-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U+cKPJwjqeoOigEYx/wn9xP3uWVxD9H1CyWcR46R4zpxvakG8TqcXjqkXNp95ERF 6VGojDdR1OvMuGqEKtrQMg== 0001019056-02-000660.txt : 20020909 0001019056-02-000660.hdr.sgml : 20020909 20020909101812 ACCESSION NUMBER: 0001019056-02-000660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020909 FILED AS OF DATE: 20020909 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SWISS ARMY BRANDS INC CENTRAL INDEX KEY: 0000731947 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] IRS NUMBER: 132797726 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12823 FILM NUMBER: 02759180 BUSINESS ADDRESS: STREET 1: ONE RESEARCH DRIVE STREET 2: PO BOX 874 CITY: SHELTON STATE: CT ZIP: 06484-0874 BUSINESS PHONE: 2039296391 MAIL ADDRESS: STREET 1: ONE RESEARCH DRIVE STREET 2: PO BOX 874 CITY: SHELTON STATE: CT ZIP: 06484-6226 FORMER COMPANY: FORMER CONFORMED NAME: FORSCHNER GROUP INC DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: VICTORINOX A G CENTRAL INDEX KEY: 0000943586 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CH 6438 CITY: IBACHJ SCHWYZ STATE: V8 BUSINESS PHONE: 212-486-1700 MAIL ADDRESS: STREET 1: CH-6438 CITY: IBACH SCHWYZ STATE: V8 4 1 victorinox_4.txt FORM 4
- ------ -------------------------------- FORM 4 OMB APPROVAL - ------ -------------------------------- OMB Number: 3235-0287 [ ] Check this box if no longer Expires: subject to Section 16. Form 4 Estimated average burden or Form 5 obligations may hours per response..........0.5 continue. See Instruction 1(b) -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Victorinox AG Swiss Army Brands, Inc. (SABI) - -------------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. IRS or Social 4. Statement for Month/Year [ ] Director [X] 10% Owner Security Number [ ] Officer [ ] Other of Reporting (give title (specify below) Person below) (Voluntary) Schmiedgasse 57, CH-6438 August 2002 - --------------------------------------- ------------------------------------------------------------------------ (Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing Original (Month/Year) (check applicable line) [X] Form Filed by One Reporting Person [ ] Form Filed by More than One Ibach-Schwyz Switzerland Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership Form: 7. Nature of (Instr.3) action action Code or Disposed of (D) Securities Direct (D) or Indirect Date (Instr. 8) (Instr. 3,4 and 5) Beneficially Indirect (I) Beneficial Owned at End of (Instr. 4) Ownership (Month/ Month (Instr. 4) Day/Year) (Instr. 3 and 4) ------------------------------------------------ Code V Amount (A) or (D) Price - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 8/27/02 P(1) 2,564,415 A $9.00 (see below) I By SABI Acquisition Corp. (2) - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 8/27/02 J(3) 5,262,400 D $0(3) (see below) D - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 8/28/02 J(4) 8,173,520(4) D $0 100(4) D - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- (1) These shares were acquired pursuant to a tender offer made by SABI Acquisition Corp., a wholly owned subsidiary of Victorinox AG. (2) SABI Acquisition Corp., a wholly owned subsidiary Victorinox AG, merged with and into the Issuer as of August 28, 2002. (3) Victorinox AG transferred these shares to SABI Acquisition Corp., its wholly owned subsidiary, for no consideration. (4) On August 28, 2002, SABI Acquisition Corp. merged with and into the Issuer and SABI Acquisition Corp ceased to have a separate existence. As a result, the 8,173,520 shares of common stock of Issuer then held by SABI Acquisition Corp. were cancelled for no consideration and the 100 shares of common stock of SABI Acquisition Corp. outstanding immediately prior to the merger were converted into 100 outstanding shares of common stock of the Issuer. - ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) - -------------------------------------------------------------------------------------- 1. Title of 2. Conversion 3. Transaction 4. Transaction 5. Number of Derivative or Exercise Date Code Derivative Security Price of (Month/Day/ (Instr. 8) Securities (Instr. 3) Derivative Year) Acquired (A) Security or Disposed of (D) (Instr. 3, 4, and 5) -------------------------------------- Code V (A) (D) - -------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------- 6. Date 7. Title and Amount 8. Price of 9. Number of 10. Ownership 11. Nature of Exercisable of Underlying Derivative Derivative Form of Indirect and Expiration Securities Security Securities Derivative Beneficial Date (Instr. 3 and 4) Beneficially Security: Ownership (Month/Day/Year) (Instr. 5) Owned at Direct (D) or (Instr. 4) End of Indirect (I) Month (Instr. 4) (Instr. 4) ------------------------------------------ Amount Date Expir- or Exer- ation Number cisable Date Title of Shares - ---------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------
VICTORINOX AG /s/ CHARLES ELSENER, JR. September 9, 2002 ------------------------------- ----------------- **Signature of Reporting Person Date Charles Elsener, Jr. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Page 2 SEC 1474 (7/96) -----END PRIVACY-ENHANCED MESSAGE-----