-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MrH5OwUMnZ1hnwIRMN4PB0yVQ952yYd0X+AXBo+Xd2b/hbUBvSW/cZw5JpDducx3 0mFmOEjfsAB+r7wH1I3ihg== 0000732847-10-000032.txt : 20100517 0000732847-10-000032.hdr.sgml : 20100517 20100514173536 ACCESSION NUMBER: 0000732847-10-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 10835045 BUSINESS ADDRESS: STREET 1: 1224 EAST GREEN STREET, SUITE 200 CITY: PASADENA STATE: CA ZIP: 91106-3171 BUSINESS PHONE: (626) 796-6622 MAIL ADDRESS: STREET 1: 1224 EAST GREEN STREET, SUITE 200 CITY: PASADENA STATE: CA ZIP: 91106-3171 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA DATE OF NAME CHANGE: 20010411 13F-HR 1 fwsm13f033110.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Wilshire Securities Management, Inc. Address: 1224 East Green Street Suite 200 Pasadena, CA 91106 13F File Number: 28-00983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Dunn Title: Chief Compliance Officer Phone: 626 796 6622 x 119 Signature, Place, and Date of Signing: /s/ Matthew Dunn Pasadena, CA May 13, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 176 Form13F Information Table Value Total: $535,983 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21ST CENTY HLDG CO COM 90136Q100 248 60840 SH SOLE 0 60840 ACME UTD CORP COM 004816104 3018 275580 SH SOLE 67376 208204 ADVANCED PHOTONIX INC CL A 00754E107 17 30000 SH SOLE 0 30000 ALCOA INC COM 013817101 142 10000 SH SOLE 0 10000 AMERICAN CAP LTD COM 02503Y103 226 44400 SH SOLE 0 44400 AMERICAN WTR WKS CO INC NEW COM 030420103 23688 1088585 SH SOLE 237811 850774 ANADARKO PETE CORP COM 032511107 422 5800 SH SOLE 0 5800 ANDERSONS INC COM 034164103 4113 122847 SH SOLE 0 122847 ARLINGTON ASSET INVT CORP CL A NEW 041356205 416 23355 SH SOLE 0 23355 ASTA FDG INC COM 046220109 4804 682321 SH SOLE 98561 583760 AT&T INC COM 00206R102 237 9187 SH SOLE 3505 5682 ATLANTIC TELE NETWORK INC COM NEW 049079205 25771 573576 SH SOLE 116323 457253 AXIS CAPITAL HOLDINGS SHS G0692U109 5073 162274 SH SOLE 17250 145024 BANK COMM HLDGS COM 06424J103 1490 314984 SH SOLE 314984 0 BANK OF AMERICA CORPORATION COM 060505104 2233 125094 SH SOLE 0 125094 BENIHANA INC COM 082047101 546 79942 SH SOLE 0 79942 BIOLASE TECHNOLOGY INC COM 090911108 141 72350 SH SOLE 0 72350 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 149 11333 SH SOLE 11333 0 BLOCK H & R INC COM 093671105 178 10000 SH SOLE 10000 0 BOFI HLDG INC COM 05566U108 167 12000 SH SOLE 12000 0 BOOTS & COOTS INC COM NEW 099469504 1693 696745 SH SOLE 262245 434500 CARRIAGE SVCS INC COM 143905107 6434 1398705 SH SOLE 77000 1321705 CASCAL N V COM N1842P109 3722 510622 SH SOLE 89810 420812 CASH AMER INTL INC COM 14754D100 17441 441761 SH SOLE 60175 381586 CCA INDS INC COM 124867102 1050 181065 SH SOLE 5500 175565 CENTER FINL CORP CALIF COM 15146E102 1923 396490 SH SOLE 219377 177113 CENTRAL GARDEN & PET CO COM 153527106 1778 180158 SH SOLE 0 180158 CENTURYTEL INC COM 156700106 4573 128961 SH SOLE 45593 83368 CHINA BAK BATTERY INC COM 16936Y100 66 27410 SH SOLE 27210 200 CHINA FD INC COM 169373107 7088 253953 SH SOLE 796 253157 CHINA FIRE & SEC GROUP INC COM 16938R103 3962 305487 SH