-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EVjTh6V8oqdVmz/d3bQJ8DznZ3b9oDbn/6Jom+raDIJCwuFD3JunSUtkwaRsw5zD xyKQGAm41e5HgAjnW7+i5Q== 0000732847-09-000018.txt : 20090528 0000732847-09-000018.hdr.sgml : 20090528 20090527182129 ACCESSION NUMBER: 0000732847-09-000018 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090528 DATE AS OF CHANGE: 20090527 EFFECTIVENESS DATE: 20090528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC CENTRAL INDEX KEY: 0000732847 IRS NUMBER: 952844956 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00983 FILM NUMBER: 09855613 BUSINESS ADDRESS: STREET 1: 1224 EAST GREEN STREET, SUITE 200 CITY: PASADENA STATE: CA ZIP: 91106-3171 BUSINESS PHONE: (626) 796-6622 MAIL ADDRESS: STREET 1: 1224 EAST GREEN STREET, SUITE 200 CITY: PASADENA STATE: CA ZIP: 91106-3171 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC /CA DATE OF NAME CHANGE: 20010411 13F-HR/A 1 q10913fa.txt FWQ10913FA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2009 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Wilshire Securities Management, Inc. Address: 1224 East Green Street Suite 200 Pasadena, CA 91106 13F File Number: 28-00983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mitchell W. Howard Title: Chief Compliance Officer Phone: 626 796 6622 x 119 Signature, Place, and Date of Signing: /s/ Mitchell W. Howard Pasadena, CA May 27, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 134 Form13F Information Table Value Total: $225,076 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21ST CENTY HLDG CO COM 90136Q100 210 62843 SH SOLE 0 62843 AIR TRANSPORT SERVICES GRP I COM 00922R105 39 50680 SH SOLE 0 50680 ALCOA INC COM 013817101 86 11750 SH SOLE 0 11750 ALLIED CAP CORP NEW COM 01903Q108 292 183484 SH SOLE 23300 160184 AMERICAN WTR WKS CO INC NEW COM 030420103 19628 1020150 SH SOLE 237311 782839 ANDERSONS INC COM 034164103 1926 136194 SH SOLE 0 136194 ASTA FDG INC COM 046220109 1714 699741 SH SOLE 98561 601180 AT&T INC COM 00206R102 232 9187 SH SOLE 3505 5682 ATLANTIC TELE NETWORK INC COM NEW 049079205 12534 653471 SH SOLE 119648 533823 AXIS CAPITAL HOLDINGS SHS G0692U109 4104 182065 SH SOLE 17250 164815 BANK OF AMERICA CORPORATION COM 060505104 927 135956 SH SOLE 10000 125956 BENIHANA INC COM 082047101 212 83942 SH SOLE 0 83942 CARRIAGE SVCS INC COM 143905107 2119 1384797 SH SOLE 78800 1305997 CASH AMER INTL INC COM 14754D100 6652 424778 SH SOLE 60425 364353 CCA INDS INC COM 124867102 396 136856 SH SOLE 6650 130206 CENTER FINL CORP CALIF COM 15146E102 521 184617 SH SOLE 0 184617 CENTRAL GARDEN & PET CO COM 153527106 1453 190924 SH SOLE 0 190924 CHINA BAK BATTERY INC COM 16936Y100 312 182715 SH SOLE 174015 8700 CHINA FD INC COM 169373107 4165 266834 SH SOLE 1146 265688 CHINA FIRE & SEC GROUP INC COM 16938R103 2524 321090 SH SOLE 6750 314340 CHINA HOUSING & LAND DEV INC COM 16939V103 1777 1480893 SH SOLE 1025403 455490 CHINA INFORMATION SEC TECH I COM 16944F101 208 65745 SH SOLE 0 65745 CHINA SEC & SURVE TECH INC COM 16942J105 965 251222 SH SOLE 97456 153766 CHINA SKY ONE MED INC COM 16941P102 408 35500 SH SOLE 35500 0 CHINA YUCHAI INTL LTD COM G21082105 1175 248374 SH SOLE 0 248374 CHINACAST EDU CORP COM 16946T109 3731 1097400 SH SOLE 675500 421900 CHINDEX INTERNATIONAL INC COM 169467107 556 111931 SH SOLE 64144 47787 CIBER INC COM 17163B102 2023 741000 SH SOLE 260000 481000 CIGNA CORP COM 125509109 176 10000 SH SOLE 10000 0 CNA