0001752724-20-047802.txt : 20200310
0001752724-20-047802.hdr.sgml : 20200310
20200310123246
ACCESSION NUMBER: 0001752724-20-047802
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200310
DATE AS OF CHANGE: 20200310
EFFECTIVENESS DATE: 20200310
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRA SERIES FUND
CENTRAL INDEX KEY: 0000732697
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04815
FILM NUMBER: 20700643
BUSINESS ADDRESS:
STREET 1: 550 SCIENCE DRIVE
CITY: MADISON
STATE: WI
ZIP: 53711
BUSINESS PHONE: 6082740300
MAIL ADDRESS:
STREET 1: 550 SCIENCE DRIVE
CITY: MADISON
STATE: WI
ZIP: 53711
0000732697
S000019110
Madison Target Retirement 2020 Fund
C000052853
Madison Target Retirement 2020 Fund Class I
0000732697
S000019111
Madison Target Retirement 2030 Fund
C000052854
Madison Target Retirement 2030 Fund Class I
0000732697
S000019112
Madison Target Retirement 2040 Fund
C000052855
Madison Target Retirement 2040 Fund Class I
0000732697
S000019977
International Stock Fund
C000056035
International Stock Fund Class I
C000074782
International Stock Fund Class II
0000732697
S000019978
Core Bond Fund
C000056036
Core Bond Fund Class I
C000074783
Core Bond Fund Class II
0000732697
S000019979
High Income Fund
C000056037
High Income Fund Class I
C000074784
High Income Fund Class II
0000732697
S000019980
Diversified Income Fund
C000056038
Diversified Income Fund Class I
C000074785
Diversified Income Fund Class II
0000732697
S000019981
Large Cap Value Fund
C000056039
Large Cap Value Fund Class I
C000074786
Large Cap Value Fund Class II
0000732697
S000019982
Large Cap Growth Fund
C000056040
Large Cap Growth Fund Class I
C000074787
Large Cap Growth Fund Class II
0000732697
S000019983
Mid Cap Fund
C000056041
Mid Cap Fund Class I
C000074788
Mid Cap Fund Class II
0000732697
S000019999
Conservative Allocation Fund
C000056077
Conservative Allocation Fund Class I
C000074791
Conservative Allocation Fund Class II
0000732697
S000020000
Aggressive Allocation Fund
C000056078
Aggressive Allocation Fund Class I
C000074792
Aggressive Allocation Fund Class II
0000732697
S000020001
Moderate Allocation Fund
C000056079
Moderate Allocation Fund Class I
C000074793
Moderate Allocation Fund Class II
0000732697
S000030254
Madison Target Retirement 2050 Fund
C000093111
Madison Target Retirement 2050 Fund Class I
N-CEN
1
primary_doc.xml
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C000093111
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C000052855
S000019981
C000056039
C000074786
S000019978
C000074783
C000056036
S000019977
C000074782
C000056035
S000020001
C000074793
C000056079
S000019983
C000074788
C000056041
S000019111
C000052854
S000019979
C000056037
C000074784
S000019110
C000052853
S000019980
C000074785
C000056038
S000020000
C000056078
C000074792
S000019982
C000074787
C000056040
ULTRA SERIES FUND
811-04815
0000732697
254900JPNAJ16VJV5X45
550 SCIENCE DRIVE
MADISON
53711
US-WI
US
608-274-0300
State Street Bank and Trust Company
1 Iron Street
Boston
02210-1641
617-786-3000
Custody and Accounting Records
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N
N-1A
14
Y
Richard E. Struthers
000871078
N
Steven P. Riege
000000000
N
Carrie J. Thome
000000000
N
James R. Imhoff, Jr
000000000
N
Steven J. Fredricks
000000000
550 Science Drive
Madison
53711
XXXXXX
N
N
N
N
N
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
Y
N
Deloitte & Touche LLP
34
00000000000000000000
N
N
N
N
N
N
N
Aggressive Allocation Fund
S000020000
254900TW30Q1C0WB2A50
N
2
0
0
Fund of Funds
Underlying fund
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
3626079.92000000
15512.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
100.88000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
3256.31000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
7989.18000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
2349.49000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
24384.97000000
38080.83000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
1192843272.07000000
1192843272.07000000
N
63729469.30000000
N
N
N
N
Madison Target Retirement 2030 Fund
S000019111
2549004BG92C541K9K97
N
1
0
0
Fund of Funds
Target Date Fund
Underlying fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
5897.75000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
16236.88000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
45242.88000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
60703.68000000
128081.19000000
0.00000000
N
63577911.33000000
