-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CupVCyrMcgPhmULvqYx+kVyJ9JTQV1ae5G+2WqLQhClPjCI4BgcHa5Iw5+x3DwL3 YbGFXjy004Y+7g4hp/FJqg== 0001209191-04-045210.txt : 20040921 0001209191-04-045210.hdr.sgml : 20040921 20040921185138 ACCESSION NUMBER: 0001209191-04-045210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040921 DATE AS OF CHANGE: 20040921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARNER M RICHARD CENTRAL INDEX KEY: 0001185936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08634 FILM NUMBER: 041040092 BUSINESS ADDRESS: STREET 1: 303 SOUTH TEMPLE DRIVE CITY: DIBOLL STATE: TX ZIP: 75941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEMPLE INLAND INC CENTRAL INDEX KEY: 0000731939 STANDARD INDUSTRIAL CLASSIFICATION: PAPERBOARD MILLS [2631] IRS NUMBER: 751903917 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1300 MOPAC EXPRESSWAY SOUTH CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 5124345800 MAIL ADDRESS: STREET 1: 1300 MOPAC EXPRESSWAY SOUTH CITY: AUSTIN STATE: TX ZIP: 78746 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-03-15 0 0000731939 TEMPLE INLAND INC TIN 0001185936 WARNER M RICHARD 1300 SOUTH MOPAC AUSTIN TX 78746 0 1 0 0 President Common Stock 23315 D Common Stock 4745 I See Footnote Common Stock 3127 I See Footnote Common Stock 180 I See Footnote Common Stock 300 I See Footnote Common Stock 4795 I See Footnote Common Stock 400 I By spouse. Common Stock 822 I By Trustee of 401(k) Plan Option (right to buy) 56.06 1999-02-07 2007-02-07 Common Stock 7140 7140 D Option (right to buy) 55.50 2000-02-06 2008-02-06 Common Stock 10000 10000 D Option (right to buy) 59.25 2001-02-05 2009-02-05 Common Stock 12500 12500 D Option (right to buy) 55.28 2002-02-04 2010-02-04 Common Stock 18000 18000 D Option (right to buy) 51.30 2002-02-02 2011-02-02 Common Stock 20000 20000 D Option (right to buy) 55.32 2003-02-01 2012-02-01 Common Stock 20000 20000 D Option (right to buy) 43.01 2004-02-07 2013-02-07 Common Stock 15000 15000 D Option (right to buy) 60.03 2005-02-06 2014-02-06 Common Stock 16000 16000 D Phantom Stock 61.32 2004-03-15 2004-03-15 4 F 0 3 0.00 D Common Stock 14229 14229 D Phantom Stock 65.43 2004-06-15 2004-06-15 4 F 0 2 0.00 D Common Stock 14229 14229 D Phantom Stock 65.58 2004-09-15 2004-09-15 4 F 0 2 0.00 D Common Stock 14229 14229 D In accordance with the Shareholder Rights Plan adopted by the Company on February 9, 1999, Preferred Stock Purchase Rights are deemed to be attached to the shares of Common Stock. By self as trustee for Richard Denman Warner Trust. By self as trustee for Virginia Lee Warner Trust. By spouse as custodian for daughter. In IRA, A.G. Edwards as custodian for M. Richard Warner IRA rollover. By spouse as beneficiary of retirement trust. Reporting Person acquired additional shares through on-going acquisitions under 401(k) plan. By trustee of the Temple-Inland Salaried Savings Plan according to the latest report of the Plan Administrator dated July 31, 2004. (Note: Trustee uses unit accounting; therefore, share equivalents may fluctuate slightly from month to month.) Options Vesting Schedule: Options Exercisable 02/07/1999 - 1,071; Options Exercisable 02/07/2000 - 1,071; Options Exercisable 02/07/2001 - 1,071; Options Exercisable 02/07/2002 - 1,071; Options Exercisable 02/07/2003 - 2,856. Options Vesting Schedule: Options Exercisable 02/06/2000 - 1,500; Options Exercisable 02/06/2001 - 1,500; Options Exercisable 02/06/2002 - 1,500; Options Exercisable 02/06/2003 - 1,500; Options Exercisable 02/06/2004 - 4,000. Options Vesting Schedule: Options Exercisable 02/05/2001 - 1,875; Options Exercisable 02/05/2002 - 1,875; Options Exercisable 02/05/2003 - 1,875; Options Exercisable 02/05/2004 - 1,875; Options Exercisable 02/05/2005 - 5,000. Options Vesting Schedule: Options Exercisable 02/04/2002 - 2,700; Options Exercisable 02/04/2003 - 2,700; Options Exercisable 02/04/2004 - 2,700; Options Exercisable 02/04/2005 - 2,700; Options Exercisable 02/04/2006 - 7,200. Options Vesting Schedule: Options Exercisable 02/02/2002 - 5,000; Options Exercisable 02/02/2003 - 5,000; Options Exercisable 02/02/2004 - 5,000; Options Exercisable 02/02/2005 - 5,000. Options Vesting Schedule: Options Exercisable 02/01/2003 - 5,000; Options Exercisable 02/01/2004 - 5,000; Options Exercisable 02/01/2005 - 5,000; Options Exercisable 02/01/2006 - 5,000. Options Vesting Schedule: Options Exercisable 02/07/2004 - 3,750; Options Exercisable 02/07/2005 - 3,750; Options Exercisable 02/07/2006 - 3,750; Options Exercisable 02/07/2007 - 3,750. Options Vesting Schedule: Options exercisable 02/06/2005 - 4,000; Options Exercisable 02/06/2006 - 4,000; Options Exercisable 02/06/2007 - 4,000; Options Exercisable 02/06/2008 - 4,000. Phantom shares accrued under a Company plan, which includes a dividend reinvestment feature, to be settled upon Reporting Person's retirement. 02/06/2004 - 7,000 restricted stock units vest 100% at the end of 3 years if still employed. 02/06/2004 - 7,000 restricted performance stock units vest 0%, 75%, or 100% at the end of 3 years depending on whether certain performance criteria are met. Temple-Inland maintains a DRIP that is available to all shareholders and in addition has a phantom stock program for executive employees under which dividends are reinvested on the same basis as the DRIP available to shareholders. Acquisitions of stock under the DRIP feature are therefore exempt under Section 16a-11. Shares automatically withheld to pay taxes on the dividends have been reported under the total shares held, but the disposition was assumed to be exempt since the underlying acquisition was exempt. Upon further consideration, we have determined that the better approach may be to report the dispositions at the time the dividends are paid. Signed by Leslie K. O'Neal on behalf of M. Richard Warner 2004-09-21 -----END PRIVACY-ENHANCED MESSAGE-----