FINL SVCS COM 254709108 1623 87611 SH SOLE 0 87611 DORMAN PRODUCTS INC COM 258278100 1614 44535 SH SOLE 4205 40330 DUKE ENERGY CORP NEW COM 26441C105 1425 80000 SH SOLE 30500 49500 DUOYUAN PRTG INC COM 26605B109 1530 522097 SH SOLE 356057 166040 EAST WEST BANCORP INC COM 27579R104 8100 414332 SH SOLE 50250 364082 EDUCATIONAL DEV CORP COM 281479105 2625 383253 SH SOLE 383253 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 12679 275207 SH SOLE 4350 270857 EPLUS INC COM 294268107 1726 73015 SH SOLE 0 73015 EXCEED COMPANY LTD SHS G32335104 3740 452786 SH SOLE 88400 364386 EXXON MOBIL CORP COM 30231G102 570 7791 SH SOLE 0 7791 EZCORP INC CL A NON VTG 302301106 2387 88000 SH SOLE 0 88000 FIRST CASH FINL SVCS INC COM 31942D107 4101 132340 SH SOLE 0 132340 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 1430 187663 SH SOLE 11900 175763 FMC TECHNOLOGIES INC COM 30249U101 351 3950 SH SOLE 0 3950 FRONTIER COMMUNICATIONS CORP COM 35906A108 1343 138057 SH SOLE 0 138057 FUSHI COPPERWELD INC COM 36113E107 5980 673429 SH SOLE 250697 422732 GARMIN LTD SHS H2906T109 2564 82748 SH SOLE 2000 80748 GATX CORP COM 361448103 587 16638 SH SOLE 0 16638 GENERAL ELECTRIC CO COM 369604103 3979 217544 SH SOLE 15000 202544 GENESEE & WYO INC CL A 371559105 469 8850 SH SOLE 0 8850 GP STRATEGIES CORP COM 36225V104 202 19731 SH SOLE 0 19731 GREATER CHINA FD INC COM 39167B102 3219 244788 SH SOLE 1633 243155 GRUBB & ELLIS CO COM PAR $0.01 400095204 34 26400 SH SOLE 26400 0 HANMI FINL CORP COM 410495105 418 363545 SH SOLE 93600 269945 HARBIN ELECTRIC INC COM 41145W109 10518 606238 SH SOLE 225304 380934 HARTFORD FINL SVCS GROUP INC COM 416515104 450 17000 SH SOLE 17000 0 HAWKINS INC COM 420261109 452 10190 SH SOLE 0 10190 HEALTHCARE SVCS GRP INC COM 421906108 267 16395 SH SOLE 645 15750 HEELYS INC COM 42279M107 1863 612859 SH SOLE 36449 576410 HELEN OF TROY CORP LTD COM G4388N106 761 25587 SH SOLE 0 25587 HONEYWELL INTL INC COM 438516106 303 5700 SH SOLE 0 5700 HOPFED BANCORP INC COM 439734104 1312 145145 SH SOLE 35700 109445 HORNBECK OFFSHORE SVCS INC N COM 440543106 250 11950 SH SOLE 0 11950 HORSEHEAD HLDG CORP COM 440694305 189 14500 SH SOLE 14500 0 HUMANA INC COM 444859102 1748 31926 SH SOLE 5000 26926 IMAX CORP COM 45245E109 30440 1084430 SH SOLE 241200 843230 INDIA FD INC COM 454089103 803 22879 SH SOLE 0 22879 INNOSPEC INC COM 45768S105 10832 530979 SH SOLE 66235 464744 INTEL CORP COM 458140100 326 15500 SH SOLE 15000 500 INTERNATIONAL BUSINESS MACHS COM 459200101 440 3000 SH SOLE 3000 0 INVENTURE FOODS INC COM 461212102 4527 1047992 SH SOLE 317826 730166 JAKKS PAC INC COM 47012E106 452 24798 SH SOLE 20000 4798 JAPAN EQUITY FD INC COM 471057109 136 22200 SH SOLE 1200 21000 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 209 23298 SH SOLE 11133 12165 JINPAN INTL LTD ORD G5138L100 6661 632590 SH SOLE 149628 482962 