-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KP706dlplZ3zCN/tCdrBrv2+h2zXSt77XpnZ2HzzLWPAMHXet5IHK87cuCzLyWSo QY4ywfbv29mfWdNd+uDaCQ== 0000732717-03-000121.txt : 20030204 0000732717-03-000121.hdr.sgml : 20030204 20030204161444 ACCESSION NUMBER: 0000732717-03-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030131 FILED AS OF DATE: 20030204 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WILKINS RAYFORD JR CENTRAL INDEX KEY: 0001184395 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 175 E HOUSTON ST STREET 2: RM 216 CITY: HOUSTON STATE: TX ZIP: 78205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SBC COMMUNICATIONS INC CENTRAL INDEX KEY: 0000732717 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 431301883 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08610 FILM NUMBER: 03538782 BUSINESS ADDRESS: STREET 1: 175 E HOUSTON STREET 2: ROOM 9-4 CITY: SAN ANTONIO STATE: TX ZIP: 78205 BUSINESS PHONE: 2108214105 MAIL ADDRESS: STREET 1: 175 E HOUSTON STREET 2: ROOM 9-R-6 CITY: SAN ANTONIO STATE: TX ZIP: 78205 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWESTERN BELL CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.txt FORM 4 - 01-31-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person RAYFORD, JR. WILKINS 175 East Houston Street TX, San Antonio 78205-2233 2. Issuer Name and Ticker or Trading Symbol SBC Communications Inc. (SBC) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 1/31/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Group President 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | | | | | A/| | Owned Following |Indir | | |Date | Date |Code|V| Amount | D | Price | Reported Trans(s)|ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |1/31/ | |A | |4792 |A |N/A | |D | | |2003 | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/31/ | |A | |46628 |A |N/A |69837.692 |D | | |2003 | |2 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |5875.864 |I |By 401(k) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/31/ | |D | |4793.6 |D |24.440 | |I |By benefit plans | |2003 | |3 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/31/ | |A | |744 |A |24.440 | |I |By benefit plans | |2003 | |4 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/31/ | |F | |3811.4 |D |24.440 | |I |By benefit plans | |2003 | |5 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/31/ | |A | |13397 |A |N/A | |I |By benefit plans | |2003 | |6 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/31/ | |D | |4792 |D |N/A |10682.327 |I |By benefit plans | |2003 | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |606.417 |I |By PAYSOP | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |3.87199999999997 |I |By Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |445.05 |I |By Spouse IRA | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-| | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive | | | | | A/|Exer-|ation| Title and Number | |Owned Follow|ire| | |Secu- |(Month/|(Month| | | | D |cisa-|Date | of Shares | |ing Reported|ct | | |rity |Day/ |/Day/ |Code|V| Amount | |ble | | | |Trans- |(I)| | | |Year) |Year) | | | | | | | | |action(s) | | | ___________________________________________________________________________________________________________________________________| Employee Stoc|$24.440 |1/31/ 2| |A | |161857 8 |A |9 |01/31|Common Stock|161857 | |161857 |D | | k Option (rig| |003 | |7 | | | | |/2013| | | | | | | ht to buy) - | | | | | | | | | | | | | | | | IP | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Represents portion of the performance shares distributed in SBC shares and are now held directly. 2. Grant of restricted stock. 3. Represents portion of the performance shares distributed in cash. 4. Acquisition of shares through company benefit plans, including deferred stock units settled only in stock on a 1-for-1 basis as provided for in the plan. 5. Mandatory tax withholding on distribution of performance shares. 6. Total performance shares distributed. 7. Issued under the 2001 Incentive Plan at no additional cost to the participants. 8. Represents number of options granted. Employee may purchase one share of SBC common stock per option. 9. Options vest in three equal annual increments beginning on 01/31/04, the first anniversary date of the grant. SIGNATURE OF REPORTING PERSON RAYFORD, JR. WILKINS By: Joy Rick, Attorney-in-fact for Rayford Wilkins, Jr. DATE 2/4/2003 -----END PRIVACY-ENHANCED MESSAGE-----