0001209191-21-044562.txt : 20210701 0001209191-21-044562.hdr.sgml : 20210701 20210701182954 ACCESSION NUMBER: 0001209191-21-044562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210629 FILED AS OF DATE: 20210701 DATE AS OF CHANGE: 20210701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEMSLEY STEPHEN J CENTRAL INDEX KEY: 0001180162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10864 FILM NUMBER: 211067393 MAIL ADDRESS: STREET 1: 200 WASHINGTON AVE N STREET 2: SUITE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITEDHEALTH GROUP INC CENTRAL INDEX KEY: 0000731766 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 411321939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITEDHEALTH GROUP CENTER STREET 2: 9900 BREN ROAD EAST CITY: MINNEAPOLIS STATE: MN ZIP: 55343 BUSINESS PHONE: 9529361300 MAIL ADDRESS: STREET 1: 9900 BREN ROAD EAST CITY: MINNETONKA STATE: MN ZIP: 55343 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP/ DATE OF NAME CHANGE: 20000309 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-29 0 0000731766 UNITEDHEALTH GROUP INC UNH 0001180162 HEMSLEY STEPHEN J C/O UNITEDHEALTH GROUP 9900 BREN ROAD EAST MINNETONKA MN 55343 1 0 0 0 Common Stock 2021-06-29 4 A 0 41.061 0.00 A 1001219.91 D Common Stock 326.4853 I by 401(k) Common Stock 2021-05-13 5 G 0 E 157488 0.00 D 0 I by GRAT5 Common Stock 327150 I by GRAT6 Common Stock 243000 I by GRAT7 Common Stock 250000 I by GRAT8 Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest. Includes 143,000 UNH shares transferred from the Grantor Retained Annuity Trust #5 to the reporting person to satisfy an annuity payment on May 7, 2021. Also reflects the transfer of 2,000 UNH shares from the reporting person to GRAT #6 on June 7, 2021, and 250,000 UNH shares from the reporting person to GRAT #8 on June 16, 2021. These transfers were exempt from Section 16 pursuant to Rule 16a-13. On May 7, 2021, 143,000 UNH shares held in GRAT #5 were distributed to the reporting person to satisfy an annuity payment and are reported as directly owned as set forth in footnote (2). Reflects the transfer of 2,000 UNH shares from the reporting person to GRAT #6 on June 7, 2021. This transfer was exempt from Section 16 pursuant to Rule 16a-13. Reflects the transfer of 250,000 UNH shares from the reporting person to GRAT #8 on June 16, 2021. This transfer was exempt from Section 16 pursuant to Rule 16a-13. Faraz A. Choudhry, Attorney-in-Fact for Stephen J. Hemsley 2021-07-01