3 1 elsener_jr3.txt FORM 3
------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 3 Washington, D.C. 20549 OMB APPROVAL ------ OMB Number: 3235-0104 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Expires: Estimated average burden hours per response......0.5 ----------------------------- Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event 4. Issuer Name and Ticker or Trading Symbol Requiring Statement (Month/Day/Year) Elsener, Jr. Charles 8/28/02 Swiss Army Brands, Inc. (SABI) ---------------------------------------- ------------------------------------------------------------ (Last) (First) (Middle) 5. Relationship of Reporting 6. If Amendment, Date of Person(s) to Issuer Original (Check all applicable) (Month/Day/Year) Schmiedgasse 57, CH-6438 ------------------------------------------------------------------------ [X] Director [ ] 10% Owner 7. Individual or Joint/ (Street) 3. IRS Identification Group Filing (Check Number of Reporting [X] Officer [ ] Other Applicable Line) Person, if an entity (give title (Specify Ibach-Schwyz Switzerland (voluntary) below) below) ---------------------------------------- [X] Form filed by One (City) (State) (Zip) Chief Executive Officer Reporting Person ----------------------- [ ] Form Filed By More Than One Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial Ownership (Instr. 4) Indirect (I) (Instr. 5) (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 100 I By SABI Acquisition Corp.(1) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ (1) SABI Acquisition Corp., a wholly owned subsidiary of Victorinox AG, merged with and into the Issuer as of August 28, 2002. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (7-96) (Over)
FORM 3 (continued) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of Securities 4. Conversion or 5. Ownership 6. Nature of Security and Expiration Underlying Derivative Security Exercise Price Form of Indirect (Instr. 4) Date (Instr. 4) of Derivative Derivative Beneficial (Month/Day/Year) Security Security: Ownership Direct (D) (Instr. 5) or Indirect (I) (Instr. 5) -------------------------------------------------------- Date Expiration Title Amount Exer- Date or cisable Number of shares ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ CHARLES ELSENER, JR. September 9, 2002 ------------------------------- ----------------- **Signature of Reporting Person Date Charles Elsener, Jr.
Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.