SURETY CORP COM 12612L108 208 11300 SH SOLE 0 11300 CONOCOPHILLIPS COM 20825C104 1015 25915 SH SOLE 12200 13715 CORINTHIAN COLLEGES INC COM 218868107 538 27650 SH SOLE 0 27650 CRAWFORD & CO CL A 224633206 328 77554 SH SOLE 63329 14225 CRM HOLDINGS LTD COM G2554P103 429 660161 SH SOLE 0 660161 DISCOVER FINL SVCS COM 254709108 742 117650 SH SOLE 0 117650 DORMAN PRODUCTS INC COM 258278100 438 46963 SH SOLE 4205 42758 DOW CHEM CO COM 260543103 1529 181400 SH SOLE 18000 163400 DUKE ENERGY CORP NEW COM 26441C105 921 64300 SH SOLE 15500 48800 EAST WEST BANCORP INC COM 27579R104 2039 446238 SH SOLE 50250 395988 EF JOHNSON TECHNOLOGIES INC COM 26843B101 1435 1939809 SH SOLE 26300 1913509 EMBARQ CORP COM 29078E105 564 14900 SH SOLE 0 14900 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 8240 330400 SH SOLE 4350 326050 EPLUS INC COM 294268107 1147 98140 SH SOLE 0 98140 EXPRESS 1 EXPEDITED SOLUTION COM 30217Q108 77 90500 SH SOLE 90000 500 EZCORP INC CL A NON VTG 302301106 1200 103750 SH SOLE 0 103750 FIRST CASH FINL SVCS INC COM 31942D107 2470 165562 SH SOLE 0 165562 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 388 133733 SH SOLE 12800 120933 FRIEDMAN BILLINGS RAMSEY GRO CL A 358434108 104 519890 SH SOLE 0 519890 FUSHI COPPERWELD INC COM 36113E107 1796 374189 SH SOLE 250697 123492 GARMIN LTD ORD G37260109 2130 100408 SH SOLE 2000 98408 GATX CORP COM 361448103 448 22163 SH SOLE 0 22163 GENERAL ELECTRIC CO COM 369604103 2301 227613 SH SOLE 15700 211913 GREATER CHINA FD INC COM 39167B102 1862 229611 SH SOLE 7356 222255 GRUBB & ELLIS CO COM PAR $0.01 400095204 17 26400 SH SOLE 26400 0 HANMI FINL CORP COM 410495105 266 204336 SH SOLE 46800 157536 HARBIN ELECTRIC INC COM 41145W109 6450 1048759 SH SOLE 434688 614071 HARRINGTON WEST FINL GROUP I COM 41383L104 14 11591 SH SOLE 11391 200 HARTFORD FINL SVCS GROUP INC COM 416515104 212 27000 SH SOLE 27000 0 HEALTHCARE SVCS GRP INC COM 421906108 183 12235 SH SOLE 430 11805 HEELYS INC COM 42279M107 1103 645084 SH SOLE 38449 606635 HELEN OF TROY CORP LTD COM G4388N106 414 30137 SH SOLE 0 30137 HORSEHEAD HLDG CORP COM 440694305 80 14500 SH SOLE 14500 0 HUMANA INC COM 444859102 798 30600 SH SOLE 5075 25525 IMAX CORP COM 45245E109 12439 2886115 SH SOLE 458530 2427585 INNOSPEC INC COM 45768S105 2091 554703 SH SOLE 99935 454768 INTERNATIONAL ABSORBENTS INC COM NO PAR 45885E203 2270 911538 SH SOLE 54283 857255 INVITEL HLDGS A/S ADS 46186X106 1229 327690 SH SOLE 29300 298390 JAKKS PAC INC COM 47012E106 325 26298 SH SOLE 20000 6298 JAPAN EQUITY FD INC COM 471057109 108 26200 SH SOLE 1200 25000 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 133 22298 SH SOLE 11133 11165 JINPAN INTL LTD ORD G5138L100 5747 341086 SH SOLE 74814 266272 KOREA EQUITY FD INC COM 50063B104 167 29627 SH SOLE 2666 26961 LANNET INC COM 516012101 0 21100 SH SOLE 0 21100 MALAYSIA FD INC COM 560905101 95 19600 SH SOLE 0 19600 MANITEX INTL INC COM 563420108 486 516785 SH SOLE 378500 138285 MCG CAPITAL CORP COM 58047P107 826 645155 SH SOLE 231922 413233 MDU RES GROUP INC COM 552690109 3669 227330 SH SOLE 30150 197180 MEDIFAST INC COM 58470H101 62 15000 SH SOLE 15000 0 METHANEX CORP COM 59151K108 919 117685 SH SOLE 20000 97685 METLIFE INC COM 59156R108 820 36000 SH SOLE 30000 6000 MICROFINANCIAL INC COM 595072109 333 166600 SH SOLE 0 166600 MILLER INDS INC TENN COM NEW 600551204 1254 195924 SH SOLE 6600 189324 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 