-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TN3zLWHPMV2nklDlYuBS/kMy+tTLmVwkzCoqLMY+hLoPp5ZIjVV/n67jiW+EbGtY Ii+uq/jR9YPC1vHGszxlIA== 0001209191-11-008861.txt : 20110211 0001209191-11-008861.hdr.sgml : 20110211 20110211162740 ACCESSION NUMBER: 0001209191-11-008861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110209 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mikan George Lawrence III CENTRAL INDEX KEY: 0001381037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10864 FILM NUMBER: 11599513 MAIL ADDRESS: STREET 1: UNITEDHEALTH GROUP INCORPORATED STREET 2: 9900 BREN ROAD EAST MN008-T202 CITY: MINNETONKA STATE: X1 ZIP: 55343 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITEDHEALTH GROUP INC CENTRAL INDEX KEY: 0000731766 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 411321939 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITEDHEALTH GROUP CENTER STREET 2: 9900 BREN ROAD EAST CITY: MINNEAPOLIS STATE: MN ZIP: 55343 BUSINESS PHONE: 9529361300 MAIL ADDRESS: STREET 1: 9900 BREN ROAD EAST CITY: MINNETONKA STATE: MN ZIP: 55343 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP/ DATE OF NAME CHANGE: 20000309 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-09 0 0000731766 UNITEDHEALTH GROUP INC UNH 0001381037 Mikan George Lawrence III C/O UNITEDHEALTH GROUP 9900 BREN ROAD EAST MINNETONKA MN 55343 0 1 0 0 EVP UHG & CEO, Health Services Common Stock 2011-02-09 4 F 0 2478 42.07 D 99936 D Common Stock 2011-02-09 4 A 0 53483 0.00 A 153419 D Common Stock 2011-02-09 4 A 0 59425 0.00 A 212844 D Common Stock 140 I by 401(k) The restricted stock units will vest at a rate of 33% on February 9, 2012; December 28, 2012; and February 9, 2014. The restricted stock units will vest 100% on the fourth anniversary of the grant date. Amount does not include performance-based restricted stock units granted to the executive officer on February 9, 2011, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 53,483. Dannette L. Smith, Attorney-in-Fact for George L Mikan 2011-02-11 -----END PRIVACY-ENHANCED MESSAGE-----