JOHNSON & JOHNSON COM 478160104 465 7517 SH SOLE 0 7517 KIRBY CORP COM 497266106 291 6600 SH SOLE 0 6600 KOREA EQUITY FD INC COM 50063B104 309 25228 SH SOLE 2666 22562 KOREA FD COM NEW 500634209 312 7068 SH SOLE 0 7068 LANNET INC COM 516012101 1326 237213 SH SOLE 200000 37213 LASERCARD CORP COM 51807U101 2620 419215 SH SOLE 59752 359463 LILLY ELI & CO COM 532457108 718 20500 SH SOLE 20500 0 LINCOLN EDL SVCS CORP COM 533535100 4643 299346 SH SOLE 72560 226786 MALAYSIA FD INC COM 560905101 203 18000 SH SOLE 0 18000 MANITEX INTL INC COM 563420108 4518 1173552 SH SOLE 384500 789052 MARATHON OIL CORP COM 565849106 209 5650 SH SOLE 0 5650 MCG CAPITAL CORP COM 58047P107 5383 772348 SH SOLE 231922 540426 MDU RES GROUP INC COM 552690109 4556 224762 SH SOLE 30150 194612 METHANEX CORP COM 59151K108 3423 112595 SH SOLE 20000 92595 METLIFE INC COM 59156R108 1822 41000 SH SOLE 35000 6000 MICROFINANCIAL INC COM 595072109 506 125480 SH SOLE 0 125480 MICROSOFT CORP COM 594918104 762 27300 SH SOLE 4000 23300 MILLER INDS INC TENN COM NEW 600551204 2292 161066 SH SOLE 6600 154466 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 7312 76482 SH SOLE 16396 60086 MITCHAM INDS INC COM 606501104 2359 203754 SH SOLE 21650 182104 MOBILE MINI INC COM 60740F105 1132 57504 SH SOLE 0 57504 MONTPELIER RE HOLDINGS LTD SHS G62185106 1082 54250 SH SOLE 0 54250 MOTORCAR PTS AMER INC COM 620071100 8269 634161 SH SOLE 176000 458161 NAM TAI ELECTRS INC COM PAR $0.02 629865205 207 32286 SH SOLE 0 32286 NATIONAL WESTN LIFE INS CO CL A 638522102 1934 11603 SH SOLE 800 10803 NATURES SUNSHINE PRODUCTS IN COM 639027101 10343 1151826 SH SOLE 254391 897435 NETSOL TECHNOLOGIES INC COM NEW 64115A204 1496 800007 SH SOLE 0 800007 NEW IRELAND FUND INC COM 645673104 104 15173 SH SOLE 0 15173 NOKIA CORP SPONSORED ADR 654902204 259 25100 SH SOLE 25100 0 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 1710 143018 SH SOLE 143018 0 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 603 46025 SH SOLE 45900 125 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 1266 102842 SH SOLE 102842 0 NUVEEN CA INVT QUALITY MUN F COM 67062A101 1 12100 SH SOLE 12100 0 NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 0 19000 SH SOLE 19000 0 NUVEEN CA SELECT QUALITY MUN COM 670975101 482 37000 SH SOLE 37000 0 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 126 46157 SH SOLE 46157 0 NUVEEN CALIF QUALITY INCM MU COM 670985100 124 19300 SH SOLE 19300 0 NUVEEN INSD CA PREM INCOME 2 COM 67061U108 546 43182 SH SOLE 43182 0 NUVEEN INSD CALIF DIVID COM 67071M104 543 41038 SH SOLE 41038 0 OVERHILL FARMS INC COM 690212105 942 163460 SH SOLE 130014 33446 OWENS ILL INC COM NEW 690768403 10173 331353 SH SOLE 45240 286113 PARKER DRILLING CO COM 701081101 46 10000 SH SOLE 0 10000 PEABODY ENERGY CORP COM 704549104 640 10000 SH SOLE 10000 0 