0001209191-17-009701.txt : 20170210
0001209191-17-009701.hdr.sgml : 20170210
20170210180132
ACCESSION NUMBER: 0001209191-17-009701
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170208
FILED AS OF DATE: 20170210
DATE AS OF CHANGE: 20170210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITEDHEALTH GROUP INC
CENTRAL INDEX KEY: 0000731766
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 411321939
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITEDHEALTH GROUP CENTER
STREET 2: 9900 BREN ROAD EAST
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55343
BUSINESS PHONE: 9529361300
MAIL ADDRESS:
STREET 1: 9900 BREN ROAD EAST
CITY: MINNETONKA
STATE: MN
ZIP: 55343
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED HEALTHCARE CORP/
DATE OF NAME CHANGE: 20000309
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED HEALTHCARE CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEMSLEY STEPHEN J
CENTRAL INDEX KEY: 0001180162
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10864
FILM NUMBER: 17594995
MAIL ADDRESS:
STREET 1: C/O UNITED HEALTH GROUP INC
STREET 2: 9900 BREN RD E. MN008-T050
CITY: MINNETONKA
STATE: MN
ZIP: 55343
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-08
0
0000731766
UNITEDHEALTH GROUP INC
UNH
0001180162
HEMSLEY STEPHEN J
C/O UNITEDHEALTH GROUP
9900 BREN ROAD EAST
MINNETONKA
MN
55343
1
1
0
0
Chief Exec Officer
Common Stock
2017-02-08
4
A
0
17311
0.00
A
1769181.65
D
Common Stock
2017-02-08
4
A
0
73677
0.00
A
1842858.65
D
Common Stock
2017-02-08
4
F
0
35510
160.31
D
1807348.65
D
Common Stock
2017-02-09
4
F
0
2007
160.44
D
1805341.65
D
Common Stock
308.4598
I
by 401(k)
Common Stock
722285
I
by GRAT1
Common Stock
361167
I
by GRAT2
Common Stock
366500
I
by GRAT3
Non-Qualified Stock Options (right to buy)
160.31
2017-02-08
4
A
0
96706
0.00
A
2027-02-08
Common Stock
96706
96706
D
The restricted stock units will vest at a rate of 25% annually on February 8 from the years 2018 through 2021.
Represents the settlement of Performance Share Awards for the performance period 2014-2016.
Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2014-2016.
Amount does not include Performance Share Awards granted to the executive officer on February 8, 2017, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 34,621.
The stock options vest at a rate of 25% annually on February 8 from the years 2018 through 2021.
Amy L. Schneider, Attorney-in-Fact for: Stephen J. Hemsley
2017-02-10