N
N
N
N
Diversified Income Fund
S000019980
2549008KTOA5OFYKMX41
N
2
0
0
Underlying fund
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Cash collateral reinvestment fee
Revenue sharing split
128168.60000000
1769.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
11355.95000000
Luminex Trading & Analytics LLC
8-69476
000171752
254900ZBK50B4Y36MJ33
1717.09000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
4059.76000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
7629.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
560.00000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
265.68000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
851.12000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
17237.34000000
43675.94000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
1945977298.86000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2664943.99000000
MarketAxess Corporation
8-50727
000044542
GPSMMRI21JE7ZCVYF972
3587173.33000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
5635392.36000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
4182229.13000000
Cantor Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
3526564.42000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
8413276.22000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1938666.78000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3424575.14000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
4959889.72000000
1994668386.44000000
N
240328286.57000000
N
N
N
N
Large Cap Growth Fund
S000019982
254900ELEL08CEULX196
N
2
0
0
Underlying fund
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
2240613.96000000
4391.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
Luminex Trading & Analytics LLC
8-69476
000171752
254900ZBK50B4Y36MJ33
1283.28000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
15143.20000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
771.44000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
10601.00000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
20634.18000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
67.75000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1071.72000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1622.12000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1670.96000000
52865.65000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
2057370787.01000000
2057370787.01000000
N
215397062.00000000
N
N
N
N
Madison Target Retirement 2050 Fund
S000030254
254900FGUJY6KIU31W28
N
1
0
0
Fund of Funds
Target Date Fund
Underlying fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
3148.54000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
19136.96000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
32489.15000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
6986.24000000
61760.89000000
0.00000000
N
24688493.64000000
N
N
N
N
International Stock Fund
S000019977
254900FRELAT3I5IFK83
N
2
0
0
Underlying fund
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Cash collateral reinvestment fee
Revenue sharing split
419610.06000000
10803.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
Lazard Asset Management LLC
801-61701
000122836
P1IBQ1I6K7EXV2Q96E20
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
The Hongkong And Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Anonim Sirketi
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited (Colombo, Western, LK, Branch)
2HI3YI5320L3RW6NJ957
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb S.A
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Cairo, Cairo, EG, Branch)
E57ODZWZ7FF32TWEFA76
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
7LTWFZYICNSX8D621K86
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Limassol, Limassol, CY, Branch)
549300WCGB70D06XZS54
CY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Standard Bank of South Africa Limited
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
Societe Generale
N/A
000000000
O2RNE8IBXP4R0TD8PU41
FR
923.99000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
2005.50000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
3433.23000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
737.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
847.65000000
Virtu Itg LLC
8-44218
000029299
549300S41SMIODVIT266
858.23000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1621.67000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2128.36000000
Macquarie Capital (USA) Inc.