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 59 36250 SH SOLE 0 36250 PETMED EXPRESS INC COM 716382106 214 12000 SH SOLE 12000 0 PETSMART INC COM 716768106 504 12650 SH SOLE 12500 150 PFIZER INC COM 717081103 8077 461275 SH SOLE 21048 440227 PHC INC MASS CL A 693315103 383 229487 SH SOLE 0 229487 PINNACLE DATA SYS INC COM 723454104 836 669163 SH SOLE 669163 0 PRGX GLOBAL INC COM NEW 69357C503 974 153818 SH SOLE 0 153818 PRO-DEX INC COLO COM NEW 74265M205 634 315469 SH SOLE 14447 301022 QC HLDGS INC COM 74729T101 477 127652 SH SOLE 0 127652 RENAISSANCERE HOLDINGS LTD COM G7496G103 9743 152979 SH SOLE 0 152979 RENT A CTR INC NEW COM 76009N100 29896 926154 SH SOLE 162901 763253 SANFILIPPO JOHN B & SON INC COM 800422107 891 71646 SH SOLE 7700 63946 SEABRIGHT HOLDINGS INC COM 811656107 364 39500 SH SOLE 0 39500 SEAGATE TECHNOLOGY PLC SHS G7945M107 3637 241997 SH SOLE 500 241497 SERVICE CORP INTL COM 817565104 7248 878555 SH SOLE 33226 845329 SHINER INTL INC COM 824568109 3292 2420544 SH SOLE 988880 1431664 SIMULATIONS PLUS INC COM 829214105 52 19500 SH SOLE 0 19500 SINGAPORE FD INC COM 82929L109 781 51400 SH SOLE 0 51400 SINOHUB INC COM 82935L101 404 154875 SH SOLE 154575 300 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 353 61269 SH SOLE 0 61269 SPAN AMER MED SYS INC COM 846396109 418 28369 SH SOLE 28369 0 SPECTRA ENERGY CORP COM 847560109 802 32100 SH SOLE 7750 24350 STEWART ENTERPRISES INC CL A 860370105 120 18000 SH SOLE 18000 0 SUTOR TECH GROUP LTD COM 869362103 109 50434 SH SOLE 50434 0 SUTRON CORP COM 869380105 947 143213 SH SOLE 0 143213 THAI CAP FD INC COM NEW 882905201 2714 199153 SH SOLE 2000 197153 TITAN MACHY INC COM 88830R101 276 14275 SH SOLE 0 14275 TRANSCEND SERVICES INC COM NEW 893929208 1019 51999 SH SOLE 0 51999 TRAVELERS COMPANIES INC COM 89417E109 9152 164288 SH SOLE 34546 129742 TUPPERWARE BRANDS CORP COM 899896104 20957 439633 SH SOLE 42200 397433 UNITIL CORP COM 913259107 1545 67945 SH SOLE 0 67945 UNIVERSAL POWER GROUP INC COM 913788105 326 88226 SH SOLE 0 88226 US ECOLOGY INC COM 91732J102 355 20400 SH SOLE 0 20400 VOLT INFORMATION SCIENCES IN COM 928703107 560 64740 SH SOLE 4000 60740 WELLS FARGO & CO NEW COM 949746101 328 10600 SH SOLE 10000 600 WHOLE FOODS MKT INC COM 966837106 253 5000 SH SOLE 5000 0 WILSHIRE BANCORP INC COM 97186T108 4398 577104 SH SOLE 17873 559231 WINDSTREAM CORP COM 97381W104 14618 1048647 SH SOLE 319459 729188 WINNER MEDICAL GRP INC COM NEW 97476P204 1053 191429 SH SOLE 0 191429 WONDER AUTO TECHNOLOGY INC COM 978166106 232 30800 SH SOLE 0 30800 WOWJOINT HOLDINGS LIMITED *W EXP 05/15/201 G9796W119 22 50000 SH SOLE 50000 0 WPCS INTL INC COM NEW 92931L203 599 219559 SH SOLE 20000 199559 YONGYE INTL INC COM 98607B106 88 10433 SH SOLE 10433 0 YUCHENG TECHNOLOGIES LTD COM G98777108 778 215017 SH SOLE 27500 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