FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/04/2024 |
3. Issuer Name and Ticker or Trading Symbol
UNITEDHEALTH GROUP INC [ UNH ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 8,012.165 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Options (right to buy) | (1) | 02/22/2031 | Common Stock | 6,249 | $327.64 | D | |
Non-Qualified Stock Options (right to buy) | (2) | 02/14/2032 | Common Stock | 8,673 | $474.4 | D | |
Non-Qualified Stock Options (right to buy) | (3) | 02/23/2033 | Common Stock | 5,116 | $491.69 | D | |
Non-Qualified Stock Options (right to buy) | (4) | 02/21/2034 | Common Stock | 5,449 | $521.97 | D | |
Non-Qualified Stock Options (right to buy) | (5) | 06/03/2034 | Common Stock | 3,748 | $497.44 | D |
Explanation of Responses: |
1. The non-qualified stock options have partially vested pursuant to option awards granted to the reporting person on February 22, 2021, vesting at a rate of 25% annually on February 22 from the years 2022 through 2025. |
2. The non-qualified stock options have partially vested pursuant to option awards granted to the reporting person on February 14, 2022, vesting at a rate of 25% annually on February 14 from the years 2023 through 2026. |
3. The non-qualified stock options have partially vested pursuant to option awards granted to the reporting person on February 23, 2023, vesting at a rate of 25% annually on February 23 from the years 2024 through 2027. |
4. The non-qualified stock options vest at a rate of 25% annually on February 21 from the years 2025 through 2028. |
5. The non-qualified stock options vest at a rate of 25% annually on June 3 from the years 2025 through 2028. |
Remarks: |
Faraz A. Choudhry, Attorney-in-Fact for Christopher R. Zaetta | 06/14/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |