0001209191-17-009701.txt : 20170210 0001209191-17-009701.hdr.sgml : 20170210 20170210180132 ACCESSION NUMBER: 0001209191-17-009701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170208 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITEDHEALTH GROUP INC CENTRAL INDEX KEY: 0000731766 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 411321939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITEDHEALTH GROUP CENTER STREET 2: 9900 BREN ROAD EAST CITY: MINNEAPOLIS STATE: MN ZIP: 55343 BUSINESS PHONE: 9529361300 MAIL ADDRESS: STREET 1: 9900 BREN ROAD EAST CITY: MINNETONKA STATE: MN ZIP: 55343 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP/ DATE OF NAME CHANGE: 20000309 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEMSLEY STEPHEN J CENTRAL INDEX KEY: 0001180162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10864 FILM NUMBER: 17594995 MAIL ADDRESS: STREET 1: C/O UNITED HEALTH GROUP INC STREET 2: 9900 BREN RD E. MN008-T050 CITY: MINNETONKA STATE: MN ZIP: 55343 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-08 0 0000731766 UNITEDHEALTH GROUP INC UNH 0001180162 HEMSLEY STEPHEN J C/O UNITEDHEALTH GROUP 9900 BREN ROAD EAST MINNETONKA MN 55343 1 1 0 0 Chief Exec Officer Common Stock 2017-02-08 4 A 0 17311 0.00 A 1769181.65 D Common Stock 2017-02-08 4 A 0 73677 0.00 A 1842858.65 D Common Stock 2017-02-08 4 F 0 35510 160.31 D 1807348.65 D Common Stock 2017-02-09 4 F 0 2007 160.44 D 1805341.65 D Common Stock 308.4598 I by 401(k) Common Stock 722285 I by GRAT1 Common Stock 361167 I by GRAT2 Common Stock 366500 I by GRAT3 Non-Qualified Stock Options (right to buy) 160.31 2017-02-08 4 A 0 96706 0.00 A 2027-02-08 Common Stock 96706 96706 D The restricted stock units will vest at a rate of 25% annually on February 8 from the years 2018 through 2021. Represents the settlement of Performance Share Awards for the performance period 2014-2016. Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2014-2016. Amount does not include Performance Share Awards granted to the executive officer on February 8, 2017, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 34,621. The stock options vest at a rate of 25% annually on February 8 from the years 2018 through 2021. Amy L. Schneider, Attorney-in-Fact for: Stephen J. Hemsley 2017-02-10