0001209191-18-050265.txt : 20180910 0001209191-18-050265.hdr.sgml : 20180910 20180910163208 ACCESSION NUMBER: 0001209191-18-050265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180907 FILED AS OF DATE: 20180910 DATE AS OF CHANGE: 20180910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Steven H CENTRAL INDEX KEY: 0001320490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10864 FILM NUMBER: 181063126 MAIL ADDRESS: STREET 1: 21650 OXNARD STREET CITY: WOODLAND HILLS STATE: CA ZIP: 91367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITEDHEALTH GROUP INC CENTRAL INDEX KEY: 0000731766 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 411321939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITEDHEALTH GROUP CENTER STREET 2: 9900 BREN ROAD EAST CITY: MINNEAPOLIS STATE: MN ZIP: 55343 BUSINESS PHONE: 9529361300 MAIL ADDRESS: STREET 1: 9900 BREN ROAD EAST CITY: MINNETONKA STATE: MN ZIP: 55343 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP/ DATE OF NAME CHANGE: 20000309 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-07 0 0000731766 UNITEDHEALTH GROUP INC UNH 0001320490 Nelson Steven H C/O UNITEDHEALTH GROUP 9900 BREN ROAD EAST MINNETONKA MN 55343 0 1 0 0 EVP & CEO, UnitedHealthcare Common Stock 2018-09-07 4 M 0 10071 70.24 A 28493.291 D Common Stock 2018-09-07 4 M 0 8594 108.97 A 37087.291 D Common Stock 2018-09-07 4 M 0 10436 111.16 A 47523.291 D Common Stock 2018-09-07 4 M 0 9148 160.31 A 56671.291 D Common Stock 2018-09-07 4 S 0 26033 270.6488 D 30638.291 D Non-Qualified Stock Option (right to buy) 70.24 2018-09-07 4 M 0 10071 0.00 A 2024-02-12 Common Stock 10071 0 D Non-Qualified Stock Option (right to buy) 108.97 2018-09-07 4 M 0 8594 0.00 A 2025-02-10 Common Stock 8594 8594 D Non-Qualified Stock Option (right to buy) 111.16 2018-09-07 4 M 0 10436 0.00 A 2026-02-09 Common Stock 10436 20872 D Non-Qualified Stock Option (right to buy) 160.31 2018-09-07 4 M 0 9148 0.00 A 2027-02-08 Common Stock 9148 27444 D Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan. This transaction was executed in multiple trades ranging from $270.343 to $270.925 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. The non-qualified stock options vested at a rate of 25% annually on February 12 from the years 2015 through 2018. The non-qualified stock options vest at a rate of 25% annually on February 10 from the years 2016 through 2019. The non-qualified stock options vest at a rate of 25% annually on February 9 from the years 2017 through 2020. The non-qualified stock options vest at a rate of 25% annually on February 8 from the years 2018 through 2021. Dannette L. Smith, Attorney-in-Fact for Steven H. Nelson 2018-09-10