8-47198
000036368
549300670K07JRB5UQ40
1789.68000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
1826.62000000
18556.31000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
96815.37000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
218951801.20000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
150890.15000000
219199506.72000000
N
32103342.98000000
N
N
N
N
Moderate Allocation Fund
S000020001
254900W3DITR2R4CW823
N
2
0
0
Fund of Funds
Underlying fund
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Cash collateral reinvestment fee
Revenue sharing split
9511013.42000000
43785.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
5856.78000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
17862.96000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
5027.82000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
87.36000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
63060.28000000
91895.20000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
2972718868.63000000
2972718868.63000000
N
195788025.62000000
N
N
N
N
Large Cap Value Fund
S000019981
254900KUYEY7WMDXEH86
N
2
0
0
Underlying fund
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
3963252.91000000
65406.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
Luminex Trading & Analytics LLC
8-69476
000171752
254900ZBK50B4Y36MJ33
7928.64000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
4373.56000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
34613.30000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
112179.66000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
8231.80000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
102181.48000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
50491.46000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
12145.16000000
332145.06000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
1262909807.81000000
1262909807.81000000
N
260650122.13000000
N
N
N
N
High Income Fund
S000019979
254900Q33QHU0NMTYJ27
N
2
0
0
Underlying fund
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Cash collateral reinvestment fee
Revenue sharing split
1226671.26000000
10267.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
236.00000000
236.00000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
1926583.85000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
211000.00000000
MarketAxess Corporation
8-50727
000044542
GPSMMRI21JE7ZCVYF972
271229.25000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
326187.50000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
472320583.65000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1602681.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
2265629.19000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
1148195.75000000
U.S. Bancorp
8-35359
000017868
N1GZ7BBF3NP8GI976H15
333743.75000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
278650.00000000
481632077.06000000
N
21398831.24000000
N
N
N
N
Madison Target Retirement 2020 Fund
S000019110
254900PRDVPMT6AHCM26
N
1
0
0
Fund of Funds
Target Date Fund
Underlying fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
4016.19000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
37358.55000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
35644.32000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
9793.72000000
86812.78000000
0.00000000
N
37397850.14000000
N
N
N
N
Core Bond Fund
S000019978
254900ZJ8847WPVD2X76
N
2
0
0
Underlying fund
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
186223.00000000
2360.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
6707255.99000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
10305530.75000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
552040628.99000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
6010085.62000000
MarketAxess Corporation
8-50727
000044542
GPSMMRI21JE7ZCVYF972
4120993.51000000
Cantor Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
6738869.36000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
8121160.91000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
4174823.43000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
6382243.78000000
INTL FCStone Inc.
8-51269
000045993
549300JUF07L8VF02M60
1870028.67000000
622879703.31000000
N
130133219.07000000
N
N
N
N
Mid Cap Fund
S000019983
2549003E389BDUF7PS08
N
2
0
0
Underlying fund
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
1334083.01000000
28367.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
962.36000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
276.87000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
5689.64000000
Luminex Trading & Analytics LLC
8-69476
000171752
254900ZBK50B4Y36MJ33
3402.96000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
17143.92000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2525.16000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
29802.80000000
59803.71000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
2694829843.94000000
2694829843.94000000
N
173271413.76000000
N
N
N
N
Conservative Allocation Fund
S000019999
254900EXJCTZPCW7T187
N
2
0
0
Fund of Funds
Underlying fund
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Cash collateral reinvestment fee
Revenue sharing split
6336590.88000000
29574.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
1970.14000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
2057.35000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
32973.75000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
7780.09000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
20.16000000
44801.49000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
1224458921.80000000
1224458921.80000000
N
122698330.77000000
N
N
N
N
Madison Target Retirement 2040 Fund
S000019112
254900IM7322849N6R48
N
1
0
0
Fund of Funds
Target Date Fund
Underlying fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Madison Asset Management, LLC
801-62992
000130874
254900D6QWLJ3WY5HB97
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Madison Asset Management, LLC
254900D6QWLJ3WY5HB97
Y
N
N
MFD Distributor, LLC
8-50894
000044930
00000000000000000000
0.00000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
9739.47000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
42841.42000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
3904.21000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
28412.28000000
84897.38000000
0.00000000
N
38346956.39000000
N
N
N
N