4 1 victorinox_4.txt FORM 4
------ -------------------------------- FORM 4 OMB APPROVAL ------ -------------------------------- OMB Number: 3235-0287 [ ] Check this box if no longer Expires: subject to Section 16. Form 4 Estimated average burden or Form 5 obligations may hours per response..........0.5 continue. See Instruction 1(b) -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Victorinox AG Swiss Army Brands, Inc. (SABI) -------------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. IRS or Social 4. Statement for Month/Year [ ] Director [X] 10% Owner Security Number [ ] Officer [ ] Other of Reporting (give title (specify below) Person below) (Voluntary) Schmiedgasse 57, CH-6438 August 2002 --------------------------------------- ------------------------------------------------------------------------ (Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing Original (Month/Year) (check applicable line) [X] Form Filed by One Reporting Person [ ] Form Filed by More than One Ibach-Schwyz Switzerland Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership Form: 7. Nature of (Instr.3) action action Code or Disposed of (D) Securities Direct (D) or Indirect Date (Instr. 8) (Instr. 3,4 and 5) Beneficially Indirect (I) Beneficial Owned at End of (Instr. 4) Ownership (Month/ Month (Instr. 4) Day/Year) (Instr. 3 and 4) ------------------------------------------------ Code V Amount (A) or (D) Price ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 8/27/02 P(1) 2,564,415 A $9.00 (see below) I By SABI Acquisition Corp. (2) ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 8/27/02 J(3) 5,262,400 D $0(3) (see below) D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 8/28/02 J(4) 8,173,520(4) D $0 100(4) D ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- (1) These shares were acquired pursuant to a tender offer made by SABI Acquisition Corp., a wholly owned subsidiary of Victorinox AG. (2) SABI Acquisition Corp., a wholly owned subsidiary Victorinox AG, merged with and into the Issuer as of August 28, 2002. (3) Victorinox AG transferred these shares to SABI Acquisition Corp., its wholly owned subsidiary, for no consideration. (4) On August 28, 2002, SABI Acquisition Corp. merged with and into the Issuer and SABI Acquisition Corp ceased to have a separate existence. As a result, the 8,173,520 shares of common stock of Issuer then held by SABI Acquisition Corp. were cancelled for no consideration and the 100 shares of common stock of SABI Acquisition Corp. outstanding immediately prior to the merger were converted into 100 outstanding shares of common stock of the Issuer. ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) -------------------------------------------------------------------------------------- 1. Title of 2. Conversion 3. Transaction 4. Transaction 5. Number of Derivative or Exercise Date Code Derivative Security Price of (Month/Day/ (Instr. 8) Securities (Instr. 3) Derivative Year) Acquired (A) Security or Disposed of (D) (Instr. 3, 4, and 5) -------------------------------------- Code V (A) (D) -------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) ----------------------------------------------------------------------------------------------------------- 6. Date 7. Title and Amount 8. Price of 9. Number of 10. Ownership 11. Nature of Exercisable of Underlying Derivative Derivative Form of Indirect and Expiration Securities Security Securities Derivative Beneficial Date (Instr. 3 and 4) Beneficially Security: Ownership (Month/Day/Year) (Instr. 5) Owned at Direct (D) or (Instr. 4) End of Indirect (I) Month (Instr. 4) (Instr. 4) ------------------------------------------ Amount Date Expir- or Exer- ation Number cisable Date Title of Shares ---------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------
VICTORINOX AG /s/ CHARLES ELSENER, JR. September 9, 2002 ------------------------------- ----------------- **Signature of Reporting Person Date Charles Elsener, Jr. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Page 2 SEC 1474 (7/96)