4 1 d03070oe4.htm FORM 4 e4
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)

1. Name and Address of Reporting
Person*
(Last, First, Middle)
2. Issuer Name and Ticker or
Trading Symbol
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  Frank, Anthony M.
  Temple-Inland Inc. ("TIN")
 
  One Maritime Plaza, Suite 825
4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)
    02/07/2003
 
  (Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)
  San Francisco, CA 94111
(City)                (State)           (Zip)
  x  Director o  10% Owner   x Form filed by One Reporting Person
    o  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
       
     

Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 

 


 


Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
2. Transaction Date
(Month/Day/Year)
2a. Deemed Execution
Date, if any.

(Month/Day/Year)
3. Transaction Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)

(Instr. 3 and 4)
6. Ownership
Form:
Direct (D) or
Indirect (I)

(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

              Code V   Amount (A)
or
(D)
Price            

  Common Stock             500     D  

  Preferred Stock Purchase Rights   (1)   (1)   (1) (1)   (1)   (1)     (1)     (1)   (1)

                     

                     

                     

                     

                     

                   

                   

                   

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Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction
Date

(Month/Day/Year)
3a. Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction
Code

(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                      Code V   (A) (D)

  Option (right to buy)   $53.50          

             

             

             

  Option (right to buy)   $27.19          

  Option (right to buy)   $36.31          

  Option (right to buy)   $35.03          

  Option (right to buy)   $42.78          

  Option (right to buy)   $47.41          

  Option (right to buy)   $35.75          

  Option (right to buy)   $51.30          

  Option (right to buy)   $38.70          

  Option (right to buy)   $55.32          

  Phanton Stock   1-for-1     02/07/2003   02/07/2003   A   3,096

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Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount
of Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)

(Instr. 4)
10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

  05/01/1996 05/01/2006   Common Stock 2,500              

  05/01/1997 05/01/2006   Common Stock 2,500              

  05/01/1998 05/01/2006   Common Stock 2,500              

  05/01/1999 05/01/2006   Common Stock 2,500         10,000     D  

  01/02/1997 01/02/2011   Common Stock 2,000         2,000     D  

  01/02/1998 01/02/2012   Common Stock 2,000         2,000     D  

  01/02/1999 01/02/2013   Common Stock 2,000         2,000     D  

  01/04/2000 01/04/2014   Common Stock 2,000         2,000     D  

  01/03/2001 01/03/2015   Common Stock 2,000         2,000     D  

  01/02/2002 01/02/2106   Common Stock 2,000         2,000     D  

  02/02/2002 02/02/2011   Common Stock 400              

  02/02/2003 02/02/2011   Common Stock 400              

  02/02/2004 02/02/2011   Common Stock 200         1,000     D  

  01/02/2003 02/02/2017   Common Stock 2,000         2,000     D  

  02/01/2003 02/02/21012   Common Stock 400              

  02/01/2004 02/02/21012   Common Stock 400              

  02/01/2005 02/02/21012   Common Stock 200         1,000     D  

  (1) (1)   Common Stock 3,096   (1)       3,096 (1)     D  

Explanation of Responses:

(1) In accordance with the Shareholder Rights Plan adopted by the Company on February 5, 1999, Preferred Stock Purchase Rights are deemed to be attached to the shares of Common Stock.

(2) Phantom shares accrued under the Temple-Inland Inc. Directors' Fee Deferral Plan, which includes a dividend reinvestment feature, to be settled upon the reporting person's retirement.

Leslie K. O'Neal signed on behalf of
Anthony M. Frank
  02/10/2003

**Signature of Reporting Person
 
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

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