SOLE 6250 299237 CHINA GENGSHENG MINERALS INC COM 16942P101 164 59405 SH SOLE 0 59405 CHINA HOUSING & LAND DEV INC COM 16939V103 2402 632021 SH SOLE 392612 239409 CHINA INFORMATION SEC TECH I COM 16944F101 5228 1031077 SH SOLE 279400 751677 CHINA PHARMA HLDGS INC COM 16941T104 6676 2004766 SH SOLE 1072000 932766 CHINA SEC & SURVE TECH INC COM 16942J105 267 34671 SH SOLE 34671 0 CHINA YUCHAI INTL LTD COM G21082105 4183 238374 SH SOLE 0 238374 CHINACAST EDU CORP COM 16946T109 3858 527782 SH SOLE 309732 218050 CHINDEX INTERNATIONAL INC COM 169467107 1825 154494 SH SOLE 106857 47637 CIBER INC COM 17163B102 3388 905863 SH SOLE 258400 647463 CIGNA CORP COM 125509109 366 10000 SH SOLE 10000 0 CISCO SYS INC COM 17275R102 234 9000 SH SOLE 0 9000 CNA SURETY CORP COM 12612L108 312 17513 SH SOLE 0 17513 COMMERCIAL METALS CO COM 201723103 165 10950 SH SOLE 0 10950 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 18897 513506 SH SOLE 116840 396666 CONOCOPHILLIPS COM 20825C104 855 16715 SH SOLE 1100 15615 CORINTHIAN COLLEGES INC COM 218868107 360 20450 SH SOLE 0 20450 CRAWFORD & CO CL A 224633206 280 92859 SH SOLE 0 92859 CRM HOLDINGS LTD COM G2554P103 222 650835 SH SOLE 0 650835 CVS CAREMARK CORPORATION COM 126650100 329 9000 SH SOLE 9000 0 DISCOVER FINL SVCS COM 254709108 1601 107469 SH SOLE 0 107469 DORMAN PRODUCTS INC COM 258278100 951 50090 SH SOLE 4205 45885 DUKE ENERGY CORP NEW COM 26441C105 1328 81350 SH SOLE 30500 50850 DUOYUAN PRTG INC COM 26605B109 5741 531607 SH SOLE 356057 175550 EAST WEST BANCORP INC COM 27579R104 8009 459755 SH SOLE 50250 409505 EDUCATIONAL DEV CORP COM 281479105 2338 383253 SH SOLE 383253 0 EF JOHNSON TECHNOLOGIES INC COM 26843B101 1850 1968405 SH SOLE 18700 1949705 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 11649 313577 SH SOLE 4350 309227 EPLUS INC COM 294268107 1516 86396 SH SOLE 0 86396 EXCEED COMPANY LTD SHS G32335104 3439 351686 SH SOLE 60950 290736 EXXON MOBIL CORP COM 30231G102 449 6701 SH SOLE 0 6701 EZCORP INC CL A NON VTG 302301106 1964 95350 SH SOLE 0 95350 FIRST CASH FINL SVCS INC COM 31942D107 3348 154940 SH SOLE 0 154940 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 1304 184272 SH SOLE 11900 172372 FMC TECHNOLOGIES INC COM 30249U101 239 3700 SH SOLE 0 3700 FUSHI COPPERWELD INC COM 36113E107 4458 397289 SH SOLE 250697 146592 GARMIN LTD ORD G37260109 3825 99023 SH SOLE 2000 97023 GATX CORP COM 361448103 581 20288 SH SOLE 0 20288 GENERAL ELECTRIC CO COM 369604103 4425 243127 SH SOLE 15000 228127 GENESEE & WYO INC CL A 371559105 285 8350 SH SOLE 0 8350 GREATER CHINA FD INC COM 39167B102 2491 205900 SH SOLE 1225 204675 GREEN MTN COFFEE ROASTERS IN COM 393122106 436 4500 SH SOLE 0 4500 GRUBB & ELLIS CO COM PAR $0.01 400095204 58 26400 SH SOLE 26400 0 HANMI FINL CORP COM 410495105 485 201908 SH SOLE 46800 155108 HARBIN ELECTRIC INC COM 41145W109 19494 902938 SH SOLE 384147 518791 HARTFORD FINL SVCS GROUP INC COM 416515104 483 17000 SH SOLE 17000 0 HAWKINS INC COM 420261109 250 10340 SH SOLE 0 10340 HEALTHCARE SVCS GRP INC COM 421906108 245 10930 SH SOLE 430 10500 HEELYS INC COM 42279M107 1586 666311 SH SOLE 36449 629862 HELEN OF TROY