-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KgXMhs97NWj83B3gKxP7KhbX8bF3mhwNUD2gxzumiRnYUldGQ8vkb/9VUIZiSWqF eB+q8n7cQRXxdTH+lbRnQA== 0001019056-02-000658.txt : 20020909 0001019056-02-000658.hdr.sgml : 20020909 20020909101338 ACCESSION NUMBER: 0001019056-02-000658 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020909 FILED AS OF DATE: 20020909 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SWISS ARMY BRANDS INC CENTRAL INDEX KEY: 0000731947 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] IRS NUMBER: 132797726 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12823 FILM NUMBER: 02759169 BUSINESS ADDRESS: STREET 1: ONE RESEARCH DRIVE STREET 2: PO BOX 874 CITY: SHELTON STATE: CT ZIP: 06484-0874 BUSINESS PHONE: 2039296391 MAIL ADDRESS: STREET 1: ONE RESEARCH DRIVE STREET 2: PO BOX 874 CITY: SHELTON STATE: CT ZIP: 06484-6226 FORMER COMPANY: FORMER CONFORMED NAME: FORSCHNER GROUP INC DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: ELSENER CHARLES JR CENTRAL INDEX KEY: 0000904984 OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: SCHMIEDGASSE 57 STREET 2: CH 6438 CITY: IBACH SCHWYZ STATE: V8 ZIP: 00000 BUSINESS PHONE: 011414181211 MAIL ADDRESS: STREET 1: SCHMIEDGASSE 57 STREET 2: CH 6438 CITY: IBACH SCHWYZ STATE: V8 ZIP: 00000 3 1 elsener_jr3.txt FORM 3
- ------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 3 Washington, D.C. 20549 OMB APPROVAL - ------ OMB Number: 3235-0104 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Expires: Estimated average burden hours per response......0.5 ----------------------------- Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event 4. Issuer Name and Ticker or Trading Symbol Requiring Statement (Month/Day/Year) Elsener, Jr. Charles 8/28/02 Swiss Army Brands, Inc. (SABI) - ---------------------------------------- ------------------------------------------------------------ (Last) (First) (Middle) 5. Relationship of Reporting 6. If Amendment, Date of Person(s) to Issuer Original (Check all applicable) (Month/Day/Year) Schmiedgasse 57, CH-6438 - ------------------------------------------------------------------------ [X] Director [ ] 10% Owner 7. Individual or Joint/ (Street) 3. IRS Identification Group Filing (Check Number of Reporting [X] Officer [ ] Other Applicable Line) Person, if an entity (give title (Specify Ibach-Schwyz Switzerland (voluntary) below) below) - ---------------------------------------- [X] Form filed by One (City) (State) (Zip) Chief Executive Officer Reporting Person ----------------------- [ ] Form Filed By More Than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial Ownership (Instr. 4) Indirect (I) (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 100 I By SABI Acquisition Corp.(1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ (1) SABI Acquisition Corp., a wholly owned subsidiary of Victorinox AG, merged with and into the Issuer as of August 28, 2002. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (7-96) (Over)
FORM 3 (continued) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of Securities 4. Conversion or 5. Ownership 6. Nature of Security and Expiration Underlying Derivative Security Exercise Price Form of Indirect (Instr. 4) Date (Instr. 4) of Derivative Derivative Beneficial (Month/Day/Year) Security Security: Ownership Direct (D) (Instr. 5) or Indirect (I) (Instr. 5) -------------------------------------------------------- Date Expiration Title Amount Exer- Date or cisable Number of shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ CHARLES ELSENER, JR. September 9, 2002 ------------------------------- ----------------- **Signature of Reporting Person Date Charles Elsener, Jr.
Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. -----END PRIVACY-ENHANCED MESSAGE-----