3342 90237 SH SOLE 16496 73741 MITCHAM INDS INC COM 606501104 840 220538 SH SOLE 21650 198888 MOBILE MINI INC COM 60740F105 727 63088 SH SOLE 0 63088 MONTPELIER RE HOLDINGS LTD SHS G62185106 980 75600 SH SOLE 0 75600 MOTORCAR PTS AMER INC COM 620071100 2042 510454 SH SOLE 106800 403654 NATIONAL WESTN LIFE INS CO CL A 638522102 249 2200 SH SOLE 800 1400 NETSOL TECHNOLOGIES INC COM NEW 64115A204 156 447085 SH SOLE 0 447085 NEW IRELAND FUND INC COM 645673104 68 16750 SH SOLE 0 16750 NOKIA CORP SPONSORED ADR 654902204 322 27550 SH SOLE 25100 2450 NORTHERN TECH INTL CORP COM 665809109 175 24500 SH SOLE 14800 9700 NOVATEL WIRELESS INC COM NEW 66987M604 1137 202398 SH SOLE 0 202398 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 1396 138518 SH SOLE 138018 500 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 307 28900 SH SOLE 28900 0 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 1029 99842 SH SOLE 99842 0 NUVEEN CA SELECT QUALITY MUN COM 670975101 371 35000 SH SOLE 35000 0 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 103 10157 SH SOLE 10157 0 OVERHILL FARMS INC COM 690212105 523 137014 SH SOLE 130014 7000 OWENS ILL INC COM NEW 690768403 4577 316989 SH SOLE 44440 272549 PEABODY ENERGY CORP COM 704549104 250 10000 SH SOLE 10000 0 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 0 36250 SH SOLE 0 36250 PFIZER INC COM 717081103 9568 702519 SH SOLE 183398 519121 PHC INC MASS CL A 693315103 213 284287 SH SOLE 0 284287 PINNACLE DATA SYS INC COM 723454104 419 820590 SH SOLE 820590 0 PRO-DEX INC COLO COM 74265M106 489 1137726 SH SOLE 43345 1094381 Q E P INC COM 74727K102 56 55594 SH SOLE 0 55594 QC HLDGS INC COM 74729T101 1109 187713 SH SOLE 23355 164358 RENESOLA LTD SPONS ADS 75971T103 1527 381745 SH SOLE 60000 321745 RENT A CTR INC NEW COM 76009N100 15117 780453 SH SOLE 92149 688304 SEABRIGHT INSURANCE HLDGS IN COM 811656107 469 44800 SH SOLE 0 44800 SEAGATE TECHNOLOGY SHS G7945J104 1573 261738 SH SOLE 500 261238 SERVICE CORP INTL COM 817565104 3197 916166 SH SOLE 33226 882940 SHINER INTL INC COM 824568109 829 1219067 SH SOLE 472680 746387 SIMULATIONS PLUS INC COM 829214105 18 20010 SH SOLE 0 20010 SINGAPORE FD INC COM 82929L109 434 63200 SH SOLE 0 63200 SPECTRA ENERGY CORP COM 847560109 442 31250 SH SOLE 7750 23500 STARLIMS TECHNOLOGIES LTD SHS M8484K109 541 106326 SH SOLE 0 106326 STEWART ENTERPRISES INC CL A 860370105 58 18000 SH SOLE 18000 0 SUTOR TECH GROUP LTD COM 869362103 141 100434 SH SOLE 100434 0 SUTRON CORP COM 869380105 226 57472 SH SOLE 0 57472 TELESTONE TECHNOLOGIES CORP COM 87953J102 111 64635 SH SOLE 64135 500 THAI CAP FD INC COM NEW 882905201 1395 218017 SH SOLE 2000 216017 TRANSCEND SERVICES INC COM NEW 893929208 519 51999 SH SOLE 0 51999 TRAVELERS COMPANIES INC COM 89417E109 7057 173638 SH SOLE 34546 139092 TUPPERWARE BRANDS CORP COM 899896104 8953 526939 SH SOLE 42200 484739 UCBH HOLDINGS INC COM 90262T308 30 20097 SH SOLE 0 20097 UNIVERSAL POWER GROUP INC COM 913788105 149 110711 SH SOLE 775 109936 VILLAGE BK & TR FINANCIAL CO COM 92705T101 50 12000 SH SOLE 12000 0 WILSHIRE BANCORP INC COM 97186T108 3849 745845 SH SOLE 88400 657445 YRC WORLDWIDE INC COM 984249102 174 38650 SH SOLE 0 38650 YUCHENG TECHNOLOGIES LTD COM G98777108 596 93525 SH SOLE 8500 85025 ZBB ENERGY CORPORATION COM 98876R204 0 12000 SH SOLE 0 12000 ZHONGPIN INC COM 98952K107 1249 140625 SH SOLE 140625 0
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