CORP LTD COM G4388N106 779 29887 SH SOLE 0 29887 HONEYWELL INTL INC COM 438516106 240 5300 SH SOLE 0 5300 HORNBECK OFFSHORE SVCS INC N COM 440543106 222 11950 SH SOLE 0 11950 HORSEHEAD HLDG CORP COM 440694305 172 14500 SH SOLE 14500 0 HUMANA INC COM 444859102 1568 33525 SH SOLE 5000 28525 IMAX CORP COM 45245E109 46766 2599544 SH SOLE 510030 2089514 INDIA FD INC COM 454089103 984 31197 SH SOLE 0 31197 INNOSPEC INC COM 45768S105 6446 567452 SH SOLE 66235 501217 INTEL CORP COM 458140100 345 15500 SH SOLE 15000 500 INTERNATIONAL ABSORBENTS INC COM NO PAR 45885E203 4300 926807 SH SOLE 54283 872524 INVENTURE GROUP INC COM 461214108 2432 847409 SH SOLE 317826 529583 JAKKS PAC INC COM 47012E106 324 24798 SH SOLE 20000 4798 JAPAN EQUITY FD INC COM 471057109 141 24200 SH SOLE 1200 23000 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 202 22798 SH SOLE 11133 11665 JINPAN INTL LTD ORD G5138L100 13533 650620 SH SOLE 149628 500992 JOHNSON & JOHNSON COM 478160104 399 6117 SH SOLE 0 6117 KIRBY CORP COM 497266106 240 6300 SH SOLE 0 6300 KOREA EQUITY FD INC COM 50063B104 242 25628 SH SOLE 2666 22962 KOREA FD COM NEW 500634209 259 7068 SH SOLE 0 7068 LANNET INC COM 516012101 168 39513 SH SOLE 0 39513 LASERCARD CORP COM 51807U101 1390 220933 SH SOLE 59752 161181 LILLY ELI & CO COM 532457108 743 20500 SH SOLE 20500 0 MALAYSIA FD INC COM 560905101 165 19000 SH SOLE 0 19000 MANITEX INTL INC COM 563420108 2555 1064688 SH SOLE 384500 680188 MCG CAPITAL CORP COM 58047P107 4237 813252 SH SOLE 231922 581330 MDU RES GROUP INC COM 552690109 4849 224698 SH SOLE 30150 194548 METHANEX CORP COM 59151K108 2781 114395 SH SOLE 20000 94395 METLIFE INC COM 59156R108 1560 36000 SH SOLE 30000 6000 MICROFINANCIAL INC COM 595072109 643 162300 SH SOLE 0 162300 MICROSOFT CORP COM 594918104 776 26500 SH SOLE 4000 22500 MILLER INDS INC TENN COM NEW 600551204 2246 180683 SH SOLE 6600 174083 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 7739 86812 SH SOLE 16396 70416 MITCHAM INDS INC COM 606501104 1527 211267 SH SOLE 21650 189617 MOBILE MINI INC COM 60740F105 1091 70414 SH SOLE 0 70414 MONTPELIER RE HOLDINGS LTD SHS G62185106 1104 65700 SH SOLE 0 65700 MOTORCAR PTS AMER INC COM 620071100 4425 680843 SH SOLE 176000 504843 NATIONAL WESTN LIFE INS CO CL A 638522102 2024 10979 SH SOLE 800 10179 NATURES SUNSHINE PRODUCTS IN COM 639027101 9364 1124143 SH SOLE 245841 878302 NETSOL TECHNOLOGIES INC COM NEW 64115A204 424 487821 SH SOLE 0 487821 NEW IRELAND FUND INC COM 645673104 123 16750 SH SOLE 0 16750 NIGHTHAWK RADIOLOGY HLDGS IN COM 65411N105 62 19650 SH SOLE 0 19650 NOKIA CORP SPONSORED ADR 654902204 390 25100 SH SOLE 25100 0 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 1823 143518 SH SOLE 143018 500 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 393 29125 SH SOLE 28900 225 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 1307 102842 SH SOLE 102842 0 NUVEEN CA INVT QUALITY MUN F COM 67062A101 155 12100 SH SOLE 12100 0 NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 246 19000 SH SOLE 19000 0 NUVEEN CA SELECT QUALITY MUN COM 670975101 483 35000 SH SOLE 35000 0 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 596 46157 SH SOLE 46157 0 NUVEEN CALIF QUALITY INCM MU COM 670985100 266 19300 SH SOLE 19300 0 NUVEEN INSD CA PREM INCOME 2 COM 67061U108 553 43182 SH SOLE 43182 0 OVERHILL FARMS INC COM 690212105 959 164460 SH SOLE 130014 34446 OWENS ILL INC COM NEW 690768403 11444 321994 SH SOLE 44240 277754 PARKER DRILLING CO COM 701081101 202 40900 SH SOLE 0 40900 PEABODY ENERGY CORP COM 704549104 457 10000 SH SOLE 10000 0 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 81 36250 SH SOLE 0 36250 PETSMART INC COM 716768106 404 12650 SH SOLE 12500 150 PFIZER INC COM 717081103 8684 506328 SH SOLE 21048 485280 PHC INC MASS CL A 693315103 346 270287 SH SOLE 0 270287 PINNACLE DATA SYS INC COM 723454104 574 820590 SH SOLE 820590 0 PRO-DEX INC COLO COM 74265M106 532 1043166 SH SOLE 43345 999821 QC HLDGS INC COM 74729T101 745 144045 SH SOLE 0 144045 RENAISSANCERE HOLDINGS LTD COM G7496G103 13134 231392 SH SOLE 0 231392 RENESOLA LTD SPONS ADS 75971T103 2391 403894 SH SOLE 7000 396894 RENT A CTR INC NEW COM 76009N100 23634 999326 SH SOLE 162901 836425 RES-CARE INC COM 760943100 1043 86997 SH SOLE 0 86997 SANFILIPPO JOHN B & SON INC COM 800422107 337 22728 SH SOLE 7700 15028 SEABRIGHT INSURANCE HLDGS IN COM 811656107 472 42900 SH SOLE 0 42900 SEAGATE TECHNOLOGY SHS G7945J104 4629 253479 SH SOLE 500 252979 SEARCHMEDIA HOLDINGS LTD SHS G8005Y106 397 84280 SH SOLE 5000 79280 SERVICE CORP INTL COM 817565104 8223 895791 SH SOLE 33226 862565 SHINER INTL INC COM 824568109 2523 1897306 SH SOLE 468980 1428326 SIMULATIONS PLUS INC COM 829214105 35 20010 SH SOLE 0 20010 SINGAPORE FD INC COM 82929L109 763 58500 SH SOLE 0 58500 SINOHUB INC COM 82935L101 493 154875 SH SOLE 154575 300 SONIC AUTOMOTIVE INC CL A 83545G102 138 12550 SH SOLE 0 12550 SPAN AMER MED SYS INC COM 846396109 478 25723 SH SOLE 25723 0 SPECTRA ENERGY CORP COM 847560109 738 32750 SH SOLE 7750 25000 STARLIMS TECHNOLOGIES LTD SHS M8484K109 1444 103126 SH SOLE 0 103126 STEWART ENTERPRISES INC CL A 860370105 113 18000 SH SOLE 18000 0 SUTOR TECH GROUP LTD COM 869362103 146 50434 SH SOLE 50434 0 SUTRON CORP COM 869380105 713 99013 SH SOLE 0 99013 THAI CAP FD INC COM NEW 882905201 2267 210299 SH SOLE 2000 208299 TITAN MACHY INC COM 88830R101 223 16300 SH SOLE 0 16300 TRANSCEND SERVICES INC COM NEW 893929208 845 51999 SH SOLE 0 51999 TRAVELERS COMPANIES INC COM 89417E109 9207 170690 SH SOLE 34546 136144 TUPPERWARE BRANDS CORP COM 899896104 22471 466014 SH SOLE 42200 423814 UNITIL CORP COM 913259107 1774 76300 SH SOLE 0 76300 UNIVERSAL POWER GROUP INC COM 913788105 364 102686 SH SOLE 0 102686 US ECOLOGY INC COM 91732J102 312 19400 SH SOLE 0 19400 VOLT INFORMATION SCIENCES IN COM 928703107 528 51740 SH SOLE 4000 47740 WILSHIRE BANCORP INC COM 97186T108 7285 660435 SH SOLE 46100 614335 WPCS INTL INC COM NEW 92931L203 502 162403 SH SOLE 20000 142403 YONGYE INTL INC COM 98607B106 84 10433 SH SOLE 10433 0 YUCHENG TECHNOLOGIES LTD COM G98777108 972 249167 SH SOLE 27500 221667 ZBB ENERGY CORPORATION COM 98876R204 10 12000 SH SOLE 0 12000 ZHONGPIN INC COM 98952K107 9417 741466 SH SOLE 208325 533141
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